0001420506-20-000641.txt : 20200515 0001420506-20-000641.hdr.sgml : 20200515 20200515105322 ACCESSION NUMBER: 0001420506-20-000641 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 20881938 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697882 XXXXXXXX 03-31-2020 03-31-2020 false Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Hunter Orr 7272521050 John Hunter Orr, CIO CLEARWATER FL 05-15-2020 0 62 217029 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC ALEXION PHARMACEUTICALS INC COM 015351109 2451 27307 SH SOLE 27307 0 0 AMAZON COM INC COM 023135106 526 270 SH SOLE 270 0 0 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 2368 48716 SH SOLE 48716 0 0 APPLE INC COM 037833100 1133 4457 SH SOLE 4457 0 0 BOEING CO COM 097023105 285 1917 SH SOLE 1917 0 0 CISCO SYS INC COM 17275R102 257 6546 SH SOLE 6546 0 0 DISNEY WALT CO COM DISNEY 254687106 633 6556 SH SOLE 6556 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 256 3170 SH SOLE 3170 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 17450 1064056 SH SOLE 1064056 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 705 11881 SH SOLE 11881 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 15668 307229 SH SOLE 307229 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 11445 273870 SH SOLE 273870 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 9752 78818 SH SOLE 78818 0 0 FLEXSHARES TR READY ACC VARI 33939L886 299 4040 SH SOLE 4040 0 0 GAP INC COM 364760108 124 17616 SH SOLE 17616 0 0 INTEL CORP COM 458140100 692 12792 SH SOLE 12792 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1398 66670 SH SOLE 66670 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 892 41187 SH SOLE 41187 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1602 75640 SH SOLE 75640 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 873 38925 SH SOLE 38925 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1472 71285 SH SOLE 71285 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1749 84400 SH SOLE 84400 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 4973 60590 SH SOLE 60590 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 402 24055 SH SOLE 24055 0 0 INVESCO EXCHANGE-TRADED FD T S&P 500 REVENUE 46138G698 378 8615 SH SOLE 8615 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 326 1716 SH SOLE 1716 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 415 3633 SH SOLE 3633 0 0 ISHARES TR PFD AND INCM SEC 464288687 1608 50531 SH SOLE 50531 0 0 ISHARES TR U.S. MED DVC ETF 464288810 8295 36813 SH SOLE 36813 0 0 ISHARES TR TIPS BD ETF 464287176 513 4354 SH SOLE 4354 0 0 ISHARES TR S&P MC 400VL ETF 464287705 10985 100099 SH SOLE 100099 0 0 ISHARES TR RUS 1000 ETF 464287622 935 6607 SH SOLE 6607 0 0 ISHARES TR RUS MID CAP ETF 464287499 295 6848 SH SOLE 6848 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 24350 161637 SH SOLE 161637 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 5907 37350 SH SOLE 37350 0 0 ISHARES TR IBONDS DEC2021 46435G789 512 20090 SH SOLE 20090 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 17723 178696 SH SOLE 178696 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1814 16060 SH SOLE 16060 0 0 ISHARES TR MORTGE REL ETF 46435G342 5626 300876 SH SOLE 300876 0 0 ISHARES TR JPMORGAN USD EMG 464288281 443 4591 SH SOLE 4591 0 0 ISHARES TR IBOXX INV CP ETF 464287242 14559 117880 SH SOLE 117880 0 0 ISHARES TR IBOXX HI YD ETF 464288513 742 9632 SH SOLE 9632 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 6061 73889 SH SOLE 73889 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 377 7790 SH SOLE 7790 0 0 JANUS DETROIT STR TR HENDERSON MTG 47103U852 7715 148240 SH SOLE 148240 0 0 JOHNSON & JOHNSON COM 478160104 275 2104 SH SOLE 2104 0 0 JPMORGAN CHASE & CO COM 46625H100 229 2549 SH SOLE 2549 0 0 MICROSOFT CORP COM 594918104 1361 8635 SH SOLE 8635 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 463 4683 SH SOLE 4683 0 0 PROCTER & GAMBLE CO COM 742718109 365 3323 SH SOLE 3323 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 207 7137 SH SOLE 7137 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 240 7757 SH SOLE 7757 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5908 108481 SH SOLE 108481 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 369 2495 SH SOLE 2495 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 642 2494 SH SOLE 2494 0 0 SPDR SER TR AEROSPACE DEF 78464A631 6663 87580 SH SOLE 87580 0 0 SPDR SER TR S&P DIVID ETF 78464A763 11502 144028 SH SOLE 144028 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 393 5558 SH SOLE 5558 0 0 VEREIT INC COM 92339V100 88 18000 SH SOLE 18000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 227 4242 SH SOLE 4242 0 0 VULCAN MATLS CO COM 929160109 707 6549 SH SOLE 6549 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 406 6291 SH SOLE 6291 0 0