The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 369 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 4,083 | 382,300 | SH | SOLE | 382,300 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 0 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 253 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,976 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 337 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 324 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,404 | 41,800 | SH | SOLE | 41,800 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 3,709 | 125,900 | SH | SOLE | 125,900 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 0 | 1,920 | SH | SOLE | 1,920 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 6 | 70,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 332 | 357,300 | SH | Put | SOLE | 357,300 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 539 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 4 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 3,317 | 87,100 | SH | SOLE | 87,100 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 687 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 469 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 1,280 | 60,400 | SH | SOLE | 60,400 | 0 | 0 | ||
CHICKEN SOUP FOR THE SOUL EN | CL A | 16842Q100 | 1,020 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 219 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 220 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 258 | 22,700 | SH | SOLE | 22,700 | 0 | 0 | ||
EKSO BIONICS HLDGS INC | COM NEW | 282644202 | 107 | 45,532 | SH | SOLE | 45,532 | 0 | 0 | ||
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 13,525 | 607,600 | SH | SOLE | 607,600 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 121 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,721 | 59,900 | SH | SOLE | 59,900 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 183 | 19,800 | SH | SOLE | 19,800 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 256 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 808 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
HUYA INC | ADS REP SHS A | 44852D108 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
HUYA INC | ADS REP SHS A | 44852D108 | 0 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 287 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 1 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 174 | 51,100 | SH | SOLE | 51,100 | 0 | 0 | ||
KIMCO RLTY CORP | COM | 49446R109 | 251 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 216 | 12,200 | SH | SOLE | 12,200 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 657 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 69 | 40,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 22 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 0 | 215 | SH | SOLE | 215 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 842 | 30,300 | SH | SOLE | 30,300 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 235 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 273 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 212 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 4,718 | 65,500 | SH | SOLE | 65,500 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,165 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 6 | 36,600 | SH | Put | SOLE | 36,600 | 0 | 0 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 2 | 1,593 | SH | SOLE | 1,593 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 35 | 31,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 5,074 | 45,200 | SH | SOLE | 45,200 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,361 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 0 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 8 | 160,000 | PRN | Put | SOLE | 160,000 | 0 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 205 | 9,500 | PRN | SOLE | 9,500 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 13 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
V F CORP | COM | 918204108 | 1,093 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 569 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 545 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 942 | 43,400 | SH | SOLE | 43,400 | 0 | 0 | ||
WELLS FARGO & CO | MTNF 0.125% 2/2 | 94986RVY4 | 857 | 16,300 | PRN | SOLE | 16,300 | 0 | 0 |