0001697539-21-000005.txt : 20210811 0001697539-21-000005.hdr.sgml : 20210811 20210811142136 ACCESSION NUMBER: 0001697539-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc. CENTRAL INDEX KEY: 0001697539 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17683 FILM NUMBER: 211162997 BUSINESS ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 BUSINESS PHONE: 574-243-6502 MAIL ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697539 XXXXXXXX 06-30-2021 06-30-2021 John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY SUITE 310 MISHAWAKA IN 46545
13F HOLDINGS REPORT 028-17683 N
C. Adam Henry CCO 440-667-5974 c. Adam Henry mishawaka IN 08-11-2021 0 51 124448 true
INFORMATION TABLE 2 13frosenthal2q2021.xml 2Q2021JWRCM13F 1st Source Corp COM 336901103 2021010 43500 SH SOLE 0 43500 0 0 Altabancorp COM 021347109 1692597 39081 SH SOLE 0 39081 0 0 Alerus Finacial Corp COM 01446U103 3951682 136218 SH SOLE 0 136218 0 0 Allegiance Bancshares Inc COM 01748H107 1499160 39000 SH SOLE 0 39000 0 0 Bancorp Inc COM 05969A105 7561912 328636 SH SOLE 0 328636 0 0 Banner Corporation COM 06652V208 2641272 48723 SH SOLE 0 48723 0 0 BancFirst Corp COM 05945F103 3766401 60330 SH SOLE 0 60330 0 0 Bank of Marin Bancorp COM 063425102 1556720 48800 SH SOLE 0 48800 0 0 Bridgewater Bancshares Inc. COM 108621103 3515160 217657 SH SOLE 0 217657 0 0 Cambridge Bancorp COM 132152109 414950 5000 SH SOLE 0 5000 0 0 CommerceWest Bank COM 20084T103 3690750 129500 SH SOLE 0 129500 0 0 Connectone Bancorp Inc NEW COM 20786W107 3271250 125000 SH SOLE 0 125000 0 0 Central Pacific Finacial Corp COM 154760409 347457 13333 SH SOLE 0 13333 0 0 First Bus Finl Svcs Inc Wis COM 319390100 1353500 50000 SH SOLE 0 50000 0 0 First Fndtn Inc COM 32026V104 2746220 122000 SH SOLE 0 122000 0 0 First Horizon Corp COM 320517105 1728000 100000 SH SOLE 0 100000 0 0 Farmers National Banc Corp COM 309627107 334318 21555 SH SOLE 0 21555 0 0 First Mid Bancshares Inc. COM 320866106 810200 20000 SH SOLE 0 20000 0 0 FVCBankcorp Inc COM 36120Q101 761166 44100 SH SOLE 0 44100 0 0 German Amern Bancorp Inc COM 373865104 2739110 73632 SH SOLE 0 73632 0 0 Glacier Bancorp Inc. COM 37637Q105 988686 17950 SH SOLE 0 17950 0 0 Horizon Bancorp Inc COM 440407104 2004450 115000 SH SOLE 0 115000 0 0 Hancock Whitney Corp COM 410120109 1333200 30000 SH SOLE 0 30000 0 0 Lakeland Finl Corp COM 511656100 5646223 91600 SH SOLE 0 91600 0 0 Level One Bancorp Inc COM 52730D208 2018834 73950 SH SOLE 0 73950 0 0 Live Oak Bancshares Inc COM 53803X105 3203700 54300 SH SOLE 0 54300 0 0 Merchants Bancorp Ind COM 58844R108 490500 12500 SH SOLE 0 12500 0 0 Mercantile Bank Corp COM 587376104 1510000 50000 SH SOLE 0 50000 0 0 Meridian Bancorp Incorporated COM 58958U103 255750 12500 SH SOLE 0 12500 0 0 Meta Finl Group Inc COM 59100U108 9507301 187780 SH SOLE 0 187780 0 0 Primis Financial Corp COM 74167B109 305200 20000 SH SOLE 0 20000 0 0 Northrim BanCorp Inc COM 666762109 265050 6200 SH SOLE 0 6200 0 0 Origin Bancorp COM 68621T102 976580 23000 SH SOLE 0 23000 0 0 Pacific Premier Bancorp COM 69478X105 4290616 101457 SH SOLE 0 101457 0 0 Pacwest Bancorp COM 695263103 1852200 45000 SH SOLE 0 45000 0 0 Regions Financial Corp COM 7591EP100 4676613 231745 SH SOLE 0 231745 0 0 Riverview Bancorp Incorporated COM 769397100 283600 40000 SH SOLE 0 40000 0 0 Sandy Spring Bancorp Inc COM 800363103 1628397 36900 SH SOLE 0 36900 0 0 Seacost BKG Corporation COM 811707306 3478551 101861 SH SOLE 0 101861 0 0 SVB Finacial Group COM 78486Q101 7005452 12590 SH SOLE 0 12590 0 0 Signature Bank COM 82669G104 3623337 14750 SH SOLE 0 14750 0 0 Stock Yds Bancorp Inc COM 861025104 3599907 70739 SH SOLE 0 70739 0 0 Summit St Bk Santa Rosa Cali COM 866264203 248640 16000 SH SOLE 0 16000 0 0 TowneBank Portsmouth VA COM 89214P109 2098980 69000 SH SOLE 0 69000 0 0 Trico Bancshares COM 896095106 306576 7200 SH SOLE 0 7200 0 0 University Bancorp COM 914090105 626960 39185 SH SOLE 0 39185 0 0 Verotex Holdings Inc COM 923451108 1947550 55000 SH SOLE 0 55000 0 0 West Bancorporation Inc CAP STK 95123P106 2515953 90665 SH SOLE 0 90665 0 0 Wintrust Finacial Corp COM 97650W108 6241213 82523 SH SOLE 0 82523 0 0 WSFS Financial Corp COM 929328102 1211340 26000 SH SOLE 0 26000 0 0 Zions Bancorporation COM 989701107 3903711 73850 SH SOLE 0 73850 0 0