0001697539-19-000004.txt : 20191107
0001697539-19-000004.hdr.sgml : 20191107
20191107144242
ACCESSION NUMBER: 0001697539-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191107
EFFECTIVENESS DATE: 20191107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 191199872
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697539
XXXXXXXX
09-30-2019
09-30-2019
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
C. Adam Henry
CCO
5742436501
C. Adam Henry
MISHAWAKA
IN
11-07-2019
0
65
96337
false
INFORMATION TABLE
2
jwrcm_2019q3-13f.xml
1st Source Corp
COM
336901103
2377960
52000
SH
SOLE
52000
0
0
ACNB Corp
COM
000868109
514500
15000
SH
SOLE
15000
0
0
Alerus Finacial Corp
COM
01446U103
1367099
62711
SH
SOLE
51500
0
0
Allegiance Bancshares Inc
COM
01748H107
1652635
51500
SH
SOLE
7500
0
0
American National Bankshares Inc
COM
027745108
266025
7500
SH
SOLE
15000
0
0
Ames Natl Corp
COM
031001100
429150
15000
SH
SOLE
12500
0
0
Auburn Natl Bancorp
COM
050473107
567625
12500
SH
SOLE
85000
0
0
BancFirst Corp
COM
05945F103
4710700
85000
SH
SOLE
57500
0
0
Bank of Marin Bancorp
COM
063425102
2385675
57500
SH
SOLE
78622
0
0
Bank of South Carolina Corp
COM
065066102
1427725
76349
SH
SOLE
55000
0
0
Bankwell Finl Group Inc
COM
06654A103
1512500
55000
SH
SOLE
15000
0
0
Benchmark Bankshares
COM
08160E207
274500
15000
SH
SOLE
10000
0
0
Berkshire Hills Bancopr Inc
COM
084680107
292900
10000
SH
SOLE
8000
0
0
Bridge Bancorp Inc.
COM
108035106
236480
8000
SH
SOLE
90000
0
0
Bridgewater Bancshares Inc.
COM
108621103
416706
34900
SH
SOLE
60
0
0
Bryn Mawr Bk Corp
COM
117665109
2172345
59500
SH
SOLE
8750
0
0
Burke & Herbert B&T
COM
121331102
136800
60
SH
SOLE
5000
0
0
CSB Bancorp, Inc.
COM
12628R107
338362
8750
SH
SOLE
69753
0
0
Cambridge Bancorp
COM
132152109
375050
5000
SH
SOLE
40000
0
0
Carolina Finl Corp New
COM
143873107
2639484
74268
SH
SOLE
4961
0
0
Century Bancorp Inc Mass
CL A NON VTG
156432106
3504000
40000
SH
SOLE
146000
0
0
CNB Financial Corp
COM
126128107
142380
4961
SH
SOLE
130000
0
0
CommerceWest Bank
COM
20084T103
3219300
146000
SH
SOLE
86544
0
0
Connectone Bancorp Inc NEW
COM
20786W107
2886000
130000
SH
SOLE
12500
0
0
Crossfirst Bankshares Inc
COM
22766M109
730813
51088
SH
SOLE
40000
0
0
Eagle Bancorp Inc MD
COM
268948106
892399
20000
SH
SOLE
20000
0
0
Eagle Financial Services
COM
26951R104
369000
12500
SH
SOLE
50000
0
0
Enterprise Bancorp Inc Mass
COM
293668109
1049300
35000
SH
SOLE
4000
0
0
Fidelity D & D Bancorp
COM
31609R100
249000
4000
SH
SOLE
100000
0
0
First Busey Corp
COM NEW
319383204
1896000
75000
SH
SOLE
70000
0
0
First Bus Finl Svcs Inc Wis
COM
319390100
1685600
70000
SH
SOLE
140000
0
0
First Choice Bancorp
COM
31948P104
31980
1500
SH
SOLE
163084
0
0
First Fndtn Inc
COM
32026V104
2138500
140000
SH
SOLE
2000
0
0
First Long Is Corp
COM
320734106
3618438
159052
SH
SOLE
17000
0
0
First National Bk Alaska
COM
32112J106
333840
1391
SH
SOLE
102500
0
0
FVCBankcorp Inc
COM
36120Q101
412660
23500
SH
SOLE
230000
0
0
German Amern Bancorp Inc
COM
373865104
3108852
97000
SH
SOLE
38000
0
0
Heritage Commerce Corp
COM
426927109
2703649
230000
SH
SOLE
115000
0
0
Heritage Finl Corp Wash
COM
42722X106
1024479
38000
SH
SOLE
37500
0
0
Horizon Bancorp Inc
COM
440407104
1996400
115000
SH
SOLE
20000
0
0
Kentucky Bancshares
COM
491203105
466000
20000
SH
SOLE
113130
0
0
Lakeland Finl Corp
COM
511656100
4975457
113130
SH
SOLE
5000
0
0
Marlin Business Svcs Corp
COM
571157106
377850
15000
SH
SOLE
15000
0
0
Mercantile Bank Corp
COM
587376104
2460000
75000
SH
SOLE
80000
0
0
Meta Finl Group Inc
COM
59100U108
3424050
105000
SH
SOLE
140000
0
0
MidWestOne Finl Group Inc NE
COM
598511103
2136400
70000
SH
SOLE
3827
0
0
Northrim BanCorp Inc
COM
666762109
396700
10000
SH
SOLE
70000
0
0
Oak Valley Bancorp Oakdale C
COM
671807105
1006200
60000
SH
SOLE
10000
0
0
Oceanfirst Financial Corp.
COM
675234108
354000
15000
SH
SOLE
70000
0
0
Peoples Utah Bancorp
COM
712706209
2144381
75800
SH
SOLE
15000
0
0
QNB Corp
COM
74726N107
449565
12300
SH
SOLE
85000
0
0
Republic First Bancorp, Inc.
COM
760416107
210000
50000
SH
SOLE
12300
0
0
Riverview Bancorp Incorporated
COM
769397100
295200
40000
SH
SOLE
50000
0
0
Sandy Spring Bancorp Inc
COM
800363103
1685500
50000
SH
SOLE
20000
0
0
Stock Yds Bancorp Inc
COM
861025104
3901541
106338
SH
SOLE
50000
0
0
Summit St Bk Santa Rosa Cali
COM
866264203
188640
16000
SH
SOLE
21948
0
0
Sussex Bancorp
COM
869245100
902400
40000
SH
SOLE
148790
0
0
Tompkins Financial Corporati
COM
890110109
2692217
33184
SH
SOLE
16000
0
0
TowneBank Portsmouth VA
COM
89214P109
3058550
110000
SH
SOLE
40000
0
0
Tri City Bankshares Corporation
COM
895364107
300000
15000
SH
SOLE
45700
0
0
Trico Bancshares
COM
896095106
172207
4744
SH
SOLE
110000
0
0
Washington Tr Bancorp
COM
940610108
2536274
52500
SH
SOLE
15000
0
0
West Bancorporation Inc
CAP STK
95123P106
3158821
145300
SH
SOLE
37310
0
0
WSFS Financial Corp
COM
929328102
441000
10000
SH
SOLE
55500
0
0
US Treasury Bond FED Strip
CAP STK
912833XP0
2517390
3000000
SH
SOLE
155000
0
0