Chief Compliance Officer

0001493152-17-006380.txt : 20170609 0001493152-17-006380.hdr.sgml : 20170609 20170609120149 ACCESSION NUMBER: 0001493152-17-006380 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 EFFECTIVENESS DATE: 20170609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPCM, LLC CENTRAL INDEX KEY: 0001697457 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17776 FILM NUMBER: 17902017 BUSINESS ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 2062573577 MAIL ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697457 XXXXXXXX 03-31-2014 03-31-2014 false CPCM, LLC

1910 Fairview Avenue East Suite 200 Seattle WA 98102

13F HOLDINGS REPORT 028-17776 N Jeremy Kiefer Chief Compliance Officer 206-257-3568 /s/ Jeremy Kiefer Seattle WA 06-09-2017 0 128 259210 INFORMATION TABLE 2 infotable.xml 1/100000 Aig 2021wts Equities ACG874152 0 21259 SH SOLE 0 0 21259 Amazon Com Equities 002313510 1761 5236 SH SOLE 0 0 5236 Amgen Inc Equities 003116210 678 5496 SH SOLE 0 0 5496 Apple Inc Equities 037833100 2588 4822 SH SOLE 0 0 4822 AT&T Equities 00206R102 587 16748 SH SOLE 0 0 16748 Automatic Data Processing Inc Equities 053015103 477 6171 SH SOLE 0 0 6171 Bank Of America Equities 060505104 300 17415 SH SOLE 0 0 17415 Berkshire Hathaway Cl B Equities 084670702 602 4816 SH SOLE 0 0 4816 Berkshire Hathaway Inc Equities 084670108 1874 10 SH SOLE 0 0 10 Boeing Co Equities 097023105 1003 7989 SH SOLE 0 0 7989 BP Equities 055622104 614 12759 SH SOLE 0 0 12759 Bristol Myers SQuibb Equities 110122108 1269 24423 SH SOLE 0 0 24423 Chevron Corp Equities 166764100 1146 9641 SH SOLE 0 0 9641 Cisco Systems Equities 17275R102 265 11803 SH SOLE 0 0 11803 Coca-Cola Company Equities 191216100 647 16733 SH SOLE 0 0 16733 Columbia Banking System Equities 197236102 1105 38735 SH SOLE 0 0 38735 Conagra Foods Equities 205887102 384 12384 SH SOLE 0 0 12384 ConocoPhillips Equities 20825C104 300 4268 SH SOLE 0 0 4268 Costco Wholesale Equities 22160K105 1710 15309 SH SOLE 0 0 15309 CSX Corp Equities 126408103 233 8046 SH SOLE 0 0 8046 Dunkin Brands Group Inc Equities 265504100 384 7651 SH SOLE 0 0 7651 Eaton Vance SR Floating Rate Tr Equities 27828Q105 1894 124930 SH SOLE 0 0 124930 Elements Rogers Intl Commodity Etn Equities 870297801 458 53509 SH SOLE 0 0 53509 Exxon Mobil Equities 30231G102 1014 10384 SH SOLE 0 0 10384 First Horizon National Corporation (NV) Equities DCA517101 0 211055 SH SOLE 0 0 211055 Flow International Corp Equities 78469X107 513 146897 SH SOLE 0 0 146897 Ford Motor Company Equities 345370860 560 35898 SH SOLE 0 0 35898 General Electric Equities 369604103 665 25670 SH SOLE 0 0 25670 General Mills Equities 370334104 651 12572 SH SOLE 0 0 12572 Google Inc Class A Equities 02079K305 537 482 SH SOLE 0 0 482 Henry Schein Equities 806407102 249 2085 SH SOLE 0 0 2085 Home Depot Equities 437076102 237 2995 SH SOLE 0 0 2995 Horizon Financial (NV) Equities 44041F105 0 20269 SH SOLE 0 0 20269 IBM Equities 459200101 619 3215 SH SOLE 0 0 3215 Index IQ Hedge Multi Strategy Equities 45409B107 1748 59815 SH SOLE 0 0 59815 Intel Corp Equities 458140100 1116 43237 SH SOLE 0 0 43237 Interleukin Genetics Inc Equities 458738101 106 302271 SH SOLE 0 0 302271 Internet Capital Group Equities 46059C205 613 30000 SH SOLE 0 0 30000 iShares Russell 1000 Index Equities 464287622 2165 20666 SH SOLE 0 0 20666 iShares Barclays 0-5 Year TIPS Equities 46429B747 6094 60257 SH SOLE 0 0 60257 iShares Barclays 1-3 Year Credit Bond Equities 464288646 10626 100740 SH SOLE 0 0 100740 iShares Barclays TIPS Equities 464287176 10006 89586 SH SOLE 0 0 89586 iShares Barclays US Aggregate Bond Index Equities 464287226 11408 105715 SH SOLE 0 0 105715 iShares Core U.S. Value ETF Equities 464287663 558 4415 SH SOLE 0 0 4415 iShares DJ Select Dividend Index Equities 464287168 1722 23491 SH SOLE 0 0 23491 iShares DJ US Real Estate Index Equities 464287739 1676 24772 SH SOLE 0 0 24772 iShares iBoxx $ Investment Grade Corp Bond Index Equities 464287242 4713 40305 SH SOLE 0 0 40305 iShares iBoxx High Yield Corp Bond Equities 464288513 337 3575 SH SOLE 0 0 3575 iShares International Developed Property Equities 464288422 9807 269284 SH SOLE 0 0 269284 iShares JPMorgan Emerging Markets Bond Equities 464288281 591 5307 SH SOLE 0 0 5307 iShares MSCI EAFE Index Equities 464287465 996 14816 SH SOLE 0 0 14816 iShares MSCI EAFE Small Cap Index Equities 464288273 440 8423 SH SOLE 0 0 8423 iShares MSCI EAFE Value Index Equities 464288877 646 11226 SH SOLE 0 0 11226 iShares MSCI Emerging Mkts Index Equities 464287234 1723 42005 SH SOLE 0 0 42005 iShares Russell 1000 Growth Index Equities 464287614 23459 271075 SH SOLE 0 0 271075 iShares Russell 2000 Value Index Fund Equities 464287630 214 2122 SH SOLE 0 0 2122 iShares Russell 3000 Index Equities 464287689 209 1862 SH SOLE 0 0 1862 iShares Russell Microcap Index Equities 464288869 1466 18967 SH SOLE 0 0 18967 iShares S&P 500 Index Equities 464287200 9302 49441 SH SOLE 0 0 49441 iShares S&P Short Term Natl AMT Equities 464288158 491 4625 SH SOLE 0 0 4625 Johnson & Johnson Equities 478160104 1148 11689 SH SOLE 0 0 11689 Jones Soda Co Equities 48023P106 23 50000 SH SOLE 0 0 50000 JPMorgan Alerian MLP Index Equities 46625H365 2048 44005 SH SOLE 0 0 44005 JPMorgan Chase & Co Equities 46625H100 406 6699 SH SOLE 0 0 6699 Kimberly Clark Equities 494368103 1534 13912 SH SOLE 0 0 13912 Marchex Inc Equities 56624R108 607 57751 SH SOLE 0 0 57751 McDonalds Corp Equities 580135101 1168 11914 SH SOLE 0 0 11914 Medtronic Inc Equities G5960L103 284 4620 SH SOLE 0 0 4620 Merck & Co Equities 58933Y105 402 7078 SH SOLE 0 0 7078 Microsoft Corp Equities 594918104 3785 92338 SH SOLE 0 0 92338 Neurologix Inc New Equities 64125U406 0 11000 SH SOLE 0 0 11000 Nordstrom Inc Equities 655664100 284 4556 SH SOLE 0 0 4556 Nuveen Municipal Value Fund, Inc. Equities 670928100 243 25714 SH SOLE 0 0 25714 Omeros Corp Equities 682143102 14463 1198234 SH SOLE 0 0 1198234 Omeros Corp. (Restricted Shares) Equities 682143102 298 37707 SH SOLE 0 0 37707 Omnicom Group Equities 681919106 4944 68100 SH SOLE 0 0 68100 Oracle Equities 68389X105 421 10294 SH SOLE 0 0 10294 Paccar Inc Equities 693718108 299 5053 SH SOLE 0 0 5053 Pepsico Equities 713448108 1169 14004 SH SOLE 0 0 14004 Pfizer Inc Equities 717081103 451 14044 SH SOLE 0 0 14044 Philip Morris Intl Equities 718172109 290 3539 SH SOLE 0 0 3539 Plum Creek Timber Equities 729251108 269 6498 SH SOLE 0 0 6498 PowerShares QQQ Equities 73935A104 271 3093 SH SOLE 0 0 3093 Procter & Gamble Equities 742718109 605 7512 SH SOLE 0 0 7512 Royal Dutch Shell Equities 780259107 202 2585 SH SOLE 0 0 2585 Royal Dutch Shell Equities 780259206 657 9446 SH SOLE 0 0 9446 Salesforce.Com Equities 79466L302 964 16883 SH SOLE 0 0 16883 Spdr Nuveen Barclays Cap Equities 78468R721 269 11569 SH SOLE 0 0 11569 SPDR Nuveen Barclays ST Muni. Bond ETF Equities 78468R739 476 19633 SH SOLE 0 0 19633 SPDR S&P 500 Index Equities 78462F103 1528 8171 SH SOLE 0 0 8171 SPDR S&P Dividend ETF Equities 78464A763 247 3355 SH SOLE 0 0 3355 Starbucks Corp Equities 855244109 73777 1005411 SH SOLE 0 0 1005411 Target Corporation Equities 87612E106 312 5152 SH SOLE 0 0 5152 Time Warner Cable Equities 88732J207 243 1773 SH SOLE 0 0 1773 U.S. Commodity Index Fund Equities 911717106 249 4246 SH SOLE 0 0 4246 United Technologies Equities 913017109 593 5074 SH SOLE 0 0 5074 UPS Equities 911312106 983 10092 SH SOLE 0 0 10092 Vanguard Growth ETF Equities 922908736 406 4345 SH SOLE 0 0 4345 Vanguard Index REIT ETF Equities 922908553 1696 24016 SH SOLE 0 0 24016 Vanguard Short Term Bond Index ETF Equities 921937827 2162 26992 SH SOLE 0 0 26992 Vanguard Total Stock Market Equities 922908769 203 2086 SH SOLE 0 0 2086 Verizon Communications Equities 92343V104 625 13148 SH SOLE 0 0 13148 Visa Inc Equities 92826C839 362 1678 SH SOLE 0 0 1678 Voya Prime Rate TRUST Equities 92913A100 211 36335 SH SOLE 0 0 36335 Wal-Mart Stores Equities 931142103 207 2704 SH SOLE 0 0 2704 Washington Federal Inc Equities 938824109 237 10169 SH SOLE 0 0 10169 Wells Fargo & Co Equities 949746101 529 10633 SH SOLE 0 0 10633 Yum Brands Inc Equities 988498101 378 5014 SH SOLE 0 0 5014 Bodyscan Corporation (NV) Equities 09689P103 0 17250 SH SOLE 0 0 17250 Brown Forman Corp Cl B Non Vtg Equities 115637209 240 2671 SH SOLE 0 0 2671 Facebook Inc Equities 30303M102 280 4644 SH SOLE 0 0 4644 Prospect Capital Corp Equities 74348T102 288 26682 SH SOLE 0 0 26682 Rackspace Hosting Inc Equities 750086100 350 10670 SH SOLE 0 0 10670 Ares Capital Corp Com Stk Usd0.001 Equities 04010L103 246 13942 SH SOLE 0 0 13942 Foundation Bancorp Equities 35040A105 237 32571 SH SOLE 0 0 32571 SPDR Dow Jones Industrial Average Equities 78467X109 1570 9558 SH SOLE 0 0 9558 Homestreet Inc Equities 43785V102 2136 109265 SH SOLE 0 0 109265 Glaxosmithkline Equities 37733W105 270 5059 SH SOLE 0 0 5059 Powershs Exch Trad Fd Tr Equities 73935X286 261 6000 SH SOLE 0 0 6000 Vanguard Ftse All - World Ex - US Index ETF Funds Equities 922042775 428 8500 SH SOLE 0 0 8500 Flexshares Morningstar US Market Factors Tilt Inde Equities 33939L100 237 2900 SH SOLE 0 0 2900 First Sound Bank Equities 33647C103 130 1000000 SH SOLE 0 0 1000000 iShares MSCI Core Emerging Markets Equities 46434G103 1143 23293 SH SOLE 0 0 23293 Avalara Inc Pfd Ser B1 Pfd Washington Equities 053998308 76 23000 SH SOLE 0 0 23000 100000ths Kinder Morgan Mgmt LLC (NV) Equities eke55u103 0 243088 SH SOLE 0 0 243088 American Airlines Group Inc Equities 02376R102 286 7827 SH SOLE 0 0 7827 EATON VANCE TAX-ADVANTAGED DIVIDEND INC Equities 27828G107 312 15855 SH SOLE 0 0 15855 STARWOOD PROPERTY TRUST Equities 85571B105 236 10000 SH SOLE 0 0 10000