The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BARCLAYS BK PLC | IPTH SR B S&P | 06746P621 | 340 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 10,643 | 1,195,845 | SH | SOLE | 1,195,845 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 9,230 | 2,667,674 | SH | SOLE | 2,667,674 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,832 | 107,700 | SH | SOLE | 107,700 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 816 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 133 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 4,901 | 101,476 | SH | SOLE | 101,476 | 0 | 0 | ||
NIKOLA CORP | COM | 654110105 | 675 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,983 | 23,800 | SH | SOLE | 23,800 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 393 | 27,456 | SH | SOLE | 27,456 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 9,646 | 265,140 | SH | SOLE | 265,140 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 18,291 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 14,949 | 122,595 | SH | SOLE | 122,595 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 5,663 | 190,542 | SH | SOLE | 190,542 | 0 | 0 |