0001104659-23-116072.txt : 20231109
0001104659-23-116072.hdr.sgml : 20231109
20231109095352
ACCESSION NUMBER: 0001104659-23-116072
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231109
DATE AS OF CHANGE: 20231109
EFFECTIVENESS DATE: 20231109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 231390452
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
primary_doc.xml
X0202
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0001697366
XXXXXXXX
09-30-2023
09-30-2023
false
PIER 88 INVESTMENT PARTNERS LLC
71 Stevenson Street, Suite 825
San Francisco
CA
94105
13F HOLDINGS REPORT
028-17645
N
Sean Aurigemma
Chief Compliance Officer
201-424-9144
/s/ Sean Aurigemma
San Francisco
CA
11-08-2023
1
134
401444479
1
0001387508
028-12257
PRELUDE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
HubSpot Inc
Common Stock
443573100
1034250
2100
SH
SOLE
2100
0
0
Model N Inc
Common Stock
607525102
712259
29179
SH
SOLE
29179
0
0
Monolithic Pwr Sys Inc
Common Stock
609839105
979440
2120
SH
SOLE
2120
0
0
Silicon Laboratories Inc
Common Stock
826919102
384987
3322
SH
SOLE
3322
0
0
Farmland Partners Inc
Common Stock
31154R109
1485730
144808
SH
SOLE
144808
0
0
Insulet Corp
Common Stock
45784P101
145136
910
SH
SOLE
910
0
0
Ultragenyx Pharmaceutical In
Common Stock
90400D108
341527
9580
SH
SOLE
9580
0
0
Denali Therapeutics Inc
Common Stock
24823R105
835515
40500
SH
SOLE
40500
0
0
Splunk Inc
Common Stock
848637104
1488240
10176
SH
SOLE
10176
0
0
Euronet Worldwide Inc
Common Stock
298736109
853414
10751
SH
SOLE
10751
0
0
Alteryx Inc
Common Stock
02156B103
1375120
36485
SH
SOLE
36485
0
0
DexCom Inc
Common Stock
252131107
808911
8670
SH
SOLE
8670
0
0
Goosehead Ins Inc
Common Stock
38267D109
1286760
17265
SH
SOLE
17265
0
0
Zscaler Inc
Common Stock
98980G102
137075
881
SH
SOLE
881
0
0
CyberArk Software Ltd
Common Stock
M2682V108
1505046
9190
SH
SOLE
9190
0
0
10X Genomics Inc
Common Stock
88025U109
399713
9690
SH
SOLE
9690
0
0
Adaptive Biotechnologies Cor
Common Stock
00650F109
416898
76495
SH
SOLE
76495
0
0
Chewy Inc
Common Stock
16679L109
94952
5200
SH
SOLE
5200
0
0
Cloudflare Inc
Common Stock
18915M107
1074202
17040
SH
SOLE
17040
0
0
Crowdstrike Hldgs Inc
Common Stock
22788C105
778317
4650
SH
SOLE
4650
0
0
Lattice Semiconductor Corp
Common Stock
518415104
1223214
14235
SH
SOLE
14235
0
0
Tradeweb Mkts Inc
Common Stock
892672106
2045501
25505
SH
SOLE
25505
0
0
Deckers Outdoor Corp
Common Stock
243537107
1110434
2160
SH
SOLE
2160
0
0
Equinox Gold Corp
Common Stock
29446Y502
92574
21885
SH
SOLE
21885
0
0
Helen of Troy Ltd
Common Stock
G4388N106
849140
7285
SH
SOLE
7285
0
0
Mirati Therapeutics Inc
Common Stock
60468T105
716126
16440
SH
SOLE
16440
0
0
PROS Holdings Inc
Common Stock
74346Y103
1132420
32710
SH
SOLE
32710
0
0
Keysight Technologies Inc
Common Stock
49338L103
512701
3875
SH
SOLE
3875
0
0
Dover Corp
Common Stock
260003108
686808
4923
SH
SOLE
4923
0
0
Synaptics Inc
Common Stock
87157D109
487001
5445
SH
SOLE
5445
0
0
Monday
Common Stock
M7S64H106
461738
2900
SH
SOLE
2900
0
0
KBR Inc
Common Stock
48242W106
2894543
49110
SH
SOLE
49110
0
0
Entegris Inc
Common Stock
29362U104
921257
9810
SH
SOLE
9810
0
0
ON Semiconductor Corp
Common Stock
682189105
1809737
19470
SH
SOLE
19470
0
0
Broadcom Inc
Common Stock
11135F101
1112977
1340
SH
SOLE
1340
0
0
Datadog Inc
Common Stock
23804L103
1226982
13470
SH
SOLE
13470
0
0
Fisker Inc
Common Stock
33813J106
273107
42540
SH
SOLE
42540
0
0
Revolve Group Inc
Common Stock
76156B107
28853
2120
SH
SOLE
2120
0
0
Five Below Inc
Common Stock
33829M101
460174
2860
SH
SOLE
2860
0
0
TransDigm Group Inc
Common Stock
893641100
1774789
2105
SH
SOLE
2105
0
0
Dominion Energy Inc
Common Stock
25746U109
192751
4315
SH
SOLE
4315
0
0
Energy Recovery Inc
Common Stock
29270J100
1271540
59950
SH
SOLE
59950
0
0
Doximity Inc
Common Stock
26622P107
228327
10760
SH
SOLE
10760
0
0
DTE Energy Co
Common Stock
233331107
287316
2894
SH
SOLE
2894
0
0
Okta Inc
Common Stock
679295105
1119132
13730
SH
SOLE
13730
0
0
R1 RCM Inc
Common Stock
77634L105
1191886
79090
SH
SOLE
79090
0
0
BioMarin Pharmaceutical Inc
Common Stock
09061G101
386658
4370
SH
SOLE
4370
0
0
Moog Inc
Common Stock
615394202
668271
5916
SH
SOLE
5916
0
0
ATI Inc
Common Stock
01741R102
1860926
45223
SH
SOLE
45223
0
0
Health Catalyst Inc
Common Stock
42225T107
1025864
101370
SH
SOLE
101370
0
0
Xylem Inc
Common Stock
98419M100
248512
2730
SH
SOLE
2730
0
0
MercadoLibre Inc
Common Stock
58733R102
2396293
1890
SH
SOLE
1890
0
0
Medpace Hldgs Inc
Common Stock
58506Q109
731233
3020
SH
SOLE
3020
0
0
Wix
Common Stock
M98068105
1045602
11390
SH
SOLE
11390
0
0
Draftkings Inc New
Common Stock
26142V105
151027
5130
SH
SOLE
5130
0
0
Rocket Pharmaceuticals Inc
Common Stock
77313F106
368820
18000
SH
SOLE
18000
0
0
Nutanix Inc
Common Stock
67059N108
1374272
39400
SH
SOLE
39400
0
0
Booking Holdings Inc
Common Stock
09857L108
2467160
800
SH
SOLE
800
0
0
Boston Scientific Corp
Common Stock
101137107
1293600
24500
SH
SOLE
24500
0
0
EQT Corp
Common Stock
26884L109
3006978
74100
SH
SOLE
74100
0
0
Pioneer Nat Res Co
Common Stock
723787107
5233740
22800
SH
SOLE
22800
0
0
Splunk Inc
Convertible Bonds
848637AD6
1139895
1060000
PRN
SOLE
0
0
1060000
Western Digital Corp.
Convertible Bonds
958102AP0
20505518
20858080
PRN
SOLE
0
0
20858080
Euronet Worldwide Inc
Convertible Bonds
298736AL3
19717228
21460928
PRN
SOLE
0
0
21460928
Alteryx Inc
Convertible Bonds
02156BAF0
19439530
22055000
PRN
SOLE
0
0
22055000
CyberArk Software Ltd
Convertible Bonds
23248VAB1
4697438
4075000
PRN
SOLE
0
0
4075000
Insulet Corp
Convertible Bonds
45784PAK7
108130
110000
PRN
SOLE
0
0
110000
PROS Holdings Inc
Convertible Bonds
74346YAH6
145695
150000
PRN
SOLE
0
0
150000
Ares Capital Corp
Convertible Bonds
04010LAW3
14634434
14425000
PRN
SOLE
0
0
14425000
RingCentral Inc
Convertible Bonds
76680RAF4
5522181
5990000
PRN
SOLE
0
0
5990000
Tabula Rasa HealthCare Inc
Convertible Bonds
873379AA9
293554
300000
PRN
SOLE
0
0
300000
DexCom Inc
Convertible Bonds
252131AK3
15524625
16470000
PRN
SOLE
0
0
16470000
Model N Inc
Convertible Bonds
607525AB8
358575
350000
PRN
SOLE
0
0
350000
Okta Inc
Convertible Bonds
679295AF2
18777115
21569000
PRN
SOLE
0
0
21569000
Chegg Inc
Convertible Bonds
163092AF6
16651503
21277000
PRN
SOLE
0
0
21277000
Wix
Convertible Bonds
92940WAD1
13146701
14845000
PRN
SOLE
0
0
14845000
DocuSign Inc
Convertible Bonds
256163AD8
12995782
13260000
PRN
SOLE
0
0
13260000
Expedia Group Inc
Convertible Bonds
30212PBE4
19224050
22125000
PRN
SOLE
0
0
22125000
Splunk Inc
Convertible Bonds
848637AF1
18652995
19770000
PRN
SOLE
0
0
19770000
Etsy Inc
Convertible Bonds
29786AAN6
19064415
25230000
PRN
SOLE
0
0
25230000
BioMarin Pharmaceutical Inc
Convertible Bonds
09061GAK7
1884616
1902000
PRN
SOLE
0
0
1902000
Southwest Airls Co
Convertible Bonds
844741BG2
15106450
15220000
PRN
SOLE
0
0
15220000
Tyler Technologies Inc
Convertible Bonds
902252AB1
5489872
5684000
PRN
SOLE
0
0
5684000
Health Catalyst Inc
Convertible Bonds
42225TAB3
1019614
1060000
PRN
SOLE
0
0
1060000
Datadog Inc
Convertible Bonds
23804LAB9
2112300
1800000
PRN
SOLE
0
0
1800000
Draftkings Inc New
Convertible Bonds
26142RAB0
1626475
2150000
PRN
SOLE
0
0
2150000
Petiq Inc
Convertible Bonds
71639TAB2
614759
635000
PRN
SOLE
0
0
635000
PROS Holdings Inc
Convertible Bonds
74346YAG8
3085109
2941000
PRN
SOLE
0
0
2941000
Shopify Inc
Convertible Bonds
82509LAA5
4102683
4602000
PRN
SOLE
0
0
4602000
Bank of America Corp
Convertible Preferred
060505682
17409423
15653
SH
SOLE
0
0
15653
Wells Fargo & Co
Convertible Preferred
949746804
15378080
13792
SH
SOLE
0
0
13792
Invesco Exch Traded Fd Tr II
ETF
46138G649
1592028
10800
SH
SOLE
0
0
10800
SPDR Gold Tr
ETF
78463V107
1958988
11426
SH
SOLE
0
0
11426
Invesco QQQ Tr
ETF
46090E103
2042139
5700
SH
SOLE
0
0
5700
SPDR S&P 500 ETF Tr
ETF
78462F103
2308392
5400
SH
SOLE
0
0
5400
Apollo Global Management Inc
Preferred Stock
03769M304
13917158
252580
SH
SOLE
0
0
252580
Nextera Energy Inc
Preferred Stock
65339F713
13338858
352600
SH
SOLE
0
0
352600
RBC Bearings Inc.
Preferred Stock
75524B203
3219884
29200
SH
SOLE
0
0
29200
LATTICE SEMICONDUCTOR CORP
Common stock
518415104
509823
5933
SH
OTR
1
0
5933
0
EURONET WORLDWIDE INC
Common stock
298736109
127008
1600
SH
OTR
1
0
1600
0
TRANSDIGM GROUP INC
Common stock
893641100
337252
400
SH
OTR
1
0
400
0
ON SEMICONDUCTOR CORP
Common stock
682189105
529815
5700
SH
OTR
1
0
5700
0
DEXCOM INC
Common stock
252131107
382530
4100
SH
OTR
1
0
4100
0
Deckers Outdoor Corp
Common stock
243537107
308454
600
SH
OTR
1
0
600
0
KBR Inc
Common stock
48242W106
305309
5180
SH
OTR
1
0
5180
0
PROS HOLDINGS INC
Common stock
74346Y103
279730
8080
SH
OTR
1
0
8080
0
MERCADOLIBRE INC
Common stock
58733R102
126788
100
SH
OTR
1
0
100
0
MONOLITHIC PWR SYS INC
Common stock
609839105
369600
800
SH
OTR
1
0
800
0
ENERGY RECOVERY INC
Common stock
29270J100
373296
17600
SH
OTR
1
0
17600
0
ENTEGRIS INC
Common stock
29362U104
244166
2600
SH
OTR
1
0
2600
0
SYNAPTICS INC
Common stock
87157D109
112247
1255
SH
OTR
1
0
1255
0
SALESFORCE INC
Common stock
79466L302
263614
1300
SH
OTR
1
0
1300
0
FIVE BELOW INC
Common stock
33829M101
96540
600
SH
OTR
1
0
600
0
SPLUNK INC
Common stock
848637104
716625
4900
SH
OTR
1
0
4900
0
MODEL N INC
Common stock
607525102
219690
9000
SH
OTR
1
0
9000
0
WIX
Common stock
M98068105
192780
2100
SH
OTR
1
0
2100
0
ULTRAGENYX PHARMACEUTICAL IN
Common stock
90400D108
74865
2100
SH
OTR
1
0
2100
0
FARMLAND PARTNERS INC
Common stock
31154R109
238032
23200
SH
OTR
1
0
23200
0
CYBERARK SOFTWARE LTD
Common stock
M2682V108
458556
2800
SH
OTR
1
0
2800
0
HUBSPOT INC
Common stock
443573100
246250
500
SH
OTR
1
0
500
0
NUTANIX INC
Common stock
67059N108
97664
2800
SH
OTR
1
0
2800
0
ALTERYX INC
Common stock
02156B103
523891
13900
SH
OTR
1
0
13900
0
OKTA INC
Common stock
679295105
407550
5000
SH
OTR
1
0
5000
0
DENALI THERAPEUTICS INC
Common stock
24823R105
210426
10200
SH
OTR
1
0
10200
0
BROADCOM INC
Common stock
11135F101
415290
500
SH
OTR
1
0
500
0
GOOSEHEAD INS INC
Common stock
38267D109
380103
5100
SH
OTR
1
0
5100
0
TRADEWEB MKTS INC
Common stock
892672106
324409
4045
SH
OTR
1
0
4045
0
HEALTH CATALYST INC
Common stock
42225T107
1012
100
SH
OTR
1
0
100
0
CLOUDFLARE INC
Common stock
18915M107
289984
4600
SH
OTR
1
0
4600
0
DATADOG INC
Common stock
23804L103
473668
5200
SH
OTR
1
0
5200
0
R1 RCM INC
Common stock
77634L105
235092
15600
SH
OTR
1
0
15600
0
INVESCO QQQ TR
ETF
46090E103
1074810
3000
SH
OTR
1
0
0
3000
SPDR GOLD TR
ETF
78463V107
770325
4493
SH
OTR
1
0
0
4493
HEALTH CATALYST INC
Convertible Bonds
42225TAB3
413617
430000
PRN
OTR
1
0
0
430000