0001104659-23-057820.txt : 20230509
0001104659-23-057820.hdr.sgml : 20230509
20230509171725
ACCESSION NUMBER: 0001104659-23-057820
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230509
DATE AS OF CHANGE: 20230509
EFFECTIVENESS DATE: 20230509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 23903413
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
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03-31-2023
03-31-2023
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PIER 88 INVESTMENT PARTNERS LLC
71 Stevenson Street, Suite 825
San Francisco
CA
94105
13F HOLDINGS REPORT
028-17645
N
Sean Aurigemma
Chief Compliance Officer
201-424-9144
/s/ Sean Aurigemma
San Francisco
CA
05-09-2023
1
119
413313421
1
0001387508
028-12257
PRELUDE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
HubSpot Inc
Common Stock
443573100
1063300
2480
SH
SOLE
2480
0
0
Model N Inc
Common Stock
607525102
2640649
78896
SH
SOLE
78896
0
0
Monolithic Pwr Sys Inc
Common Stock
609839105
1226323
2450
SH
SOLE
2450
0
0
Silicon Laboratories Inc
Common Stock
826919102
690205
3942
SH
SOLE
3942
0
0
Farmland Partners Inc
Common Stock
31154R109
1288259
120398
SH
SOLE
120398
0
0
Insulet Corp
Common Stock
45784P101
1920139
6020
SH
SOLE
6020
0
0
Ultragenyx Pharmaceutical In
Common Stock
90400D108
779945
19450
SH
SOLE
19450
0
0
Denali Therapeutics Inc
Common Stock
24823R105
738202
32040
SH
SOLE
32040
0
0
Splunk Inc
Common Stock
848637104
406148
4236
SH
SOLE
4236
0
0
Euronet Worldwide Inc
Common Stock
298736109
1666303
14891
SH
SOLE
14891
0
0
Alteryx Inc
Common Stock
02156B103
1187097
20175
SH
SOLE
20175
0
0
DexCom Inc
Common Stock
252131107
1657889
14270
SH
SOLE
14270
0
0
Goosehead Ins Inc
Common Stock
38267D109
132327
2535
SH
SOLE
2535
0
0
Zscaler Inc
Common Stock
98980G102
117
1
SH
SOLE
1
0
0
CyberArk Software Ltd
Common Stock
M2682V108
575642
3890
SH
SOLE
3890
0
0
10X Genomics Inc
Common Stock
88025U109
233760
4190
SH
SOLE
4190
0
0
Adaptive Biotechnologies Cor
Common Stock
00650F109
632449
71625
SH
SOLE
71625
0
0
Chewy Inc
Common Stock
16679L109
438467
11730
SH
SOLE
11730
0
0
Cloudflare Inc
Common Stock
18915M107
168332
2730
SH
SOLE
2730
0
0
Crowdstrike Hldgs Inc
Common Stock
22788C105
1085727
7910
SH
SOLE
7910
0
0
Evoqua Water Technologies Co
Common Stock
30057T105
205194
4127
SH
SOLE
4127
0
0
Lattice Semiconductor Corp
Common Stock
518415104
1307873
13695
SH
SOLE
13695
0
0
Tradeweb Mkts Inc
Common Stock
892672106
3558113
45028
SH
SOLE
45028
0
0
Deckers Outdoor Corp
Common Stock
243537107
822677
1830
SH
SOLE
1830
0
0
Equinox Gold Corp
Common Stock
29446Y502
112708
21885
SH
SOLE
21885
0
0
Helen of Troy Ltd
Common Stock
G4388N106
333571
3505
SH
SOLE
3505
0
0
Mirati Therapeutics Inc
Common Stock
60468T105
276619
7440
SH
SOLE
7440
0
0
PROS Holdings Inc
Common Stock
74346Y103
654586
23890
SH
SOLE
23890
0
0
Keysight Technologies Inc
Common Stock
49338L103
524003
3245
SH
SOLE
3245
0
0
Dover Corp
Common Stock
260003108
748001
4923
SH
SOLE
4923
0
0
Synaptics Inc
Common Stock
87157D109
491839
4425
SH
SOLE
4425
0
0
KBR Inc
Common Stock
48242W106
1314044
23870
SH
SOLE
23870
0
0
Lindsay Corp
Common Stock
535555106
1491653
9870
SH
SOLE
9870
0
0
Entegris Inc
Common Stock
29362U104
804518
9810
SH
SOLE
9810
0
0
ON Semiconductor Corp
Common Stock
682189105
852835
10360
SH
SOLE
10360
0
0
Datadog Inc
Common Stock
23804L103
449039
6180
SH
SOLE
6180
0
0
Fisker Inc
Common Stock
33813J106
63733
10380
SH
SOLE
10380
0
0
Revolve Group Inc
Common Stock
76156B107
55756
2120
SH
SOLE
2120
0
0
Five Below Inc
Common Stock
33829M101
716776
3480
SH
SOLE
3480
0
0
TransDigm Group Inc
Common Stock
893641100
1470415
1995
SH
SOLE
1995
0
0
Dominion Energy Inc
Common Stock
25746U109
241252
4315
SH
SOLE
4315
0
0
Energy Recovery Inc
Common Stock
29270J100
1087269
47170
SH
SOLE
47170
0
0
NextEra Energy Inc
Common Stock
65339F101
540
7
SH
SOLE
7
0
0
Doximity Inc
Common Stock
26622P107
263573
8140
SH
SOLE
8140
0
0
DTE Energy Co
Common Stock
233331107
317009
2894
SH
SOLE
2894
0
0
Okta Inc
Common Stock
679295105
991760
11500
SH
SOLE
11500
0
0
R1 RCM Inc
Common Stock
77634L105
1340700
89380
SH
SOLE
89380
0
0
BioMarin Pharmaceutical Inc
Common Stock
09061G101
97240
1000
SH
SOLE
1000
0
0
Moog Inc
Common Stock
615394202
2327426
23101
SH
SOLE
23101
0
0
Workday Inc
Common Stock
98138H101
2156278
10440
SH
SOLE
10440
0
0
Salesforce Inc
Common Stock
79466L302
3492754
17483
SH
SOLE
17483
0
0
ATI Inc
Common Stock
01741R102
2618487
66358
SH
SOLE
66358
0
0
Health Catalyst Inc
Common Stock
42225T107
637415
54620
SH
SOLE
54620
0
0
Booking Holdings Inc
Common Stock
09857L108
1729371
652
SH
SOLE
652
0
0
Pioneer Nat Res Co
Common Stock
723787107
2001552
9800
SH
SOLE
9800
0
0
Splunk Inc
Convertible Bonds
848637AD6
358947
370000
PRN
SOLE
0
0
370000
Western Digital Corp.
Convertible Bonds
958102AP0
20446614
21208080
PRN
SOLE
0
0
21208080
Euronet Worldwide Inc
Convertible Bonds
298736AL3
20097893
20880928
PRN
SOLE
0
0
20880928
Alteryx Inc
Convertible Bonds
02156BAF0
18586188
22055000
PRN
SOLE
0
0
22055000
CyberArk Software Ltd
Convertible Bonds
23248VAB1
3385550
3025000
PRN
SOLE
0
0
3025000
Insulet Corp
Convertible Bonds
45784PAK7
3256780
2180000
PRN
SOLE
0
0
2180000
PROS Holdings Inc
Convertible Bonds
74346YAH6
2937423
3120000
PRN
SOLE
0
0
3120000
Ares Capital Corp
Convertible Bonds
04010LAW3
13519372
13425000
PRN
SOLE
0
0
13425000
RingCentral Inc
Convertible Bonds
76680RAF4
5274195
5990000
PRN
SOLE
0
0
5990000
Tabula Rasa HealthCare Inc
Convertible Bonds
873379AA9
250021
300000
PRN
SOLE
0
0
300000
DexCom Inc
Convertible Bonds
252131AK3
18554105
17320000
PRN
SOLE
0
0
17320000
Model N Inc
Convertible Bonds
607525AB8
426344
350000
PRN
SOLE
0
0
350000
Okta Inc
Convertible Bonds
679295AF2
17377869
20419000
PRN
SOLE
0
0
20419000
Chegg Inc
Convertible Bonds
163092AF6
16706733
21277000
PRN
SOLE
0
0
21277000
Wix
Convertible Bonds
92940WAD1
14348650
16625000
PRN
SOLE
0
0
16625000
Booking Holdings Inc
Convertible Bonds
09857LAN8
14151190
9450000
PRN
SOLE
0
0
9450000
DocuSign Inc
Convertible Bonds
256163AD8
15847221
16610000
PRN
SOLE
0
0
16610000
Expedia Group Inc
Convertible Bonds
30212PBE4
19478164
21755000
PRN
SOLE
0
0
21755000
Splunk Inc
Convertible Bonds
848637AF1
16705475
19550000
PRN
SOLE
0
0
19550000
Etsy Inc
Convertible Bonds
29786AAN6
15766818
19100000
PRN
SOLE
0
0
19100000
BioMarin Pharmaceutical Inc
Convertible Bonds
09061GAK7
1389779
1332000
PRN
SOLE
0
0
1332000
Southwest Airls Co
Convertible Bonds
844741BG2
18210680
16030000
PRN
SOLE
0
0
16030000
PetIQ Inc
Convertible Bonds
71639TAB2
870833
1005000
PRN
SOLE
0
0
1005000
Bank of America Corp
Convertible Preferred
060505682
8644927
7403
SH
SOLE
0
0
7403
Wells Fargo & Co
Convertible Preferred
949746804
1707915
1452
SH
SOLE
0
0
1452
SPDR Gold TR
ETF
78463V107
3119504
17026
SH
SOLE
0
0
17026
Invesco QQQ TR
ETF
46090E103
577674
1800
SH
SOLE
0
0
1800
SPDR S&P 500 ETF TR
ETF
78462F103
2210706
5400
SH
SOLE
0
0
5400
Boston Scientific Corp
Preferred Stock
101137206
10997386
90935
SH
SOLE
0
0
90935
KKR & Co Inc
Preferred Stock
48251W401
4930065
77700
SH
SOLE
0
0
77700
NiSource Inc
Preferred Stock
65473P121
18864765
180720
SH
SOLE
0
0
180720
American Elec Pwr Co Inc
Preferred Stock
02557T307
18080685
359100
SH
SOLE
0
0
359100
Becton Dickson & Co
Preferred Stock
075887406
19580233
393810
SH
SOLE
0
0
393810
NextEra Energy Inc
Preferred Stock
65339F739
3750912
76800
SH
SOLE
0
0
76800
Dover Corp
Common stock
260003108
194939
1283
SH
OTR
1
0
1283
0
Lindsay Corp
Common stock
535555106
227451
1505
SH
OTR
1
0
1505
0
Lattice Semiconductor Corp
Common stock
518415104
509302
5333
SH
OTR
1
0
5333
0
Euronet Worldwide Inc
Common stock
298736109
268560
2400
SH
OTR
1
0
2400
0
TransDigm Group Inc
Common stock
893641100
368525
500
SH
OTR
1
0
500
0
DexCom Inc
Common stock
252131107
801642
6900
SH
OTR
1
0
6900
0
Deckers Outdoor Corp
Common stock
243537107
179820
400
SH
OTR
1
0
400
0
KBR Inc
Common stock
48242W106
334704
6080
SH
OTR
1
0
6080
0
PROS Holdings Inc
Common stock
74346Y103
111792
4080
SH
OTR
1
0
4080
0
Insulet Corp
Common stock
45784P101
573171
1797
SH
OTR
1
0
1797
0
Monolithic Power Systems Inc
Common stock
609839105
300324
600
SH
OTR
1
0
600
0
Entegris Inc
Common stock
29362U104
278834
3400
SH
OTR
1
0
3400
0
Synaptics Inc
Common stock
87157D109
139493
1255
SH
OTR
1
0
1255
0
Salesforce Inc
Common stock
79466L302
199780
1000
SH
OTR
1
0
1000
0
Moog Inc
Common stock
615394202
332475
3300
SH
OTR
1
0
3300
0
Five Below Inc
Common stock
33829M101
164776
800
SH
OTR
1
0
800
0
Splunk Inc
Common stock
848637104
134232
1400
SH
OTR
1
0
1400
0
Model N Inc
Common stock
607525102
187432
5600
SH
OTR
1
0
5600
0
Ultragenyx Pharmaceutical Inc
Common stock
90400D108
92230
2300
SH
OTR
1
0
2300
0
Farmland Partners Inc
Common stock
31154R109
153010
14300
SH
OTR
1
0
14300
0
Cyberark Software Ltd
Common stock
M2682V108
192374
1300
SH
OTR
1
0
1300
0
Hubspot Inc
Common stock
443573100
128625
300
SH
OTR
1
0
300
0
Alteryx Inc
Common stock
02156B103
347156
5900
SH
OTR
1
0
5900
0
Okta Inc
Common stock
679295105
100728
1168
SH
OTR
1
0
1168
0
Denali Therapeutics Inc
Common stock
24823R105
248832
10800
SH
OTR
1
0
10800
0
Tradeweb Markets Inc
Common stock
892672106
801658
10145
SH
OTR
1
0
10145
0
Crowdstrike Holdings Inc
Common stock
22788C105
219616
1600
SH
OTR
1
0
1600
0
Chewy Inc
Common stock
16679L109
153258
4100
SH
OTR
1
0
4100
0
R1 RCM Inc
Common stock
77634L105
246000
16400
SH
OTR
1
0
16400
0
SPDR Gold TR
ETF
78463V107
823207
4493
SH
OTR
1
0
0
4493