Chief Compliance Officer

0001104659-23-057820.txt : 20230509 0001104659-23-057820.hdr.sgml : 20230509 20230509171725 ACCESSION NUMBER: 0001104659-23-057820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 23903413 BUSINESS ADDRESS: STREET 1: 71 STEVENSON STREET, SUITE 825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 71 STEVENSON STREET, SUITE 825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001697366 XXXXXXXX 03-31-2023 03-31-2023 false PIER 88 INVESTMENT PARTNERS LLC

71 Stevenson Street, Suite 825 San Francisco CA 94105

13F HOLDINGS REPORT 028-17645 N Sean Aurigemma Chief Compliance Officer 201-424-9144 /s/ Sean Aurigemma San Francisco CA 05-09-2023 1 119 413313421 1 0001387508 028-12257 PRELUDE CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 infotable.xml HubSpot Inc Common Stock 443573100 1063300 2480 SH SOLE 2480 0 0 Model N Inc Common Stock 607525102 2640649 78896 SH SOLE 78896 0 0 Monolithic Pwr Sys Inc Common Stock 609839105 1226323 2450 SH SOLE 2450 0 0 Silicon Laboratories Inc Common Stock 826919102 690205 3942 SH SOLE 3942 0 0 Farmland Partners Inc Common Stock 31154R109 1288259 120398 SH SOLE 120398 0 0 Insulet Corp Common Stock 45784P101 1920139 6020 SH SOLE 6020 0 0 Ultragenyx Pharmaceutical In Common Stock 90400D108 779945 19450 SH SOLE 19450 0 0 Denali Therapeutics Inc Common Stock 24823R105 738202 32040 SH SOLE 32040 0 0 Splunk Inc Common Stock 848637104 406148 4236 SH SOLE 4236 0 0 Euronet Worldwide Inc Common Stock 298736109 1666303 14891 SH SOLE 14891 0 0 Alteryx Inc Common Stock 02156B103 1187097 20175 SH SOLE 20175 0 0 DexCom Inc Common Stock 252131107 1657889 14270 SH SOLE 14270 0 0 Goosehead Ins Inc Common Stock 38267D109 132327 2535 SH SOLE 2535 0 0 Zscaler Inc Common Stock 98980G102 117 1 SH SOLE 1 0 0 CyberArk Software Ltd Common Stock M2682V108 575642 3890 SH SOLE 3890 0 0 10X Genomics Inc Common Stock 88025U109 233760 4190 SH SOLE 4190 0 0 Adaptive Biotechnologies Cor Common Stock 00650F109 632449 71625 SH SOLE 71625 0 0 Chewy Inc Common Stock 16679L109 438467 11730 SH SOLE 11730 0 0 Cloudflare Inc Common Stock 18915M107 168332 2730 SH SOLE 2730 0 0 Crowdstrike Hldgs Inc Common Stock 22788C105 1085727 7910 SH SOLE 7910 0 0 Evoqua Water Technologies Co Common Stock 30057T105 205194 4127 SH SOLE 4127 0 0 Lattice Semiconductor Corp Common Stock 518415104 1307873 13695 SH SOLE 13695 0 0 Tradeweb Mkts Inc Common Stock 892672106 3558113 45028 SH SOLE 45028 0 0 Deckers Outdoor Corp Common Stock 243537107 822677 1830 SH SOLE 1830 0 0 Equinox Gold Corp Common Stock 29446Y502 112708 21885 SH SOLE 21885 0 0 Helen of Troy Ltd Common Stock G4388N106 333571 3505 SH SOLE 3505 0 0 Mirati Therapeutics Inc Common Stock 60468T105 276619 7440 SH SOLE 7440 0 0 PROS Holdings Inc Common Stock 74346Y103 654586 23890 SH SOLE 23890 0 0 Keysight Technologies Inc Common Stock 49338L103 524003 3245 SH SOLE 3245 0 0 Dover Corp Common Stock 260003108 748001 4923 SH SOLE 4923 0 0 Synaptics Inc Common Stock 87157D109 491839 4425 SH SOLE 4425 0 0 KBR Inc Common Stock 48242W106 1314044 23870 SH SOLE 23870 0 0 Lindsay Corp Common Stock 535555106 1491653 9870 SH SOLE 9870 0 0 Entegris Inc Common Stock 29362U104 804518 9810 SH SOLE 9810 0 0 ON Semiconductor Corp Common Stock 682189105 852835 10360 SH SOLE 10360 0 0 Datadog Inc Common Stock 23804L103 449039 6180 SH SOLE 6180 0 0 Fisker Inc Common Stock 33813J106 63733 10380 SH SOLE 10380 0 0 Revolve Group Inc Common Stock 76156B107 55756 2120 SH SOLE 2120 0 0 Five Below Inc Common Stock 33829M101 716776 3480 SH SOLE 3480 0 0 TransDigm Group Inc Common Stock 893641100 1470415 1995 SH SOLE 1995 0 0 Dominion Energy Inc Common Stock 25746U109 241252 4315 SH SOLE 4315 0 0 Energy Recovery Inc Common Stock 29270J100 1087269 47170 SH SOLE 47170 0 0 NextEra Energy Inc Common Stock 65339F101 540 7 SH SOLE 7 0 0 Doximity Inc Common Stock 26622P107 263573 8140 SH SOLE 8140 0 0 DTE Energy Co Common Stock 233331107 317009 2894 SH SOLE 2894 0 0 Okta Inc Common Stock 679295105 991760 11500 SH SOLE 11500 0 0 R1 RCM Inc Common Stock 77634L105 1340700 89380 SH SOLE 89380 0 0 BioMarin Pharmaceutical Inc Common Stock 09061G101 97240 1000 SH SOLE 1000 0 0 Moog Inc Common Stock 615394202 2327426 23101 SH SOLE 23101 0 0 Workday Inc Common Stock 98138H101 2156278 10440 SH SOLE 10440 0 0 Salesforce Inc Common Stock 79466L302 3492754 17483 SH SOLE 17483 0 0 ATI Inc Common Stock 01741R102 2618487 66358 SH SOLE 66358 0 0 Health Catalyst Inc Common Stock 42225T107 637415 54620 SH SOLE 54620 0 0 Booking Holdings Inc Common Stock 09857L108 1729371 652 SH SOLE 652 0 0 Pioneer Nat Res Co Common Stock 723787107 2001552 9800 SH SOLE 9800 0 0 Splunk Inc Convertible Bonds 848637AD6 358947 370000 PRN SOLE 0 0 370000 Western Digital Corp. Convertible Bonds 958102AP0 20446614 21208080 PRN SOLE 0 0 21208080 Euronet Worldwide Inc Convertible Bonds 298736AL3 20097893 20880928 PRN SOLE 0 0 20880928 Alteryx Inc Convertible Bonds 02156BAF0 18586188 22055000 PRN SOLE 0 0 22055000 CyberArk Software Ltd Convertible Bonds 23248VAB1 3385550 3025000 PRN SOLE 0 0 3025000 Insulet Corp Convertible Bonds 45784PAK7 3256780 2180000 PRN SOLE 0 0 2180000 PROS Holdings Inc Convertible Bonds 74346YAH6 2937423 3120000 PRN SOLE 0 0 3120000 Ares Capital Corp Convertible Bonds 04010LAW3 13519372 13425000 PRN SOLE 0 0 13425000 RingCentral Inc Convertible Bonds 76680RAF4 5274195 5990000 PRN SOLE 0 0 5990000 Tabula Rasa HealthCare Inc Convertible Bonds 873379AA9 250021 300000 PRN SOLE 0 0 300000 DexCom Inc Convertible Bonds 252131AK3 18554105 17320000 PRN SOLE 0 0 17320000 Model N Inc Convertible Bonds 607525AB8 426344 350000 PRN SOLE 0 0 350000 Okta Inc Convertible Bonds 679295AF2 17377869 20419000 PRN SOLE 0 0 20419000 Chegg Inc Convertible Bonds 163092AF6 16706733 21277000 PRN SOLE 0 0 21277000 Wix Convertible Bonds 92940WAD1 14348650 16625000 PRN SOLE 0 0 16625000 Booking Holdings Inc Convertible Bonds 09857LAN8 14151190 9450000 PRN SOLE 0 0 9450000 DocuSign Inc Convertible Bonds 256163AD8 15847221 16610000 PRN SOLE 0 0 16610000 Expedia Group Inc Convertible Bonds 30212PBE4 19478164 21755000 PRN SOLE 0 0 21755000 Splunk Inc Convertible Bonds 848637AF1 16705475 19550000 PRN SOLE 0 0 19550000 Etsy Inc Convertible Bonds 29786AAN6 15766818 19100000 PRN SOLE 0 0 19100000 BioMarin Pharmaceutical Inc Convertible Bonds 09061GAK7 1389779 1332000 PRN SOLE 0 0 1332000 Southwest Airls Co Convertible Bonds 844741BG2 18210680 16030000 PRN SOLE 0 0 16030000 PetIQ Inc Convertible Bonds 71639TAB2 870833 1005000 PRN SOLE 0 0 1005000 Bank of America Corp Convertible Preferred 060505682 8644927 7403 SH SOLE 0 0 7403 Wells Fargo & Co Convertible Preferred 949746804 1707915 1452 SH SOLE 0 0 1452 SPDR Gold TR ETF 78463V107 3119504 17026 SH SOLE 0 0 17026 Invesco QQQ TR ETF 46090E103 577674 1800 SH SOLE 0 0 1800 SPDR S&P 500 ETF TR ETF 78462F103 2210706 5400 SH SOLE 0 0 5400 Boston Scientific Corp Preferred Stock 101137206 10997386 90935 SH SOLE 0 0 90935 KKR & Co Inc Preferred Stock 48251W401 4930065 77700 SH SOLE 0 0 77700 NiSource Inc Preferred Stock 65473P121 18864765 180720 SH SOLE 0 0 180720 American Elec Pwr Co Inc Preferred Stock 02557T307 18080685 359100 SH SOLE 0 0 359100 Becton Dickson & Co Preferred Stock 075887406 19580233 393810 SH SOLE 0 0 393810 NextEra Energy Inc Preferred Stock 65339F739 3750912 76800 SH SOLE 0 0 76800 Dover Corp Common stock 260003108 194939 1283 SH OTR 1 0 1283 0 Lindsay Corp Common stock 535555106 227451 1505 SH OTR 1 0 1505 0 Lattice Semiconductor Corp Common stock 518415104 509302 5333 SH OTR 1 0 5333 0 Euronet Worldwide Inc Common stock 298736109 268560 2400 SH OTR 1 0 2400 0 TransDigm Group Inc Common stock 893641100 368525 500 SH OTR 1 0 500 0 DexCom Inc Common stock 252131107 801642 6900 SH OTR 1 0 6900 0 Deckers Outdoor Corp Common stock 243537107 179820 400 SH OTR 1 0 400 0 KBR Inc Common stock 48242W106 334704 6080 SH OTR 1 0 6080 0 PROS Holdings Inc Common stock 74346Y103 111792 4080 SH OTR 1 0 4080 0 Insulet Corp Common stock 45784P101 573171 1797 SH OTR 1 0 1797 0 Monolithic Power Systems Inc Common stock 609839105 300324 600 SH OTR 1 0 600 0 Entegris Inc Common stock 29362U104 278834 3400 SH OTR 1 0 3400 0 Synaptics Inc Common stock 87157D109 139493 1255 SH OTR 1 0 1255 0 Salesforce Inc Common stock 79466L302 199780 1000 SH OTR 1 0 1000 0 Moog Inc Common stock 615394202 332475 3300 SH OTR 1 0 3300 0 Five Below Inc Common stock 33829M101 164776 800 SH OTR 1 0 800 0 Splunk Inc Common stock 848637104 134232 1400 SH OTR 1 0 1400 0 Model N Inc Common stock 607525102 187432 5600 SH OTR 1 0 5600 0 Ultragenyx Pharmaceutical Inc Common stock 90400D108 92230 2300 SH OTR 1 0 2300 0 Farmland Partners Inc Common stock 31154R109 153010 14300 SH OTR 1 0 14300 0 Cyberark Software Ltd Common stock M2682V108 192374 1300 SH OTR 1 0 1300 0 Hubspot Inc Common stock 443573100 128625 300 SH OTR 1 0 300 0 Alteryx Inc Common stock 02156B103 347156 5900 SH OTR 1 0 5900 0 Okta Inc Common stock 679295105 100728 1168 SH OTR 1 0 1168 0 Denali Therapeutics Inc Common stock 24823R105 248832 10800 SH OTR 1 0 10800 0 Tradeweb Markets Inc Common stock 892672106 801658 10145 SH OTR 1 0 10145 0 Crowdstrike Holdings Inc Common stock 22788C105 219616 1600 SH OTR 1 0 1600 0 Chewy Inc Common stock 16679L109 153258 4100 SH OTR 1 0 4100 0 R1 RCM Inc Common stock 77634L105 246000 16400 SH OTR 1 0 16400 0 SPDR Gold TR ETF 78463V107 823207 4493 SH OTR 1 0 0 4493