0001104659-22-118170.txt : 20221114
0001104659-22-118170.hdr.sgml : 20221114
20221114113646
ACCESSION NUMBER: 0001104659-22-118170
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 221382371
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001697366
XXXXXXXX
09-30-2022
09-30-2022
false
PIER 88 INVESTMENT PARTNERS LLC
71 Stevenson Street, Suite 825
San Francisco
CA
94105
13F HOLDINGS REPORT
028-17645
N
Sean Aurigemma
Chief Compliance Officer
201-424-9144
/s/ Sean Aurigemma
San Francisco
CA
11-11-2022
1
135
420551
1
0001387508
028-12257
PRELUDE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
Etsy Inc
Common Stock
29786A106
830
8291
SH
SOLE
8291
0
0
HubSpot Inc
Common Stock
443573100
664
2460
SH
SOLE
2460
0
0
Model N Inc
Common Stock
607525102
963
28119
SH
SOLE
28119
0
0
Monolithic Power Systems Inc
Common Stock
609839105
596
1640
SH
SOLE
1640
0
0
Silicon Laboratories Inc
Common Stock
826919102
758
6142
SH
SOLE
6142
0
0
Farmland Partners Inc
Common Stock
31154R109
617
48698
SH
SOLE
48698
0
0
Heron Therapeutics Inc
Common Stock
427746102
117
27700
SH
SOLE
27700
0
0
Insulet Corp
Common Stock
45784P101
1234
5380
SH
SOLE
5380
0
0
Ultragenyx Pharmaceutical Inc
Common Stock
90400D108
689
16640
SH
SOLE
16640
0
0
Denali Therapeutics Inc
Common Stock
24823R105
288
9390
SH
SOLE
9390
0
0
Splunk Inc
Common Stock
848637104
296
3936
SH
SOLE
3936
0
0
Euronet Worldwide Inc
Common Stock
298736109
886
11691
SH
SOLE
11691
0
0
NuVasive Inc
Common Stock
670704105
207
4725
SH
SOLE
4725
0
0
Alteryx Inc
Common Stock
02156B103
838
15005
SH
SOLE
15005
0
0
DexCom Inc
Common Stock
252131107
1206
14980
SH
SOLE
14980
0
0
Horizon Therapeutics Plc
Common Stock
G46188101
754
12180
SH
SOLE
12180
0
0
Goosehead Insurance Inc
Common Stock
38267D109
80
2245
SH
SOLE
2245
0
0
Zscaler Inc
Common Stock
98980G102
132
801
SH
SOLE
801
0
0
CyberArk Software Ltd
Common Stock
M2682V108
1083
7220
SH
SOLE
7220
0
0
10X Genomics Inc
Common Stock
88025U109
71
2510
SH
SOLE
2510
0
0
Adaptive Biotechnologies
Common Stock
00650F109
407
57205
SH
SOLE
57205
0
0
Cloudflare Inc
Common Stock
18915M107
677
12240
SH
SOLE
12240
0
0
Crowdstrike Holdings Inc
Common Stock
22788C105
140
850
SH
SOLE
850
0
0
Evoqua Water Technologies Corp
Common Stock
30057T105
1537
46487
SH
SOLE
46487
0
0
Lattice Semiconductor Corp
Common Stock
518415104
800
16265
SH
SOLE
16265
0
0
Tradeweb Markets Inc
Common Stock
892672106
1159
20545
SH
SOLE
20545
0
0
Deckers Outdoor Corp
Common Stock
243537107
882
2820
SH
SOLE
2820
0
0
Equinox Gold Corp
Common Stock
29446Y502
80
21885
SH
SOLE
21885
0
0
Helen of Troy Ltd
Common Stock
G4388N106
299
3105
SH
SOLE
3105
0
0
Mirati Therapeutics Inc
Common Stock
60468T105
656
9400
SH
SOLE
9400
0
0
PROS Holdings Inc
Common Stock
74346Y103
952
38530
SH
SOLE
38530
0
0
First Republic BK San Francisco
Common Stock
33616C100
918
7035
SH
SOLE
7035
0
0
Keysight Technologies Inc
Common Stock
49338L103
910
5785
SH
SOLE
5785
0
0
SVB Financial Group
Common Stock
78486Q101
562
1675
SH
SOLE
1675
0
0
Dover Corp
Common Stock
260003108
169
1450
SH
SOLE
1450
0
0
East West Bancorp Inc
Common Stock
27579R104
174
2590
SH
SOLE
2590
0
0
Seer Inc
Common Stock
81578P106
60
7695
SH
SOLE
7695
0
0
Synaptics Inc
Common Stock
87157D109
312
3155
SH
SOLE
3155
0
0
Vertiv Holdings Co
Common Stock
92537N108
0
10
SH
SOLE
10
0
0
KBR Inc
Common Stock
48242W106
3426
79273
SH
SOLE
79273
0
0
Lindsay Corp
Common Stock
535555106
1285
8970
SH
SOLE
8970
0
0
Entegris Inc
Common Stock
29362U104
682
8210
SH
SOLE
8210
0
0
ON Semiconductor Corp
Common Stock
682189105
1164
18680
SH
SOLE
18680
0
0
ThredUp Inc
Common Stock
88556E102
0
80
SH
SOLE
80
0
0
Broadcom Inc
Common Stock
11135F101
10038
22608
SH
SOLE
22608
0
0
Datadog Inc
Common Stock
23804L103
732
8250
SH
SOLE
8250
0
0
Fisker Inc
Common Stock
33813J106
78
10380
SH
SOLE
10380
0
0
Revolve Group Inc
Common Stock
76156B107
11
520
SH
SOLE
520
0
0
Five Below Inc
Common Stock
33829M101
479
3480
SH
SOLE
3480
0
0
Palo Alto Networks Inc
Common Stock
697435105
2932
17901
SH
SOLE
17901
0
0
TransDigm Group Inc
Common Stock
893641100
1430
2725
SH
SOLE
2725
0
0
Dominion Energy Inc.
Common Stock
25746U109
298
4315
SH
SOLE
4315
0
0
Energy Recovery Inc
Common Stock
29270J100
900
41400
SH
SOLE
41400
0
0
NextEra Energy Inc
Common Stock
65339F101
1
7
SH
SOLE
7
0
0
ZoomInfo Technologies Inc
Common Stock
98980F104
854
20510
SH
SOLE
20510
0
0
Bunge Ltd.
Common Stock
G16962105
1914
23182
SH
SOLE
23182
0
0
Pioneer Natural Resources Company
Common Stock
723787107
2274
10500
SH
SOLE
10500
0
0
Southern Company (The)
Common Stock
842587107
1715
25223
SH
SOLE
25223
0
0
New Mountain Finance Corp
Convertible Bonds
647551AC4
8356
8481000
PRN
SOLE
0
0
8481000
Splunk Inc
Convertible Bonds
848637AD6
207
235000
PRN
SOLE
0
0
235000
Western Digital Corp
Convertible Bonds
958102AP0
18947
20005000
PRN
SOLE
0
0
20005000
Euronet Worldwide Inc
Convertible Bonds
298736AL3
15711
17480000
PRN
SOLE
0
0
17480000
Alteryx Inc
Convertible Bonds
02156BAF0
16664
20695000
PRN
SOLE
0
0
20695000
CyberArk Software Ltd
Convertible Bonds
23248VAB1
4648
4085000
PRN
SOLE
0
0
4085000
Insulet Corp
Convertible Bonds
45784PAK7
2841
2410000
PRN
SOLE
0
0
2410000
PROS Holdings Inc
Convertible Bonds
74346YAH6
2889
3140000
PRN
SOLE
0
0
3140000
Ares Capital Corp
Convertible Bonds
04010LAW3
15623
15305000
PRN
SOLE
0
0
15305000
RingCentral Inc
Convertible Bonds
76680RAF4
4345
5165000
PRN
SOLE
0
0
5165000
Tabula Rasa HealthCare Inc
Convertible Bonds
873379AA9
312
386000
PRN
SOLE
0
0
386000
DexCom Inc
Convertible Bonds
252131AK3
16120
17495000
PRN
SOLE
0
0
17495000
KBR Inc
Convertible Bonds
48242WAB2
192
110000
PRN
SOLE
0
0
110000
Model N Inc
Convertible Bonds
607525AB8
431
350000
PRN
SOLE
0
0
350000
Okta Inc
Convertible Bonds
679295AF2
8887
11445000
PRN
SOLE
0
0
11445000
Chegg Inc
Convertible Bonds
163092AF6
14580
19330000
PRN
SOLE
0
0
19330000
Wix.com Ltd
Convertible Bonds
92940WAD1
8078
9655000
PRN
SOLE
0
0
9655000
Booking Holdings Inc
Convertible Bonds
09857LAN8
7173
5970000
PRN
SOLE
0
0
5970000
DocuSign Inc
Convertible Bonds
256163AD8
13248
14200000
PRN
SOLE
0
0
14200000
Expedia Inc
Convertible Bonds
30212PBE4
16379
18935000
PRN
SOLE
0
0
18935000
Splunk Inc
Convertible Bonds
848637AF1
9276
11790000
PRN
SOLE
0
0
11790000
Etsy Inc
Convertible Bonds
29786AAN6
2386
3090000
PRN
SOLE
0
0
3090000
ON Semiconductor Corp
Convertible Bonds
682189AS4
7924
6010000
PRN
SOLE
0
0
6010000
Elevance Health Inc
Convertible Bonds
94973VBG1
5107
790000
PRN
SOLE
0
0
790000
Cloudflare Inc
Convertible Bonds
18915MAB3
931
580000
PRN
SOLE
0
0
580000
NuVasive Inc
Convertible Bonds
670704AL9
2577
2670000
PRN
SOLE
0
0
2670000
Bank of America Corp
Convertible Preferred
060505682
19499
16623
SH
SOLE
0
0
16623
Wells Fargo & Co
Convertible Preferred
949746804
19498
16195
SH
SOLE
0
0
16195
Invesco Exch Traded FD TR II
ETF
46138G649
957
8700
SH
SOLE
0
0
8700
SPDR Gold TR
ETF
78463V107
2633
17026
SH
SOLE
0
0
17026
Invesco QQQ TR
ETF
46090E103
1256
4700
SH
SOLE
0
0
4700
Stanley Black & Decker Inc
Preferred Stock
854502846
3505
71070
SH
SOLE
0
0
71070
DTE Energy Co
Preferred Stock
233331842
10537
210150
SH
SOLE
0
0
210150
NextEra Energy Inc
Preferred Stock
65339F770
12008
241234
SH
SOLE
0
0
241234
Boston Scientific Corp
Preferred Stock
101137206
18198
179315
SH
SOLE
0
0
179315
Danaher Corporation
Preferred Stock
235851409
12595
9364
SH
SOLE
0
0
9364
KKR & Co Inc
Preferred Stock
48251W401
5110
93900
SH
SOLE
0
0
93900
NiSource Inc
Preferred Stock
65473P121
15270
152020
SH
SOLE
0
0
152020
American Electric Power Co Inc
Preferred Stock
02557T307
8712
176000
SH
SOLE
0
0
176000
Becton Dickinson & Co
Preferred Stock
075887406
17727
376050
SH
SOLE
0
0
376050
NextEra Energy Inc.
Preferred Stock
65339F739
4128
85000
SH
SOLE
0
0
85000
Broadcom Inc
Preferred stock
11135F200
338
240
SH
OTR
1
0
0
240
Invesco Exch Traded FD TR II
ETF
46138G649
319
2900
SH
OTR
1
0
0
2900
SPDR Gold TR
ETF
78463V107
526
3400
SH
OTR
1
0
0
3400
Silicon Laboratories Inc
Common stock
826919102
212
1716
SH
OTR
1
0
1716
0
Lindsay Corp
Common stock
535555106
388
2705
SH
OTR
1
0
2705
0
Lattice Semiconductor Corp
Common stock
518415104
376
7633
SH
OTR
1
0
7633
0
Euronet Worldwide Inc
Common stock
298736109
341
4500
SH
OTR
1
0
4500
0
TransDigm Group Inc
Common stock
893641100
472
900
SH
OTR
1
0
900
0
ON Semiconductor Corp
Common stock
682189105
424
6800
SH
OTR
1
0
6800
0
DexCom Inc
Common stock
252131107
499
6200
SH
OTR
1
0
6200
0
Deckers Outdoor Corp
Common stock
243537107
406
1300
SH
OTR
1
0
1300
0
KBR Inc
Common stock
48242W106
431
9980
SH
OTR
1
0
9980
0
PROS Holdings Inc
Common stock
74346Y103
410
16580
SH
OTR
1
0
16580
0
Insulet Corp
Common stock
45784P101
458
1997
SH
OTR
1
0
1997
0
Monolithic Power Systems Inc
Common stock
609839105
327
900
SH
OTR
1
0
900
0
Energy Recovery Inc
Common stock
29270J100
278
12800
SH
OTR
1
0
12800
0
Entegris Inc
Common stock
29362U104
282
3400
SH
OTR
1
0
3400
0
Synaptics Inc
Common stock
87157D109
154
1555
SH
OTR
1
0
1555
0
First Republic BK San Francisco
Common stock
33616C100
267
2045
SH
OTR
1
0
2045
0
Five Below Inc
Common stock
33829M101
220
1600
SH
OTR
1
0
1600
0
Palo Alto Networks Inc
Common stock
697435105
393
2400
SH
OTR
1
0
2400
0
Horizon Therapeutics Plc
Common stock
G46188101
309
5000
SH
OTR
1
0
5000
0
Splunk Inc
Common stock
848637104
143
1900
SH
OTR
1
0
1900
0
Model N Inc
Common stock
607525102
221
6460
SH
OTR
1
0
6460
0
Ultragenyx Pharmaceutical Inc
Common stock
90400D108
257
6200
SH
OTR
1
0
6200
0
Farmland Partners Inc
Common stock
31154R109
181
14300
SH
OTR
1
0
14300
0
Cyberark Software Ltd
Common stock
M2682V108
562
3750
SH
OTR
1
0
3750
0
Hubspot Inc
Common stock
443573100
189
700
SH
OTR
1
0
700
0
Keysight Technologies Inc
Common stock
49338L103
361
2295
SH
OTR
1
0
2295
0
Etsy Inc
Common stock
29786A106
310
3100
SH
OTR
1
0
3100
0
ALTERYX INC
Common stock
02156B103
324
5800
SH
OTR
1
0
5800
0
Evoqua Water Technologies Corp
Common stock
30057T105
375
11332
SH
OTR
1
0
11332
0
Denali Therapeutics Inc
Common stock
24823R105
83
2700
SH
OTR
1
0
2700
0
Tradeweb Markets Inc
Common stock
892672106
347
6145
SH
OTR
1
0
6145
0
Datadog Inc
Common stock
23804L103
195
2200
SH
OTR
1
0
2200
0
Zoominfo Technologies Inc
Common stock
98980F104
492
11800
SH
OTR
1
0
11800
0