Chief Compliance Officer

0001104659-22-089885.txt : 20220812 0001104659-22-089885.hdr.sgml : 20220812 20220812115836 ACCESSION NUMBER: 0001104659-22-089885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 EFFECTIVENESS DATE: 20220812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 221158845 BUSINESS ADDRESS: STREET 1: 71 STEVENSON STREET, SUITE 825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 71 STEVENSON STREET, SUITE 825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697366 XXXXXXXX 06-30-2022 06-30-2022 false PIER 88 INVESTMENT PARTNERS LLC

71 Stevenson Street, Suite 825 San Francisco CA 94105

13F HOLDINGS REPORT 028-17645 N Sean Aurigemma Chief Compliance Officer 201-424-9144 /s/ Sean Aurigemma San Francisco CA 08-11-2022 1 138 424768 1 0001387508 028-12257 PRELUDE CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 infotable.xml Etsy Inc Common Stock 29786A106 885 12091 SH SOLE 12091 0 0 HubSpot Inc Common Stock 443573100 740 2460 SH SOLE 2460 0 0 Model N Inc Common Stock 607525102 937 36619 SH SOLE 36619 0 0 Monolithic Power Systems Inc Common Stock 609839105 595 1550 SH SOLE 1550 0 0 Silicon Laboratories Inc Common Stock 826919102 735 5242 SH SOLE 5242 0 0 Farmland Partners Inc Common Stock 31154R109 390 28268 SH SOLE 28268 0 0 Heron Therapeutics Inc Common Stock 427746102 2 700 SH SOLE 700 0 0 Insulet Corp Common Stock 45784P101 793 3640 SH SOLE 3640 0 0 Ultragenyx Pharmaceutical Inc Common Stock 90400D108 737 12350 SH SOLE 12350 0 0 Denali Therapeutics Inc Common Stock 24823R105 385 13080 SH SOLE 13080 0 0 Evo Payments Inc Common Stock 26927E104 900 38279 SH SOLE 38279 0 0 Splunk Inc Common Stock 848637104 534 6036 SH SOLE 6036 0 0 Euronet Worldwide Inc Common Stock 298736109 870 8651 SH SOLE 8651 0 0 NuVasive Inc Common Stock 670704105 232 4725 SH SOLE 4725 0 0 Alteryx Inc Common Stock 02156B103 753 15555 SH SOLE 15555 0 0 Pagseguro Digital Ltd Common Stock G68707101 9 860 SH SOLE 860 0 0 DexCom Inc Common Stock 252131107 607 8140 SH SOLE 8140 0 0 Horizon Pharma Plc Common Stock G46188101 641 8040 SH SOLE 8040 0 0 Goosehead Insurance Inc Common Stock 38267D109 103 2245 SH SOLE 2245 0 0 Zscaler Inc Common Stock 98980G102 389 2601 SH SOLE 2601 0 0 CyberArk Software Ltd Common Stock M2682V108 1109 8670 SH SOLE 8670 0 0 10X Genomics Inc Common Stock 88025U109 276 6100 SH SOLE 6100 0 0 Adeptus Health Inc Common Stock 00650F109 447 55265 SH SOLE 55265 0 0 Cloudflare Inc Common Stock 18915M107 761 17400 SH SOLE 17400 0 0 Crowdstrike Holdings Inc Common Stock 22788C105 642 3810 SH SOLE 3810 0 0 Evoqua Water Technologies Corp Common Stock 30057T105 1511 46487 SH SOLE 46487 0 0 Lattice Semiconductor Corp Common Stock 518415104 789 16265 SH SOLE 16265 0 0 Tradeweb Markets Inc Common Stock 892672106 1402 20545 SH SOLE 20545 0 0 Deckers Outdoor Corp Common Stock 243537107 260 1020 SH SOLE 1020 0 0 Equinox Gold Corp Common Stock 29446Y502 97 21885 SH SOLE 21885 0 0 Helen of Troy Ltd Common Stock G4388N106 826 5085 SH SOLE 5085 0 0 Mirati Therapeutics Inc Common Stock 60468T105 763 11360 SH SOLE 11360 0 0 PROS Holdings Inc Common Stock 74346Y103 1011 38530 SH SOLE 38530 0 0 First Republic Bank/CA Common Stock 33616C100 1014 7035 SH SOLE 7035 0 0 Keysight Technologies Inc Common Stock 49338L103 567 4115 SH SOLE 4115 0 0 SVB Financial Group Common Stock 78486Q101 1049 2655 SH SOLE 2655 0 0 Dover Corp Common Stock 260003108 855 7050 SH SOLE 7050 0 0 East West Bancorp Inc Common Stock 27579R104 168 2590 SH SOLE 2590 0 0 Ping Identity Holding Corp Common Stock 72341T103 735 40510 SH SOLE 40510 0 0 Seer Inc Common Stock 81578P106 80 8925 SH SOLE 8925 0 0 Synaptics Inc Common Stock 87157D109 372 3155 SH SOLE 3155 0 0 Vertix Holdings Co Common Stock 92537N108 0 10 SH SOLE 10 0 0 KBR Inc Common Stock 48242W106 1407 29070 SH SOLE 29070 0 0 Lindsay Corp Common Stock 535555106 1191 8970 SH SOLE 8970 0 0 Entegris Inc Common Stock 29362U104 756 8210 SH SOLE 8210 0 0 ON Semiconductor Corp Common Stock 682189105 854 16980 SH SOLE 16980 0 0 ThredUp Inc Common Stock 88556E102 0 80 SH SOLE 80 0 0 Broadcom Inc Common Stock 11135F101 709 1460 SH SOLE 1460 0 0 Datadog Inc Common Stock 23804L103 766 8040 SH SOLE 8040 0 0 Fisker Inc Common Stock 33813J106 89 10380 SH SOLE 10380 0 0 Revolve Group Inc Common Stock 76156B107 13 520 SH SOLE 520 0 0 Sixth Street Specialty Lending Common Stock 83012A109 42 2285 SH SOLE 2285 0 0 Five Below Inc Common Stock 33829M101 648 5710 SH SOLE 5710 0 0 Palo Alto Networks Inc Common Stock 697435105 1366 2767 SH SOLE 2767 0 0 TransDigm Group Inc Common Stock 893641100 1462 2725 SH SOLE 2725 0 0 Dominion Resources Inc/VA Common Stock 25746U109 1507 18886 SH SOLE 18886 0 0 Bunge Ltd. Common Stock G16962105 1223 13482 SH SOLE 13482 0 0 Pioneer Natural Resources Company Common Stock 723787107 3792 17000 SH SOLE 17000 0 0 Prospect Capital Corp Convertible Bonds 74348TAR3 207 205000 PRN SOLE 0 0 205000 Sixth Street Specialty Lending Convertible Bonds 87265KAD4 5286 4987000 PRN SOLE 0 0 4987000 New Mountain Finance Corp Convertible Bonds 647551AC4 8449 8481000 PRN SOLE 0 0 8481000 Splunk Inc Convertible Bonds 848637AD6 221 235000 PRN SOLE 0 0 235000 Western Digital Corp Convertible Bonds 958102AP0 20736 21825000 PRN SOLE 0 0 21825000 Meritor Inc Convertible Bonds 59001KAF7 7824 7170000 PRN SOLE 0 0 7170000 Euronet Worldwide Inc Convertible Bonds 298736AL3 14553 14390000 PRN SOLE 0 0 14390000 Alteryx Inc Convertible Bonds 02156BAF0 13060 16495000 PRN SOLE 0 0 16495000 CyberArk Software Ltd Convertible Bonds 23248VAB1 4314 4085000 PRN SOLE 0 0 4085000 Insulet Corp Convertible Bonds 45784PAK7 1757 1540000 PRN SOLE 0 0 1540000 PROS Holdings Inc Convertible Bonds 74346YAH6 2882 3140000 PRN SOLE 0 0 3140000 Ares Capital Corp Convertible Bonds 04010LAW3 15900 15305000 PRN SOLE 0 0 15305000 RingCentral Inc Convertible Bonds 76680RAF4 4223 5165000 PRN SOLE 0 0 5165000 Tabula Rasa HealthCare Inc Convertible Bonds 873379AA9 266 386000 PRN SOLE 0 0 386000 DexCom Inc Convertible Bonds 252131AK3 12607 13775000 PRN SOLE 0 0 13775000 KBR Inc Convertible Bonds 48242WAB2 309 160000 PRN SOLE 0 0 160000 Model N Inc Convertible Bonds 607525AB8 362 350000 PRN SOLE 0 0 350000 Okta Inc Convertible Bonds 679295AF2 3482 4185000 PRN SOLE 0 0 4185000 Chegg Inc Convertible Bonds 163092AF6 11475 15530000 PRN SOLE 0 0 15530000 Wix.com Ltd Convertible Bonds 92940WAD1 7822 9655000 PRN SOLE 0 0 9655000 Booking Holdings Inc Convertible Bonds 09857LAN8 7961 6640000 PRN SOLE 0 0 6640000 DocuSign Inc Convertible Bonds 256163AD8 9146 9930000 PRN SOLE 0 0 9930000 Expedia Inc Convertible Bonds 30212PBE4 17090 18935000 PRN SOLE 0 0 18935000 Splunk Inc Convertible Bonds 848637AF1 7145 8660000 PRN SOLE 0 0 8660000 Etsy Inc Convertible Bonds 29786AAN6 2266 3090000 PRN SOLE 0 0 3090000 ON Semiconductor Corp Convertible Bonds 682189AS4 6549 5690000 PRN SOLE 0 0 5690000 Elevance Health Inc Convertible Bonds 94973VBG1 5420 790000 PRN SOLE 0 0 790000 Cloudflare Inc Convertible Bonds 18915MAB3 547 400000 PRN SOLE 0 0 400000 NuVasive Inc. Convertible Bonds 670704AL9 3151 3270000 PRN SOLE 0 0 3270000 Bank of America Corp Convertible Preferred 060505682 18457 15323 SH SOLE 0 0 15323 Wells Fargo & Co Convertible Preferred 949746804 15674 12895 SH SOLE 0 0 12895 Broadcom Inc Preferred Stock 11135F200 11633 7739 SH SOLE 0 0 7739 Southern Co/The Preferred Stock 842587602 16315 307954 SH SOLE 0 0 307954 NextEra Energy Inc Preferred Stock 65339F796 10402 184723 SH SOLE 0 0 184723 DTE Energy Co Preferred Stock 233331842 10806 210150 SH SOLE 0 0 210150 NextEra Energy Inc Preferred Stock 65339F770 7653 154136 SH SOLE 0 0 154136 Boston Scientific Corp Preferred Stock 101137206 15417 151940 SH SOLE 0 0 151940 Danaher Corporation Preferred Stock 235851409 9570 7210 SH SOLE 0 0 7210 KKR & Co Inc Preferred Stock 48251W401 5847 100000 SH SOLE 0 0 100000 NiSource Inc Preferred Stock 65473P121 17246 152020 SH SOLE 0 0 152020 American Electric Power Co Inc Preferred Stock 02557T307 3355 61800 SH SOLE 0 0 61800 Becton Dickinson & Co Preferred Stock 075887406 20260 409610 SH SOLE 0 0 409610 NextEra Energy Inc. Preferred Stock 65339F739 2590 52700 SH SOLE 0 0 52700 Stanley Black & Decker Inc. Preferred Stock 854502846 5697 84546 SH SOLE 0 0 84546 SPDR Gold Shares ETF 78463V107 2868 17026 SH SOLE 0 0 17026 Invesco Nasdaq 100 ETF ETF 46138G649 2638 22900 SH SOLE 0 0 22900 Broadcom Inc Preferred stock 11135F200 361 240 SH OTR 1 0 0 240 Alteryx Inc Common stock 02156B103 223 4600 SH OTR 1 0 4600 0 Insulet Corp Common stock 45784P101 304 1397 SH OTR 1 0 1397 0 Horizon Therapeutics Plc Common stock G46188101 175 2200 SH OTR 1 0 2200 0 ON Semiconductor Corp Common stock 682189105 262 5200 SH OTR 1 0 5200 0 Lindsay Corp Common stock 535555106 359 2705 SH OTR 1 0 2705 0 SPDR Gold Shares ETF Common stock 78463V107 573 3400 SH OTR 1 0 3400 0 Model N Inc Common stock 607525102 475 18560 SH OTR 1 0 18560 0 Entegris Inc Common stock 29362U104 313 3400 SH OTR 1 0 3400 0 Keysight Technologies Inc Common stock 49338L103 165 1195 SH OTR 1 0 1195 0 Dover Corp Common stock 260003108 330 2720 SH OTR 1 0 2720 0 Evoqua Water Technologies Corp Common stock 30057T105 368 11332 SH OTR 1 0 11332 0 Helen of Troy Ltd Common stock G4388N106 305 1875 SH OTR 1 0 1875 0 Silicon Laboratories Inc Common stock 826919102 381 2716 SH OTR 1 0 2716 0 Euronet Worldwide Inc Common stock 298736109 251 2500 SH OTR 1 0 2500 0 TransDigm Group Inc Common stock 893641100 483 900 SH OTR 1 0 900 0 Ultragenyx Pharmaceutical Inc Common stock 90400D108 191 3200 SH OTR 1 0 3200 0 Datadog Inc Common stock 23804L103 210 2200 SH OTR 1 0 2200 0 Synaptics Inc Common stock 87157D109 184 1555 SH OTR 1 0 1555 0 Cyberark Software Ltd Common stock M2682V108 621 4850 SH OTR 1 0 4850 0 Broadcom Inc Common stock 11135F101 340 700 SH OTR 1 0 700 0 First Republic Bank Common stock 33616C100 367 2545 SH OTR 1 0 2545 0 Palo Alto Networks Inc Common stock 697435105 395 800 SH OTR 1 0 800 0 PROS Holdings Inc Common stock 74346Y103 435 16580 SH OTR 1 0 16580 0 Monolithic Power Systems Inc Common stock 609839105 384 1000 SH OTR 1 0 1000 0 Etsy Inc Common stock 29786A106 381 5200 SH OTR 1 0 5200 0 Evo Payments Inc Common stock 26927E104 214 9100 SH OTR 1 0 9100 0 SVB Financial Group Common stock 78486Q101 338 855 SH OTR 1 0 855 0 KBR Inc Common stock 48242W106 483 9980 SH OTR 1 0 9980 0 Tradeweb Markets Inc Common stock 892672106 419 6145 SH OTR 1 0 6145 0 Lattice Semiconductor Corp Common stock 518415104 370 7633 SH OTR 1 0 7633 0 Hubspot Inc Common stock 443573100 210 700 SH OTR 1 0 700 0 Splunk Inc Common stock 848637104 257 2900 SH OTR 1 0 2900 0 Ping Identity Holding Corp Common stock 72341T103 407 22440 SH OTR 1 0 22440 0