0001104659-22-089885.txt : 20220812
0001104659-22-089885.hdr.sgml : 20220812
20220812115836
ACCESSION NUMBER: 0001104659-22-089885
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220812
DATE AS OF CHANGE: 20220812
EFFECTIVENESS DATE: 20220812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 221158845
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001697366
XXXXXXXX
06-30-2022
06-30-2022
false
PIER 88 INVESTMENT PARTNERS LLC
71 Stevenson Street, Suite 825
San Francisco
CA
94105
13F HOLDINGS REPORT
028-17645
N
Sean Aurigemma
Chief Compliance Officer
201-424-9144
/s/ Sean Aurigemma
San Francisco
CA
08-11-2022
1
138
424768
1
0001387508
028-12257
PRELUDE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
Etsy Inc
Common Stock
29786A106
885
12091
SH
SOLE
12091
0
0
HubSpot Inc
Common Stock
443573100
740
2460
SH
SOLE
2460
0
0
Model N Inc
Common Stock
607525102
937
36619
SH
SOLE
36619
0
0
Monolithic Power Systems Inc
Common Stock
609839105
595
1550
SH
SOLE
1550
0
0
Silicon Laboratories Inc
Common Stock
826919102
735
5242
SH
SOLE
5242
0
0
Farmland Partners Inc
Common Stock
31154R109
390
28268
SH
SOLE
28268
0
0
Heron Therapeutics Inc
Common Stock
427746102
2
700
SH
SOLE
700
0
0
Insulet Corp
Common Stock
45784P101
793
3640
SH
SOLE
3640
0
0
Ultragenyx Pharmaceutical Inc
Common Stock
90400D108
737
12350
SH
SOLE
12350
0
0
Denali Therapeutics Inc
Common Stock
24823R105
385
13080
SH
SOLE
13080
0
0
Evo Payments Inc
Common Stock
26927E104
900
38279
SH
SOLE
38279
0
0
Splunk Inc
Common Stock
848637104
534
6036
SH
SOLE
6036
0
0
Euronet Worldwide Inc
Common Stock
298736109
870
8651
SH
SOLE
8651
0
0
NuVasive Inc
Common Stock
670704105
232
4725
SH
SOLE
4725
0
0
Alteryx Inc
Common Stock
02156B103
753
15555
SH
SOLE
15555
0
0
Pagseguro Digital Ltd
Common Stock
G68707101
9
860
SH
SOLE
860
0
0
DexCom Inc
Common Stock
252131107
607
8140
SH
SOLE
8140
0
0
Horizon Pharma Plc
Common Stock
G46188101
641
8040
SH
SOLE
8040
0
0
Goosehead Insurance Inc
Common Stock
38267D109
103
2245
SH
SOLE
2245
0
0
Zscaler Inc
Common Stock
98980G102
389
2601
SH
SOLE
2601
0
0
CyberArk Software Ltd
Common Stock
M2682V108
1109
8670
SH
SOLE
8670
0
0
10X Genomics Inc
Common Stock
88025U109
276
6100
SH
SOLE
6100
0
0
Adeptus Health Inc
Common Stock
00650F109
447
55265
SH
SOLE
55265
0
0
Cloudflare Inc
Common Stock
18915M107
761
17400
SH
SOLE
17400
0
0
Crowdstrike Holdings Inc
Common Stock
22788C105
642
3810
SH
SOLE
3810
0
0
Evoqua Water Technologies Corp
Common Stock
30057T105
1511
46487
SH
SOLE
46487
0
0
Lattice Semiconductor Corp
Common Stock
518415104
789
16265
SH
SOLE
16265
0
0
Tradeweb Markets Inc
Common Stock
892672106
1402
20545
SH
SOLE
20545
0
0
Deckers Outdoor Corp
Common Stock
243537107
260
1020
SH
SOLE
1020
0
0
Equinox Gold Corp
Common Stock
29446Y502
97
21885
SH
SOLE
21885
0
0
Helen of Troy Ltd
Common Stock
G4388N106
826
5085
SH
SOLE
5085
0
0
Mirati Therapeutics Inc
Common Stock
60468T105
763
11360
SH
SOLE
11360
0
0
PROS Holdings Inc
Common Stock
74346Y103
1011
38530
SH
SOLE
38530
0
0
First Republic Bank/CA
Common Stock
33616C100
1014
7035
SH
SOLE
7035
0
0
Keysight Technologies Inc
Common Stock
49338L103
567
4115
SH
SOLE
4115
0
0
SVB Financial Group
Common Stock
78486Q101
1049
2655
SH
SOLE
2655
0
0
Dover Corp
Common Stock
260003108
855
7050
SH
SOLE
7050
0
0
East West Bancorp Inc
Common Stock
27579R104
168
2590
SH
SOLE
2590
0
0
Ping Identity Holding Corp
Common Stock
72341T103
735
40510
SH
SOLE
40510
0
0
Seer Inc
Common Stock
81578P106
80
8925
SH
SOLE
8925
0
0
Synaptics Inc
Common Stock
87157D109
372
3155
SH
SOLE
3155
0
0
Vertix Holdings Co
Common Stock
92537N108
0
10
SH
SOLE
10
0
0
KBR Inc
Common Stock
48242W106
1407
29070
SH
SOLE
29070
0
0
Lindsay Corp
Common Stock
535555106
1191
8970
SH
SOLE
8970
0
0
Entegris Inc
Common Stock
29362U104
756
8210
SH
SOLE
8210
0
0
ON Semiconductor Corp
Common Stock
682189105
854
16980
SH
SOLE
16980
0
0
ThredUp Inc
Common Stock
88556E102
0
80
SH
SOLE
80
0
0
Broadcom Inc
Common Stock
11135F101
709
1460
SH
SOLE
1460
0
0
Datadog Inc
Common Stock
23804L103
766
8040
SH
SOLE
8040
0
0
Fisker Inc
Common Stock
33813J106
89
10380
SH
SOLE
10380
0
0
Revolve Group Inc
Common Stock
76156B107
13
520
SH
SOLE
520
0
0
Sixth Street Specialty Lending
Common Stock
83012A109
42
2285
SH
SOLE
2285
0
0
Five Below Inc
Common Stock
33829M101
648
5710
SH
SOLE
5710
0
0
Palo Alto Networks Inc
Common Stock
697435105
1366
2767
SH
SOLE
2767
0
0
TransDigm Group Inc
Common Stock
893641100
1462
2725
SH
SOLE
2725
0
0
Dominion Resources Inc/VA
Common Stock
25746U109
1507
18886
SH
SOLE
18886
0
0
Bunge Ltd.
Common Stock
G16962105
1223
13482
SH
SOLE
13482
0
0
Pioneer Natural Resources Company
Common Stock
723787107
3792
17000
SH
SOLE
17000
0
0
Prospect Capital Corp
Convertible Bonds
74348TAR3
207
205000
PRN
SOLE
0
0
205000
Sixth Street Specialty Lending
Convertible Bonds
87265KAD4
5286
4987000
PRN
SOLE
0
0
4987000
New Mountain Finance Corp
Convertible Bonds
647551AC4
8449
8481000
PRN
SOLE
0
0
8481000
Splunk Inc
Convertible Bonds
848637AD6
221
235000
PRN
SOLE
0
0
235000
Western Digital Corp
Convertible Bonds
958102AP0
20736
21825000
PRN
SOLE
0
0
21825000
Meritor Inc
Convertible Bonds
59001KAF7
7824
7170000
PRN
SOLE
0
0
7170000
Euronet Worldwide Inc
Convertible Bonds
298736AL3
14553
14390000
PRN
SOLE
0
0
14390000
Alteryx Inc
Convertible Bonds
02156BAF0
13060
16495000
PRN
SOLE
0
0
16495000
CyberArk Software Ltd
Convertible Bonds
23248VAB1
4314
4085000
PRN
SOLE
0
0
4085000
Insulet Corp
Convertible Bonds
45784PAK7
1757
1540000
PRN
SOLE
0
0
1540000
PROS Holdings Inc
Convertible Bonds
74346YAH6
2882
3140000
PRN
SOLE
0
0
3140000
Ares Capital Corp
Convertible Bonds
04010LAW3
15900
15305000
PRN
SOLE
0
0
15305000
RingCentral Inc
Convertible Bonds
76680RAF4
4223
5165000
PRN
SOLE
0
0
5165000
Tabula Rasa HealthCare Inc
Convertible Bonds
873379AA9
266
386000
PRN
SOLE
0
0
386000
DexCom Inc
Convertible Bonds
252131AK3
12607
13775000
PRN
SOLE
0
0
13775000
KBR Inc
Convertible Bonds
48242WAB2
309
160000
PRN
SOLE
0
0
160000
Model N Inc
Convertible Bonds
607525AB8
362
350000
PRN
SOLE
0
0
350000
Okta Inc
Convertible Bonds
679295AF2
3482
4185000
PRN
SOLE
0
0
4185000
Chegg Inc
Convertible Bonds
163092AF6
11475
15530000
PRN
SOLE
0
0
15530000
Wix.com Ltd
Convertible Bonds
92940WAD1
7822
9655000
PRN
SOLE
0
0
9655000
Booking Holdings Inc
Convertible Bonds
09857LAN8
7961
6640000
PRN
SOLE
0
0
6640000
DocuSign Inc
Convertible Bonds
256163AD8
9146
9930000
PRN
SOLE
0
0
9930000
Expedia Inc
Convertible Bonds
30212PBE4
17090
18935000
PRN
SOLE
0
0
18935000
Splunk Inc
Convertible Bonds
848637AF1
7145
8660000
PRN
SOLE
0
0
8660000
Etsy Inc
Convertible Bonds
29786AAN6
2266
3090000
PRN
SOLE
0
0
3090000
ON Semiconductor Corp
Convertible Bonds
682189AS4
6549
5690000
PRN
SOLE
0
0
5690000
Elevance Health Inc
Convertible Bonds
94973VBG1
5420
790000
PRN
SOLE
0
0
790000
Cloudflare Inc
Convertible Bonds
18915MAB3
547
400000
PRN
SOLE
0
0
400000
NuVasive Inc.
Convertible Bonds
670704AL9
3151
3270000
PRN
SOLE
0
0
3270000
Bank of America Corp
Convertible Preferred
060505682
18457
15323
SH
SOLE
0
0
15323
Wells Fargo & Co
Convertible Preferred
949746804
15674
12895
SH
SOLE
0
0
12895
Broadcom Inc
Preferred Stock
11135F200
11633
7739
SH
SOLE
0
0
7739
Southern Co/The
Preferred Stock
842587602
16315
307954
SH
SOLE
0
0
307954
NextEra Energy Inc
Preferred Stock
65339F796
10402
184723
SH
SOLE
0
0
184723
DTE Energy Co
Preferred Stock
233331842
10806
210150
SH
SOLE
0
0
210150
NextEra Energy Inc
Preferred Stock
65339F770
7653
154136
SH
SOLE
0
0
154136
Boston Scientific Corp
Preferred Stock
101137206
15417
151940
SH
SOLE
0
0
151940
Danaher Corporation
Preferred Stock
235851409
9570
7210
SH
SOLE
0
0
7210
KKR & Co Inc
Preferred Stock
48251W401
5847
100000
SH
SOLE
0
0
100000
NiSource Inc
Preferred Stock
65473P121
17246
152020
SH
SOLE
0
0
152020
American Electric Power Co Inc
Preferred Stock
02557T307
3355
61800
SH
SOLE
0
0
61800
Becton Dickinson & Co
Preferred Stock
075887406
20260
409610
SH
SOLE
0
0
409610
NextEra Energy Inc.
Preferred Stock
65339F739
2590
52700
SH
SOLE
0
0
52700
Stanley Black & Decker Inc.
Preferred Stock
854502846
5697
84546
SH
SOLE
0
0
84546
SPDR Gold Shares
ETF
78463V107
2868
17026
SH
SOLE
0
0
17026
Invesco Nasdaq 100 ETF
ETF
46138G649
2638
22900
SH
SOLE
0
0
22900
Broadcom Inc
Preferred stock
11135F200
361
240
SH
OTR
1
0
0
240
Alteryx Inc
Common stock
02156B103
223
4600
SH
OTR
1
0
4600
0
Insulet Corp
Common stock
45784P101
304
1397
SH
OTR
1
0
1397
0
Horizon Therapeutics Plc
Common stock
G46188101
175
2200
SH
OTR
1
0
2200
0
ON Semiconductor Corp
Common stock
682189105
262
5200
SH
OTR
1
0
5200
0
Lindsay Corp
Common stock
535555106
359
2705
SH
OTR
1
0
2705
0
SPDR Gold Shares ETF
Common stock
78463V107
573
3400
SH
OTR
1
0
3400
0
Model N Inc
Common stock
607525102
475
18560
SH
OTR
1
0
18560
0
Entegris Inc
Common stock
29362U104
313
3400
SH
OTR
1
0
3400
0
Keysight Technologies Inc
Common stock
49338L103
165
1195
SH
OTR
1
0
1195
0
Dover Corp
Common stock
260003108
330
2720
SH
OTR
1
0
2720
0
Evoqua Water Technologies Corp
Common stock
30057T105
368
11332
SH
OTR
1
0
11332
0
Helen of Troy Ltd
Common stock
G4388N106
305
1875
SH
OTR
1
0
1875
0
Silicon Laboratories Inc
Common stock
826919102
381
2716
SH
OTR
1
0
2716
0
Euronet Worldwide Inc
Common stock
298736109
251
2500
SH
OTR
1
0
2500
0
TransDigm Group Inc
Common stock
893641100
483
900
SH
OTR
1
0
900
0
Ultragenyx Pharmaceutical Inc
Common stock
90400D108
191
3200
SH
OTR
1
0
3200
0
Datadog Inc
Common stock
23804L103
210
2200
SH
OTR
1
0
2200
0
Synaptics Inc
Common stock
87157D109
184
1555
SH
OTR
1
0
1555
0
Cyberark Software Ltd
Common stock
M2682V108
621
4850
SH
OTR
1
0
4850
0
Broadcom Inc
Common stock
11135F101
340
700
SH
OTR
1
0
700
0
First Republic Bank
Common stock
33616C100
367
2545
SH
OTR
1
0
2545
0
Palo Alto Networks Inc
Common stock
697435105
395
800
SH
OTR
1
0
800
0
PROS Holdings Inc
Common stock
74346Y103
435
16580
SH
OTR
1
0
16580
0
Monolithic Power Systems Inc
Common stock
609839105
384
1000
SH
OTR
1
0
1000
0
Etsy Inc
Common stock
29786A106
381
5200
SH
OTR
1
0
5200
0
Evo Payments Inc
Common stock
26927E104
214
9100
SH
OTR
1
0
9100
0
SVB Financial Group
Common stock
78486Q101
338
855
SH
OTR
1
0
855
0
KBR Inc
Common stock
48242W106
483
9980
SH
OTR
1
0
9980
0
Tradeweb Markets Inc
Common stock
892672106
419
6145
SH
OTR
1
0
6145
0
Lattice Semiconductor Corp
Common stock
518415104
370
7633
SH
OTR
1
0
7633
0
Hubspot Inc
Common stock
443573100
210
700
SH
OTR
1
0
700
0
Splunk Inc
Common stock
848637104
257
2900
SH
OTR
1
0
2900
0
Ping Identity Holding Corp
Common stock
72341T103
407
22440
SH
OTR
1
0
22440
0