0001104659-22-060161.txt : 20220513
0001104659-22-060161.hdr.sgml : 20220513
20220513134400
ACCESSION NUMBER: 0001104659-22-060161
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220513
DATE AS OF CHANGE: 20220513
EFFECTIVENESS DATE: 20220513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 22921677
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 71 STEVENSON STREET, SUITE 825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001697366
XXXXXXXX
03-31-2022
03-31-2022
false
PIER 88 INVESTMENT PARTNERS LLC
71 Stevenson Street, Suite 825
San Francisco
CA
94105
13F HOLDINGS REPORT
028-17645
N
Sean Aurigemma
Chief Compliance Officer
201-424-9144
/s/ Sean Aurigemma
San Francisco
CA
05-11-2022
1
129
279027
1
0001387508
028-12257
PRELUDE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
Etsy Inc
Common Stock
29786A106
792
6371
SH
SOLE
6371
0
0
HubSpot Inc
Common Stock
443573100
551
1160
SH
SOLE
1160
0
0
Model N Inc
Common Stock
607525102
800
29749
SH
SOLE
29749
0
0
Silicon Laboratories Inc
Common Stock
826919102
723
4812
SH
SOLE
4812
0
0
Farmland Partners Inc
Common Stock
31154R109
389
28268
SH
SOLE
28268
0
0
Heron Therapeutics Inc
Common Stock
427746102
662
115730
SH
SOLE
115730
0
0
Insulet Corp
Common Stock
45784P101
1316
4940
SH
SOLE
4940
0
0
Ultragenyx Pharmaceutical Inc
Common Stock
90400D108
897
12350
SH
SOLE
12350
0
0
Denali Therapeutics Inc
Common Stock
24823R105
0
10
SH
SOLE
10
0
0
Evo Payments Inc
Common Stock
26927E104
884
38279
SH
SOLE
38279
0
0
Splunk Inc
Common Stock
848637104
1491
10036
SH
SOLE
10036
0
0
Euronet Worldwide Inc
Common Stock
298736109
1126
8651
SH
SOLE
8651
0
0
NuVasive Inc
Common Stock
670704105
261
4595
SH
SOLE
4595
0
0
Alteryx Inc
Common Stock
02156B103
1143
15985
SH
SOLE
15985
0
0
Pagseguro Digital Ltd
Common Stock
G68707101
97
4845
SH
SOLE
4845
0
0
DexCom Inc
Common Stock
252131107
2527
4940
SH
SOLE
4940
0
0
Horizon Pharma Plc
Common Stock
G46188101
1630
15490
SH
SOLE
15490
0
0
Goosehead Insurance Inc
Common Stock
38267D109
176
2245
SH
SOLE
2245
0
0
Zscaler Inc
Common Stock
98980G102
553
2290
SH
SOLE
2290
0
0
CyberArk Software Ltd
Common Stock
M2682V108
1995
11820
SH
SOLE
11820
0
0
10X Genomics Inc
Common Stock
88025U109
178
2340
SH
SOLE
2340
0
0
Adaptive Biotechnologies Co
Common Stock
00650F109
300
21605
SH
SOLE
21605
0
0
Cloudflare Inc
Common Stock
18915M107
1489
12440
SH
SOLE
12440
0
0
Crowdstrike Holdings Inc
Common Stock
22788C105
779
3430
SH
SOLE
3430
0
0
Evoqua Water Technologies Corp
Common Stock
30057T105
2429
51707
SH
SOLE
51707
0
0
Lattice Semiconductor Corp
Common Stock
518415104
1323
21705
SH
SOLE
21705
0
0
Tradeweb Markets Inc
Common Stock
892672106
1513
17215
SH
SOLE
17215
0
0
Deckers Outdoor Corp
Common Stock
243537107
274
1000
SH
SOLE
1000
0
0
Equinox Gold Corp
Common Stock
29446Y502
181
21885
SH
SOLE
21885
0
0
Helen of Troy Ltd
Common Stock
G4388N106
1113
5685
SH
SOLE
5685
0
0
Mirati Therapeutics Inc
Common Stock
60468T105
345
4200
SH
SOLE
4200
0
0
PROS Holdings Inc
Common Stock
74346Y103
614
18430
SH
SOLE
18430
0
0
First Republic Bank/CA
Common Stock
33616C100
1140
7035
SH
SOLE
7035
0
0
ITT Inc
Common Stock
45073V108
318
4225
SH
SOLE
4225
0
0
Keysight Technologies Inc
Common Stock
49338L103
729
4615
SH
SOLE
4615
0
0
SVB Financial Group
Common Stock
78486Q101
1636
2925
SH
SOLE
2925
0
0
Dover Corp
Common Stock
260003108
1263
8050
SH
SOLE
8050
0
0
East West Bancorp Inc
Common Stock
27579R104
243
3080
SH
SOLE
3080
0
0
Ping Identity Holding Corp
Common Stock
72341T103
814
29680
SH
SOLE
29680
0
0
Seer Inc
Common Stock
81578P106
194
12725
SH
SOLE
12725
0
0
Synaptics Inc
Common Stock
87157D109
793
3975
SH
SOLE
3975
0
0
Vertiv Holdings Co
Common Stock
92537N108
0
10
SH
SOLE
10
0
0
KBR Inc
Common Stock
48242W106
2361
43130
SH
SOLE
43130
0
0
Lindsay Corp
Common Stock
535555106
1402
8930
SH
SOLE
8930
0
0
Entegris Inc
Common Stock
29362U104
1536
11700
SH
SOLE
11700
0
0
Micron Technology Inc
Common Stock
595112103
855
10972
SH
SOLE
10972
0
0
ON Semiconductor Corp
Common Stock
682189105
943
15060
SH
SOLE
15060
0
0
ThredUp Inc
Common Stock
88556E102
112
14600
SH
SOLE
14600
0
0
Broadcom Inc
Common Stock
11135F101
567
900
SH
SOLE
900
0
0
Datadog Inc
Common Stock
23804L103
738
4870
SH
SOLE
4870
0
0
Fisker Inc
Common Stock
33813J106
875
67850
SH
SOLE
67850
0
0
Revolve Group Inc
Common Stock
76156B107
510
9500
SH
SOLE
9500
0
0
Signature Bank/New York NY
Common Stock
82669G104
1045
3560
SH
SOLE
3560
0
0
TPG Specialty Lending Inc
Common Stock
83012A109
2564
110103
SH
SOLE
110103
0
0
American Electric Power Co Inc
Common Stock
025537101
14956
149900
SH
SOLE
149900
0
0
Arista Networks Inc
Common Stock
040413106
1265
9100
SH
SOLE
9100
0
0
Expedia Inc
Common Stock
30212P303
587
3000
SH
SOLE
3000
0
0
Five Below Inc
Common Stock
33829M101
782
4940
SH
SOLE
4940
0
0
Palo Alto Networks Inc
Common Stock
697435105
2110
3390
SH
SOLE
3390
0
0
TransDigm Group Inc
Common Stock
893641100
1775
2725
SH
SOLE
2725
0
0
Pioneer Natural Resources Company
Common Stock
723787107
5301
21200
SH
SOLE
21200
0
0
Prospect Capital Corp
Convertible Bonds
74348TAR3
207
205000
PRN
SOLE
0
0
205000
TPG Specialty Lending Inc
Convertible Bonds
87265KAD4
6168
4987000
PRN
SOLE
0
0
4987000
Microchip Technology Inc
Convertible Bonds
595017AF1
56
26000
PRN
SOLE
0
0
26000
New Mountain Finance Corp
Convertible Bonds
647551AC4
9038
8560000
PRN
SOLE
0
0
8560000
Splunk Inc
Convertible Bonds
848637AD6
174
145000
PRN
SOLE
0
0
145000
Western Digital Corp
Convertible Bonds
958102AP0
15562
16125000
PRN
SOLE
0
0
16125000
Meritor Inc
Convertible Bonds
59001KAF7
6705
6120000
PRN
SOLE
0
0
6120000
Euronet Worldwide Inc
Convertible Bonds
298736AL3
13841
12440000
PRN
SOLE
0
0
12440000
Alteryx Inc
Convertible Bonds
02156BAF0
10551
12065000
PRN
SOLE
0
0
12065000
CyberArk Software Ltd
Convertible Bonds
23248VAB1
5449
4395000
PRN
SOLE
0
0
4395000
ON Semiconductor Corp
Convertible Bonds
682189AP0
76
25000
PRN
SOLE
0
0
25000
Insulet Corp
Convertible Bonds
45784PAK7
3463
2612000
PRN
SOLE
0
0
2612000
PROS Holdings Inc
Convertible Bonds
74346YAH6
2905
3140000
PRN
SOLE
0
0
3140000
Ares Capital Corp
Convertible Bonds
04010LAW3
18029
15965000
PRN
SOLE
0
0
15965000
RingCentral Inc
Convertible Bonds
76680RAF4
4491
5165000
PRN
SOLE
0
0
5165000
Tabula Rasa HealthCare Inc
Convertible Bonds
873379AA9
289
386000
PRN
SOLE
0
0
386000
KBR Inc
Convertible Bonds
48242WAB2
1650
760000
PRN
SOLE
0
0
760000
Dominion Resources Inc/VA
Preferred Stock
25746U133
19164
188710
SH
SOLE
0
0
188710
Southern Co/The
Preferred Stock
842587602
15382
281665
SH
SOLE
0
0
281665
NextEra Energy Inc
Preferred Stock
65339F796
11567
187200
SH
SOLE
0
0
187200
Stanley Black & Decker Inc
Preferred Stock
854502846
11998
136486
SH
SOLE
0
0
136486
DTE Energy Co
Preferred Stock
233331842
11351
213010
SH
SOLE
0
0
213010
NextEra Energy Inc
Preferred Stock
65339F770
8095
155226
SH
SOLE
0
0
155226
American Electric Power Co Inc
Preferred Stock
02557T307
3453
61800
SH
SOLE
0
0
61800
Wellpoint Inc
Convertible Bonds
94973VBG1
3419
490000
PRN
SOLE
0
0
490000
NextEra Energy, Inc.
Preferred Stock
65339F739
1145
21800
SH
SOLE
0
0
21800
SPDR Gold Shares
ETF
78463V107
3076
17026
SH
SOLE
0
0
17026
SPDR Gold Shares ETF
ETF
78463V107
614
3400
SH
OTR
1
0
0
3400
Equinox Gold Corp
Common Stock
29446Y502
617
74600
SH
OTR
1
0
74600
0
Heron Therapeutics Inc
Common Stock
427746102
118
20600
SH
OTR
1
0
20600
0
Fisker Inc
Common Stock
33813J106
210
16300
SH
OTR
1
0
16300
0
KBR Inc
Common Stock
48242W106
787
14380
SH
OTR
1
0
14380
0
Model N Inc
Common Stock
607525102
386
14360
SH
OTR
1
0
14360
0
Ping Identity Holding Corp
Common Stock
72341T103
344
12540
SH
OTR
1
0
12540
0
Evoqua Water Technologies Corp
Common Stock
30057T105
532
11332
SH
OTR
1
0
11332
0
PROS Holdings Inc
Common Stock
74346Y103
336
10080
SH
OTR
1
0
10080
0
Evo Payments Inc
Common Stock
26927E104
210
9100
SH
OTR
1
0
9100
0
Micron Technology Inc
Common Stock
595112103
498
6400
SH
OTR
1
0
6400
0
ON Semiconductor Corp
Common Stock
682189105
363
5800
SH
OTR
1
0
5800
0
Lattice Semiconductor Corp
Common Stock
518415104
349
5733
SH
OTR
1
0
5733
0
Revolve Group Inc
Common Stock
76156B107
285
5300
SH
OTR
1
0
5300
0
Entegris Inc
Common Stock
29362U104
669
5100
SH
OTR
1
0
5100
0
ALTERYX INC
Common Stock
02156B103
329
4600
SH
OTR
1
0
4600
0
Cyberark Software Ltd
Common Stock
M2682V108
548
3250
SH
OTR
1
0
3250
0
Ultragenyx Pharmaceutical Inc
Common Stock
90400D108
232
3200
SH
OTR
1
0
3200
0
Tradeweb Markets Inc
Common Stock
892672106
259
2945
SH
OTR
1
0
2945
0
Splunk Inc
Common Stock
848637104
431
2900
SH
OTR
1
0
2900
0
Dover Corp
Common Stock
260003108
427
2720
SH
OTR
1
0
2720
0
Lindsay Corp
Common Stock
535555106
425
2705
SH
OTR
1
0
2705
0
Insulet Corp
Common Stock
45784P101
692
2597
SH
OTR
1
0
2597
0
First Republic Bank
Common Stock
33616C100
413
2545
SH
OTR
1
0
2545
0
Euronet Worldwide Inc
Common Stock
298736109
325
2500
SH
OTR
1
0
2500
0
Datadog Inc
Common Stock
23804L103
333
2200
SH
OTR
1
0
2200
0
Silicon Laboratories Inc
Common Stock
826919102
288
1916
SH
OTR
1
0
1916
0
Horizon Therapeutics Plc
Common Stock
G46188101
200
1900
SH
OTR
1
0
1900
0
Helen of Troy Ltd
Common Stock
G4388N106
367
1875
SH
OTR
1
0
1875
0
DexCom Inc
Common Stock
252131107
929
1816
SH
OTR
1
0
1816
0
Signature Bank
Common Stock
82669G104
470
1600
SH
OTR
1
0
1600
0
Cloudflare Inc
Common Stock
18915M107
192
1600
SH
OTR
1
0
1600
0
Synaptics Inc
Common Stock
87157D109
310
1555
SH
OTR
1
0
1555
0
Arista Networks Inc
Common Stock
040413106
208
1500
SH
OTR
1
0
1500
0
Etsy Inc
Common Stock
29786A106
174
1400
SH
OTR
1
0
1400
0
Keysight Technologies Inc
Common Stock
49338L103
189
1195
SH
OTR
1
0
1195
0
Expedia Inc
Common Stock
30212P303
196
1000
SH
OTR
1
0
1000
0
TransDigm Group Inc
Common Stock
893641100
586
900
SH
OTR
1
0
900
0
SVB Financial Group
Common Stock
78486Q101
478
855
SH
OTR
1
0
855
0
Palo Alto Networks Inc
Common Stock
697435105
249
400
SH
OTR
1
0
400
0
Hubspot Inc
Common Stock
443573100
190
400
SH
OTR
1
0
400
0