Chief Compliance Officer

0001104659-22-023060.txt : 20220214 0001104659-22-023060.hdr.sgml : 20220214 20220214165601 ACCESSION NUMBER: 0001104659-22-023060 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 22634024 BUSINESS ADDRESS: STREET 1: 71 STEVENSON STREET, SUITE 825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 71 STEVENSON STREET, SUITE 825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697366 XXXXXXXX 12-31-2021 12-31-2021 false PIER 88 INVESTMENT PARTNERS LLC

71 Stevenson Street, Suite 825 San Francisco CA 94105

13F HOLDINGS REPORT 028-17645 N Sean Aurigemma Chief Compliance Officer 201-424-9144 /s/ Sean Aurigemma San Francisco CA 02-11-2022 1 151 470892 1 0001387508 028-12257 PRELUDE CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 infotable.xml Tradeweb Markets Inc Common Stock 892672106 2775 27715 SH SOLE 27715 0 0 KBR Inc Common Stock 48242W106 2606 54730 SH SOLE 54730 0 0 CyberArk Software Ltd Common Stock M2682V108 2481 14320 SH SOLE 14320 0 0 ON Semiconductor Corp Common Stock 682189105 2455 36150 SH SOLE 36150 0 0 Lattice Semiconductor Corp Common Stock 518415104 2454 31845 SH SOLE 31845 0 0 First Republic Bank/CA Common Stock 33616C100 2415 11695 SH SOLE 11695 0 0 Dover Corp Common Stock 260003108 2352 12950 SH SOLE 12950 0 0 Keysight Technologies Inc Common Stock 49338L103 2157 10445 SH SOLE 10445 0 0 SVB Financial Group Common Stock 78486Q101 2120 3125 SH SOLE 3125 0 0 Silicon Laboratories Inc Common Stock 826919102 1992 9652 SH SOLE 9652 0 0 Synaptics Inc Common Stock 87157D109 1921 6635 SH SOLE 6635 0 0 DexCom Inc Common Stock 252131107 1901 3540 SH SOLE 3540 0 0 ITT Inc Common Stock 45073V108 1833 17935 SH SOLE 17935 0 0 Evoqua Water Technologies Corp Common Stock 30057T105 1746 37357 SH SOLE 37357 0 0 Etsy Inc Common Stock 29786A106 1704 7781 SH SOLE 7781 0 0 Signature Bank/New York NY Common Stock 82669G104 1682 5200 SH SOLE 5200 0 0 Insulet Corp Common Stock 45784P101 1493 5610 SH SOLE 5610 0 0 Entegris Inc Common Stock 29362U104 1414 10200 SH SOLE 10200 0 0 Datadog Inc Common Stock 23804L103 1404 7880 SH SOLE 7880 0 0 Helen of Troy Ltd Common Stock G4388N106 1290 5275 SH SOLE 5275 0 0 Denali Therapeutics Inc Common Stock 24823R105 1047 23470 SH SOLE 23470 0 0 Ultragenyx Pharmaceutical Inc Common Stock 90400D108 1039 12350 SH SOLE 12350 0 0 PROS Holdings Inc Common Stock 74346Y103 1016 29460 SH SOLE 29460 0 0 Horizon Pharma Plc Common Stock G46188101 1946 18063 SH SOLE 18063 0 0 Evo Payments Inc Common Stock 26927E104 980 38279 SH SOLE 38279 0 0 Vertix Holdings Co Common Stock 92537N108 980 39240 SH SOLE 39240 0 0 Euronet Worldwide Inc Common Stock 298736109 936 7851 SH SOLE 7851 0 0 Lindsay Corp Common Stock 535555106 917 6030 SH SOLE 6030 0 0 Adeptus Health Inc Common Stock 00650F109 911 32475 SH SOLE 32475 0 0 Heron Therapeutics Inc Common Stock 427746102 902 98830 SH SOLE 98830 0 0 Ping Identity Holding Corp Common Stock 72341T103 883 38610 SH SOLE 38610 0 0 Fisker Inc Common Stock 33813J106 855 54340 SH SOLE 54340 0 0 Alteryx Inc Common Stock 02156B103 828 13685 SH SOLE 13685 0 0 HubSpot Inc Common Stock 443573100 751 1140 SH SOLE 1140 0 0 Broadcom Inc Common Stock 11135F101 665 1000 SH SOLE 1000 0 0 Fate Therapeutics Inc Common Stock 31189P102 637 10885 SH SOLE 10885 0 0 10X Genomics Inc Common Stock 88025U109 630 4230 SH SOLE 4230 0 0 Mirati Therapeutics Inc Common Stock 60468T105 616 4200 SH SOLE 4200 0 0 Revolve Group Inc Common Stock 76156B107 589 10510 SH SOLE 10510 0 0 Mandiant Inc Common Stock 562662106 552 31445 SH SOLE 31445 0 0 Meritor Inc Common Stock 59001K100 523 21115 SH SOLE 21115 0 0 Atlassian Corp PLC Common Stock G06242104 458 1200 SH SOLE 1200 0 0 Crowdstrike Holdings Inc Common Stock 22788C105 457 2230 SH SOLE 2230 0 0 Splunk Inc Common Stock 848637104 435 3756 SH SOLE 3756 0 0 Zscaler Inc Common Stock 98980G102 418 1300 SH SOLE 1300 0 0 Cloudflare Inc Common Stock 18915M107 366 2785 SH SOLE 2785 0 0 Deckers Outdoor Corp Common Stock 243537107 366 1000 SH SOLE 1000 0 0 Farmland Partners Inc Common Stock 31154R109 338 28268 SH SOLE 28268 0 0 Model N Inc Common Stock 607525102 303 10079 SH SOLE 10079 0 0 Goosehead Insurance Inc Common Stock 38267D109 292 2245 SH SOLE 2245 0 0 East West Bancorp Inc Common Stock 27579R104 242 3080 SH SOLE 3080 0 0 Seer Inc Common Stock 81578P106 225 9855 SH SOLE 9855 0 0 NuVasive Inc Common Stock 670704105 210 4005 SH SOLE 4005 0 0 CRISPR Therapeutics AG Common Stock H17182108 197 2600 SH SOLE 2600 0 0 ThredUp Inc Common Stock 88556E102 186 14600 SH SOLE 14600 0 0 Farfetch Ltd Common Stock 30744W107 185 5545 SH SOLE 5545 0 0 DraftKings Inc Common Stock 26142R104 128 4645 SH SOLE 4645 0 0 Pagseguro Digital Ltd Common Stock G68707101 127 4845 SH SOLE 4845 0 0 Micron Technology Inc Common Stock 595112103 81 872 SH SOLE 872 0 0 Equinox Gold Corp Common Stock 29446Y502 75 11105 SH SOLE 11105 0 0 TPG Specialty Lending Inc Common Stock 83012A109 1396 59703 SH SOLE 59703 0 0 Chegg Inc Convertible Bonds 163092AF6 12754 15410000 PRN SOLE 0 0 15410000 Alteryx Inc Convertible Bonds 02156BAF0 10785 12065000 PRN SOLE 0 0 12065000 Meritor Inc Convertible Bonds 59001KAF7 14413 13235000 PRN SOLE 0 0 13235000 Western Digital Corp Convertible Bonds 958102AP0 12774 12655000 PRN SOLE 0 0 12655000 Ares Capital Corp Convertible Bonds 04010LAW3 14603 12765000 PRN SOLE 0 0 12765000 Euronet Worldwide Inc Convertible Bonds 298736AL3 13123 12150000 PRN SOLE 0 0 12150000 Mandiant Inc Convertible Bonds 31816QAF8 11113 10685000 PRN SOLE 0 0 10685000 Wix.com Ltd Convertible Bonds 92940WAD1 8524 9545000 PRN SOLE 0 0 9545000 New Mountain Finance Corp Convertible Bonds 647551AC4 9054 8560000 PRN SOLE 0 0 8560000 TPG Specialty Lending Inc Convertible Bonds 87265KAD4 6206 4987000 PRN SOLE 0 0 4987000 DexCom Inc Convertible Bonds 252131AK3 9338 7865000 PRN SOLE 0 0 7865000 Booking Holdings Inc Convertible Bonds 09857LAN8 6536 4450000 PRN SOLE 0 0 4450000 RingCentral Inc Convertible Bonds 76680RAF4 4256 4530000 PRN SOLE 0 0 4530000 Okta Inc Convertible Bonds 679295AF2 2838 2385000 PRN SOLE 0 0 2385000 Model N Inc Convertible Bonds 607525AB8 411 350000 PRN SOLE 0 0 350000 CyberArk Software Ltd Convertible Bonds 23248VAB1 4519 3585000 PRN SOLE 0 0 3585000 Insulet Corp Convertible Bonds 45784PAK7 2518 1902000 PRN SOLE 0 0 1902000 Tabula Rasa HealthCare Inc Convertible Bonds 873379AA9 321 386000 PRN SOLE 0 0 386000 KBR Inc Convertible Bonds 48242WAB2 2891 1520000 PRN SOLE 0 0 1520000 Prospect Capital Corp Convertible Bonds 74348TAR3 208 205000 PRN SOLE 0 0 205000 Splunk Inc Convertible Bonds 848637AD6 160 145000 PRN SOLE 0 0 145000 PROS Holdings Inc Convertible Bonds 74346YAH6 2600 2800000 PRN SOLE 0 0 2800000 ON Semiconductor Corp Convertible Bonds 682189AP0 82 25000 PRN SOLE 0 0 25000 Microchip Technology Inc Convertible Bonds 595017AF1 66 26000 PRN SOLE 0 0 26000 Pioneer Natural Resources Co Convertible Bonds 723787AP2 1765 990000 PRN SOLE 0 0 990000 SPLUNK INC Convertible Bonds 848637AF1 4224 4530000 PRN SOLE 0 0 4530000 Anthem Inc Convertible Bonds 94973VBG1 3483 530000 PRN SOLE 0 0 530000 Silicon Laboratories Inc Convertible Bonds 826919AD4 2858 1630000 PRN SOLE 0 0 1630000 NuVasive Inc Convertible Bonds 670704AL9 1750 1750000 PRN SOLE 0 0 1750000 Invesco Nasdaq 100 ETF ETF 46138G649 3336 20400 SH SOLE 0 0 20400 SPDR Gold Shares ETF 78463V107 1184 6926 SH SOLE 0 0 6926 Bank of America Corp Preferred Stock 060505682 21147 14630 SH SOLE 0 0 14630 Wells Fargo & Co Preferred Stock 949746804 11295 7578 SH SOLE 0 0 7578 Broadcom Inc Preferred Stock 11135F200 25546 12309 SH SOLE 0 0 12309 Dominion Resources Inc/VA Preferred Stock 25746U133 18357 182410 SH SOLE 0 0 182410 Boston Scientific Corp Preferred Stock 101137206 16604 144970 SH SOLE 0 0 144970 American Electric Power Co Inc Preferred Stock 025537127 14950 298269 SH SOLE 0 0 298269 Stanley Black & Decker Inc Preferred Stock 854502846 16345 149686 SH SOLE 0 0 149686 Southern Co/The Preferred Stock 842587602 13976 260022 SH SOLE 0 0 260022 DTE Energy Co Preferred Stock 233331842 11966 233065 SH SOLE 0 0 233065 NextEra Energy Inc Preferred Stock 65339F796 12747 187200 SH SOLE 0 0 187200 KKR & Co Inc Preferred Stock 48251W401 11528 123760 SH SOLE 0 0 123760 Danaher Corp Preferred Stock 235851409 10982 6310 SH SOLE 0 0 6310 NextEra Energy Inc Preferred Stock 65339F770 9196 159820 SH SOLE 0 0 159820 NiSource Inc Preferred Stock 65473P121 10177 90900 SH SOLE 0 0 90900 Danaher Corp Preferred Stock 235851300 3870 1764 SH SOLE 0 0 1764 American Electric Power Co Inc Preferred Stock 02557T307 3251 61800 SH SOLE 0 0 61800 Becton Dickson & Co Preferred Stock 075887406 5417 102700 SH SOLE 0 0 102700 NextEra Energy Inc Preferred Stock 65339F739 1262 21800 SH SOLE 0 0 21800 Meritor Inc Convertible Bonds 59001KAF7 393 360000 PRN OTR 1 0 0 360000 Broadcom Inc Preferred Stock 11135F200 498 240 SH OTR 1 0 0 240 SPDR Gold Shares ETF 78463V107 188 1100 SH OTR 1 0 0 1100 Invesco Nasdaq 100 ETF ETF 46138G649 1259 7700 SH OTR 1 0 0 7700 Helen of Troy Ltd Common Stock G4388N106 458 1875 SH OTR 1 0 1875 0 Dover Corp Common Stock 260003108 730 4020 SH OTR 1 0 4020 0 Silicon Laboratories Inc Common Stock 826919102 705 3416 SH OTR 1 0 3416 0 Lindsay Corp Common Stock 535555106 320 2105 SH OTR 1 0 2105 0 Lattice Semiconductor Corp Common Stock 518415104 634 8233 SH OTR 1 0 8233 0 Signature Bank/New York NY Common Stock 82669G104 809 2500 SH OTR 1 0 2500 0 Euronet Worldwide Inc Common Stock 298736109 203 1700 SH OTR 1 0 1700 0 ON Semiconductor Corp Common Stock 682189105 672 9900 SH OTR 1 0 9900 0 DexCom Inc Common Stock 252131107 760 1416 SH OTR 1 0 1416 0 KBR Inc Common Stock 48242W106 1090 22880 SH OTR 1 0 22880 0 PROS Holdings Inc Common Stock 74346Y103 461 13380 SH OTR 1 0 13380 0 Insulet Corp Common Stock 45784P101 398 1497 SH OTR 1 0 1497 0 SVB Financial Group Common Stock 78486Q101 648 955 SH OTR 1 0 955 0 Entegris Inc Common Stock 29362U104 596 4300 SH OTR 1 0 4300 0 Synaptics Inc Common Stock 87157D109 421 1455 SH OTR 1 0 1455 0 Meritor Inc Common Stock 59001K100 87 3500 SH OTR 1 0 3500 0 First Republic Bank/CA Common Stock 33616C100 691 3345 SH OTR 1 0 3345 0 Model N Inc Common Stock 607525102 2 60 SH OTR 1 0 60 0 Mandiant Inc Common Stock 562662106 175 10000 SH OTR 1 0 10000 0 Ultragenyx Pharmaceutical Inc Common Stock 90400D108 269 3200 SH OTR 1 0 3200 0 CyberArk Software Ltd Common Stock M2682V108 736 4250 SH OTR 1 0 4250 0 HubSpot Inc Common Stock 443573100 181 274 SH OTR 1 0 274 0 Keysight Technologies Inc Common Stock 49338L103 495 2395 SH OTR 1 0 2395 0 Etsy Inc Common Stock 29786A106 460 2100 SH OTR 1 0 2100 0 ITT Inc Common Stock 45073V108 640 6260 SH OTR 1 0 6260 0 Alteryx Inc Common Stock 02156B103 169 2800 SH OTR 1 0 2800 0 Evoqua Water Technologies Corp Common Stock 30057T105 207 4432 SH OTR 1 0 4432 0 Denali Therapeutics Inc Common Stock 24823R105 429 9610 SH OTR 1 0 9610 0 Evo Payments Inc Common Stock 26927E104 233 9100 SH OTR 1 0 9100 0 Fisker Inc Common Stock 33813J106 299 19000 SH OTR 1 0 19000 0 Vertix Holdings Co Common Stock 92537N108 97 3900 SH OTR 1 0 3900 0 Tradeweb Markets Inc Common Stock 892672106 726 7245 SH OTR 1 0 7245 0 Equinox Gold Corp Common Stock 29446Y502 504 74600 SH OTR 1 0 74600 0 10X Genomics Inc Common Stock 88025U109 104 700 SH OTR 1 0 700 0 Cloudflare Inc Common Stock 18915M107 66 500 SH OTR 1 0 500 0 Datadog Inc Common Stock 23804L103 606 3400 SH OTR 1 0 3400 0 Ping Identity Holding Corp Common Stock 72341T103 282 12340 SH OTR 1 0 12340 0