0001697360-23-000001.txt : 20230131
0001697360-23-000001.hdr.sgml : 20230131
20230131161925
ACCESSION NUMBER: 0001697360-23-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230131
DATE AS OF CHANGE: 20230131
EFFECTIVENESS DATE: 20230131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perennial Advisors, LLC
CENTRAL INDEX KEY: 0001697360
IRS NUMBER: 463416570
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17700
FILM NUMBER: 23572807
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-652-3900
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001697360
XXXXXXXX
12-31-2022
12-31-2022
Perennial Advisors, LLC
1350 AVENUE OF THE AMERICAS
SUITE 1920
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-17700
N
Christopher Heintz
Managing Partner
2122184223
Christopher Heintz
New York
NY
01-31-2023
0
88
314488285
false
INFORMATION TABLE
2
PerennialQ4202213f3.xml
PERENNIAL Q4 2022 13F
3M CO
COM
88579Y101
266771
2225
SH
SOLE
Perennial
2225
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
9640784
125941
SH
SOLE
Perennial
125941
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2870601
8530
SH
SOLE
Perennial
8103
0
427
AEVA TECHNOLOGIES INC
COM
00835Q103
40800
30000
SH
SOLE
Perennial
30000
0
0
AIR PRODS & CHEMS INC
COM
009158106
7708444
25005
SH
SOLE
Perennial
24120
0
885
ALPHABET INC
CAP STK CL C
02079K107
8963061
101015
SH
SOLE
Perennial
97108
0
3907
ALPHABET INC
CAP STK CL A
02079K305
758954
8602
SH
SOLE
Perennial
7262
0
1340
AMAZON COM INC
COM
023135106
5921328
70492
SH
SOLE
Perennial
66495
0
3997
AMERICAN EXPRESS CO
COM
025816109
7503298
50784
SH
SOLE
Perennial
49579
0
1205
AMERICAN WTR WKS CO INC NEW
COM
030420103
5100262
33462
SH
SOLE
Perennial
32520
0
942
AMGEN INC
COM
031162100
4495436
17116
SH
SOLE
Perennial
16525
0
591
AMPHENOL CORP NEW
CL A
032095101
6956252
91360
SH
SOLE
Perennial
89002
0
2358
APPLE INC
COM
037833100
15713718
120940
SH
SOLE
Perennial
116851
0
4089
ARES CAPITAL CORP
COM
04010L103
3115164
168661
SH
SOLE
Perennial
160695
0
7966
AT&T INC
COM
00206R102
198744
10795
SH
SOLE
Perennial
10795
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
418005
1750
SH
SOLE
Perennial
1750
0
0
BLACKSTONE INC
COM
09260D107
339789
4580
SH
SOLE
Perennial
3590
0
990
BOEING CO
COM
097023105
234535
1231
SH
SOLE
Perennial
1231
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
219342
23016
SH
SOLE
Perennial
23016
0
0
CHEVRON CORP NEW
COM
166764100
802040
4468
SH
SOLE
Perennial
4368
0
100
CISCO SYS INC
COM
17275R102
4952917
103966
SH
SOLE
Perennial
99968
0
3998
COMCAST CORP NEW
CL A
20030N101
253742
7256
SH
SOLE
Perennial
5726
0
1530
CORSAIR PARTNERING CORP
SHS CL A
G2540H108
99500
10000
SH
SOLE
Perennial
10000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
6321164
13847
SH
SOLE
Perennial
13492
0
355
DIAGEO PLC
SPON ADR NEW
25243Q205
3033181
17022
SH
SOLE
Perennial
15667
0
1355
DISNEY WALT CO
COM
254687106
4371042
50311
SH
SOLE
Perennial
47824
0
2487
EATON CORP PLC
SHS
G29183103
237622
1514
SH
SOLE
Perennial
1514
0
0
EXXON MOBIL CORP
COM
30231G102
955750
8665
SH
SOLE
Perennial
8665
0
0
EXXON MOBIL CORP
PUT
30231G102
275750
2500
PRN
Put
SOLE
Perennial
2500
0
0
FASTENAL CO
COM
311900104
2046590
43250
SH
SOLE
Perennial
43250
0
0
FEDEX CORP
COM
31428X106
4639551
26786
SH
SOLE
Perennial
25813
0
973
FISERV INC
COM
337738108
7805131
77225
SH
SOLE
Perennial
75369
0
1856
GENERAL DYNAMICS CORP
COM
369550108
4861329
19593
SH
SOLE
Perennial
18902
0
691
HOME DEPOT INC
COM
437076102
3980350
12602
SH
SOLE
Perennial
11910
0
692
HONEYWELL INTL INC
COM
438516106
8298907
38726
SH
SOLE
Perennial
37272
0
1454
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
1897544
92428
SH
SOLE
Perennial
88752
0
3676
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
676069
60471
SH
SOLE
Perennial
57671
0
2800
ISHARES TR
SHORT TREAS BD
464288679
7821468
71156
SH
SOLE
Perennial
68441
0
2715
ISHARES TR
FLTG RATE NT ETF
46429B655
7484832
148715
SH
SOLE
Perennial
140861
0
7854
ISHARES TR
PFD AND INCM SEC
464288687
4706535
154161
SH
SOLE
Perennial
146889
0
7272
ISHARES TR
1 3 YR TREAS BD
464287457
1052856
12971
SH
SOLE
Perennial
12299
0
672
ISHARES TR
MSCI EMG MKT ETF
464287234
787513
20779
SH
SOLE
Perennial
19177
0
1602
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
7514242
149889
SH
SOLE
Perennial
142263
0
7626
J P MORGAN EXCHANGE TRADED F
ULTRA SHT MUNCPL
46641Q654
861647
17048
SH
SOLE
Perennial
15336
0
1712
JOHNSON & JOHNSON
COM
478160104
9488632
53714
SH
SOLE
Perennial
52190
0
1524
JPMORGAN CHASE & CO
COM
46625H100
7863246
58637
SH
SOLE
Perennial
56658
0
1979
KIMBERLY-CLARK CORP
COM
494368103
263444
1941
SH
SOLE
Perennial
1941
0
0
KKR & CO INC
COM
48251W104
5775240
124413
SH
SOLE
Perennial
121265
0
3148
LAUDER ESTEE COS INC
CL A
518439104
2238109
9021
SH
SOLE
Perennial
8132
0
889
LEAR CORP
COM NEW
521865204
3189067
25714
SH
SOLE
Perennial
24616
0
1098
LOCKHEED MARTIN CORP
COM
539830109
256867
528
SH
SOLE
Perennial
528
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
8882008
25543
SH
SOLE
Perennial
24950
0
593
MCDONALDS CORP
COM
580135101
6600363
25046
SH
SOLE
Perennial
24341
0
705
MEDTRONIC PLC
SHS
G5960L103
4333757
55757
SH
SOLE
Perennial
53394
0
2363
MERCK & CO INC
COM
58933Y105
407629
3674
SH
SOLE
Perennial
3174
0
500
META PLATFORMS INC
CL A
30303M102
434066
3607
SH
SOLE
Perennial
3269
0
338
MICROSOFT CORP
COM
594918104
16118645
67211
SH
SOLE
Perennial
64882
0
2329
MONDELEZ INTL INC
CL A
609207105
2462723
36942
SH
SOLE
Perennial
33780
0
3162
NOVARTIS AG
SPONSORED ADR
66987V109
3178647
35038
SH
SOLE
Perennial
32715
0
2323
NVIDIA CORPORATION
COM
67066G104
2495771
17078
SH
SOLE
Perennial
15664
0
1414
PEPSICO INC
COM
713448108
938459
5191
SH
SOLE
Perennial
4521
0
670
PFIZER INC
COM
717081103
244927
4780
SH
SOLE
Perennial
4780
0
0
PROCTER AND GAMBLE CO
COM
742718109
311124
2053
SH
SOLE
Perennial
2053
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
521200
11631
SH
SOLE
Perennial
11631
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
263635
3490
SH
SOLE
Perennial
3490
0
0
SEACOR MARINE HLDGS INC
COM
78413P101
249143
27199
SH
SOLE
Perennial
27199
0
0
SPDR GOLD TR
GOLD SHS
78463V107
7943563
46826
SH
SOLE
Perennial
45488
0
1338
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2672642
6988
SH
SOLE
Perennial
6730
0
258
STAGWELL INC
COM CL A
85256A109
2870883
462300
SH
SOLE
Perennial
462300
0
0
STARBUCKS CORP
COM
855244109
4982951
50231
SH
SOLE
Perennial
48274
0
1957
TEXAS INSTRS INC
COM
882508104
205699
1245
SH
SOLE
Perennial
1245
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8146019
14792
SH
SOLE
Perennial
14341
0
451
TOPGOLF CALLAWAY BRANDS CORP
COM
131193104
301681
15275
SH
SOLE
Perennial
15275
0
0
UNION PAC CORP
COM
907818108
6468658
31239
SH
SOLE
Perennial
30389
0
850
US BANCORP DEL
COM NEW
902973304
3286245
75348
SH
SOLE
Perennial
70353
0
4995
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
4322015
22606
SH
SOLE
Perennial
22606
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
346819
987
SH
SOLE
Perennial
987
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1396371
35823
SH
SOLE
Perennial
33408
0
2415
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
1079476
21812
SH
SOLE
Perennial
21476
0
336
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
6359619
84581
SH
SOLE
Perennial
80555
0
4026
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
2164210
27922
SH
SOLE
Perennial
26118
0
1804
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
612025
10585
SH
SOLE
Perennial
9840
0
745
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
880027
20968
SH
SOLE
Perennial
19618
0
1350
VERIZON COMMUNICATIONS INC
COM
92343V104
3843420
97549
SH
SOLE
Perennial
93833
0
3716
VISA INC
COM CL A
92826C839
7716199
37140
SH
SOLE
Perennial
35559
0
1581
WHEELS UP EXPERIENCE INC
COM CL A
96328L106
55311
53700
SH
SOLE
Perennial
53700
0
0
WILLIAMS COS INC
COM
969457100
478542
14545
SH
SOLE
Perennial
14545
0
0
XYLEM INC
COM
98419M100
4869158
44037
SH
SOLE
Perennial
42795
0
1242
ZOETIS INC
CL A
98978V103
866990
5916
SH
SOLE
Perennial
5664
0
252