0001697360-22-000004.txt : 20221109 0001697360-22-000004.hdr.sgml : 20221109 20221109133134 ACCESSION NUMBER: 0001697360-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Advisors, LLC CENTRAL INDEX KEY: 0001697360 IRS NUMBER: 463416570 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17700 FILM NUMBER: 221371654 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: SUITE 1920 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-652-3900 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: SUITE 1920 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697360 XXXXXXXX 09-30-2022 09-30-2022 Perennial Advisors, LLC

1350 AVENUE OF THE AMERICAS SUITE 1920 NEW YORK NY 10019

13F HOLDINGS REPORT 028-17700 N Christopher Heintz 212-653-3900 Ryan Heintz New York NY 11-09-2022 0 88 304977 false INFORMATION TABLE 2 PerennialQ3202213f.xml PERENNIAL Q3 2022 13F 3M CO COM 88579Y101 247 2238 SH SOLE 2238 0 0 ACTIVISION BLIZZARD INC COM 00507V109 9303 125139 SH SOLE 125139 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2360 8577 SH SOLE 8253 0 324 AEVA TECHNOLOGIES INC COM 00835Q103 56 30000 SH SOLE 30000 0 0 AIR PRODS & CHEMS INC COM 009158106 6124 26313 SH SOLE 25591 0 722 ALPHABET INC CAP STK CL C 02079K107 9808 102003 SH SOLE 98928 0 3075 ALPHABET INC CAP STK CL A 02079K305 754 7887 SH SOLE 7347 0 540 AMAZON COM INC COM 023135106 7600 67261 SH SOLE 65136 0 2125 AMERICAN EXPRESS CO COM 025816109 7318 54243 SH SOLE 53326 0 917 AMERICAN WTR WKS CO INC NEW COM 030420103 4547 34936 SH SOLE 34185 0 751 AMGEN INC COM 031162100 3997 17734 SH SOLE 17281 0 453 AMPHENOL CORP NEW CL A 032095101 6515 97293 SH SOLE 95415 0 1878 APPLE INC COM 037833100 17279 125025 SH SOLE 121806 0 3219 ARES CAPITAL CORP COM 04010L103 2775 164398 SH SOLE 158637 0 5761 AT&T INC COM 00206R102 166 10795 SH SOLE 10795 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 396 1750 SH SOLE 1750 0 0 BLACKSTONE INC COM 09260D107 408 4870 SH SOLE 3920 0 950 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 476 32281 SH SOLE 32281 0 0 CHEVRON CORP NEW COM 166764100 652 4540 SH SOLE 4440 0 100 CISCO SYS INC COM 17275R102 4266 106654 SH SOLE 103460 0 3194 COMCAST CORP NEW CL A 20030N101 231 7886 SH SOLE 6886 0 1000 CORSAIR PARTNERING CORP SHS CL A G2540H108 98 10000 SH SOLE 10000 0 0 COSTCO WHSL CORP NEW COM 22160K105 6896 14602 SH SOLE 14322 0 280 DIAGEO PLC SPON ADR NEW 25243Q205 2770 16310 SH SOLE 15232 0 1078 DISNEY WALT CO COM 254687106 4816 51056 SH SOLE 49048 0 2008 EATON CORP PLC SHS G29183103 202 1514 SH SOLE 1514 0 0 EXXON MOBIL CORP COM 30231G102 785 8990 SH SOLE 8990 0 0 EXXON MOBIL CORP PUT 30231G102 218 2500 PRN Put SOLE 2500 0 0 FASTENAL CO COM 311900104 1991 43250 SH SOLE 43250 0 0 FEDEX CORP COM 31428X106 4088 27531 SH SOLE 26768 0 763 FISERV INC COM 337738108 7325 78287 SH SOLE 76945 0 1342 GENERAL DYNAMICS CORP COM 369550108 4377 20632 SH SOLE 20052 0 580 HOME DEPOT INC COM 437076102 3362 12184 SH SOLE 11602 0 582 HONEYWELL INTL INC COM 438516106 6738 40352 SH SOLE 39141 0 1211 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1932 95697 SH SOLE 93612 0 2085 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1324 111472 SH SOLE 111472 0 0 ISHARES TR SHORT TREAS BD 464288679 8344 75854 SH SOLE 74884 0 970 ISHARES TR FLTG RATE NT ETF 46429B655 7853 156216 SH SOLE 149745 0 6471 ISHARES TR PFD AND INCM SEC 464288687 4994 157675 SH SOLE 151025 0 6650 ISHARES TR MSCI EMG MKT ETF 464287234 714 20460 SH SOLE 19648 0 812 ISHARES TR NATIONAL MUN ETF 464288414 253 2468 SH SOLE 1623 0 845 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 7722 153952 SH SOLE 147277 0 6675 JOHNSON & JOHNSON COM 478160104 8891 54426 SH SOLE 53376 0 1050 JPMORGAN CHASE & CO COM 46625H100 6323 60510 SH SOLE 59019 0 1491 KIMBERLY-CLARK CORP COM 494368103 221 1963 SH SOLE 1963 0 0 KKR & CO INC COM 48251W104 5574 129627 SH SOLE 127151 0 2476 LAUDER ESTEE COS INC CL A 518439104 1915 8869 SH SOLE 8118 0 751 LEAR CORP COM NEW 521865204 3075 25692 SH SOLE 24893 0 799 LOCKHEED MARTIN CORP COM 539830109 200 518 SH SOLE 518 0 0 MASTERCARD INCORPORATED CL A 57636Q104 7607 26752 SH SOLE 26258 0 494 MCDONALDS CORP COM 580135101 5989 25956 SH SOLE 25424 0 532 MEDTRONIC PLC SHS G5960L103 4598 56942 SH SOLE 55191 0 1751 MERCK & CO INC COM 58933Y105 316 3674 SH SOLE 3174 0 500 META PLATFORMS INC CL A 30303M102 3969 29253 SH SOLE 28272 0 981 MICROSOFT CORP COM 594918104 15887 68213 SH SOLE 66649 0 1564 MONDELEZ INTL INC CL A 609207105 1875 34182 SH SOLE 30898 0 3284 NEW MTN FIN CORP COM 647551100 116 10051 SH SOLE 10051 0 0 NOVARTIS AG SPONSORED ADR 66987V109 2700 35525 SH SOLE 33597 0 1928 NVIDIA CORPORATION COM 67066G104 1980 16313 SH SOLE 15148 0 1165 PEPSICO INC COM 713448108 858 5258 SH SOLE 4728 0 530 PFIZER INC COM 717081103 211 4830 SH SOLE 4830 0 0 PROCTER AND GAMBLE CO COM 742718109 264 2091 SH SOLE 2091 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 526 12528 SH SOLE 12528 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 232 3490 SH SOLE 3490 0 0 SEACOR MARINE HLDGS INC COM 78413P101 153 27199 SH SOLE 27199 0 0 SPDR GOLD TR GOLD SHS 78463V107 7771 50244 SH SOLE 49379 0 865 SPDR S&P 500 ETF TR TR UNIT 78462F103 2589 7250 SH SOLE 7141 0 109 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 268 6671 SH SOLE 6571 0 100 STAGWELL INC COM CL A 85256A109 3672 528384 SH SOLE 528384 0 0 STARBUCKS CORP COM 855244109 4364 51795 SH SOLE 50303 0 1492 THERMO FISHER SCIENTIFIC INC COM 883556102 8084 15938 SH SOLE 15562 0 376 TOPGOLF CALLAWAY BRANDS CORP COM 131193104 274 14250 SH SOLE 14250 0 0 UNION PAC CORP COM 907818108 6283 32251 SH SOLE 31609 0 642 US BANCORP DEL COM NEW 902973304 3095 76759 SH SOLE 72815 0 3944 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3955 22036 SH SOLE 21698 0 338 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 305 929 SH SOLE 929 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1368 37481 SH SOLE 35472 0 2009 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 886 18400 SH SOLE 18400 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7364 99143 SH SOLE 95923 0 3220 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2132 28166 SH SOLE 26401 0 1765 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 779 21420 SH SOLE 20405 0 1015 VERIZON COMMUNICATIONS INC COM 92343V104 4052 106719 SH SOLE 104132 0 2587 VISA INC COM CL A 92826C839 6678 37588 SH SOLE 36454 0 1134 WHEELS UP EXPERIENCE INC COM CL A 96328L106 62 53734 SH SOLE 53734 0 0 WILLIAMS COS INC COM 969457100 416 14545 SH SOLE 14545 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 254 6005 SH SOLE 6005 0 0 XYLEM INC COM 98419M100 4192 47983 SH SOLE 46900 0 1083 ZOETIS INC CL A 98978V103 574 3868 SH SOLE 3868 0 0