0001697360-22-000002.txt : 20220427
0001697360-22-000002.hdr.sgml : 20220427
20220427134809
ACCESSION NUMBER: 0001697360-22-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220427
DATE AS OF CHANGE: 20220427
EFFECTIVENESS DATE: 20220427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perennial Advisors, LLC
CENTRAL INDEX KEY: 0001697360
IRS NUMBER: 463416570
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17700
FILM NUMBER: 22858579
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-652-3900
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001697360
XXXXXXXX
03-31-2022
03-31-2022
Perennial Advisors, LLC
1350 AVENUE OF THE AMERICAS
SUITE 1920
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-17700
N
Christopher Heintz
Managing Partner
212-652-3900
Christopher Heintz
New York
NY
04-27-2022
0
92
376855
false
INFORMATION TABLE
2
PerennialQ1202213f.xml
PERENNIAL Q1 2022 13F
3M CO
COM
88579Y101
290
1950
SH
SOLE
1950
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
9907
123667
SH
SOLE
123667
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
3516
7717
SH
SOLE
7717
0
0
AIR PRODS & CHEMS INC
COM
009158106
6349
25404
SH
SOLE
25404
0
0
ALPHABET INC
CAP STK CL C
02079K107
14292
5117
SH
SOLE
5092
0
25
ALPHABET INC
CAP STK CL A
02079K305
1129
406
SH
SOLE
374
0
32
AMAZON COM INC
COM
023135106
10784
3308
SH
SOLE
3293
0
15
AMERICAN EXPRESS CO
COM
025816109
10051
53748
SH
SOLE
53748
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
5600
33831
SH
SOLE
33831
0
0
AMGEN INC
COM
031162100
4226
17474
SH
SOLE
17474
0
0
AMPHENOL CORP NEW
CL A
032095101
7255
96283
SH
SOLE
96283
0
0
APPLE INC
COM
037833100
21589
123644
SH
SOLE
123644
0
0
ARES CAPITAL CORP
COM
04010L103
3268
155972
SH
SOLE
155972
0
0
AT&T INC
COM
00206R102
253
10723
SH
SOLE
10723
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
407
1790
SH
SOLE
1790
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
8628
24448
SH
SOLE
24448
0
0
BK OF AMERICA CORP
COM
060505104
234
5673
SH
SOLE
4173
0
1500
BLACKSTONE INC
COM
09260D107
624
4917
SH
SOLE
3917
0
1000
BOEING CO
COM
097023105
241
1258
SH
SOLE
1258
0
0
BRISTOW GROUP INC
COM
11040G103
260
7022
SH
SOLE
7022
0
0
CALLAWAY GOLF CO
COM
131193104
267
11395
SH
SOLE
11395
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
261
13151
SH
SOLE
13151
0
0
CHEVRON CORP NEW
COM
166764100
741
4553
SH
SOLE
4453
0
100
CISCO SYS INC
COM
17275R102
5816
104312
SH
SOLE
104312
0
0
COMCAST CORP NEW
CL A
20030N101
381
8141
SH
SOLE
7341
0
800
COSTCO WHSL CORP NEW
COM
22160K105
8299
14412
SH
SOLE
14412
0
0
DANAHER CORPORATION
COM
235851102
217
738
SH
SOLE
343
0
395
DIAGEO PLC
SPON ADR NEW
25243Q205
2987
14706
SH
SOLE
14381
0
325
DISNEY WALT CO
COM
254687106
6743
49162
SH
SOLE
48812
0
350
EATON CORP PLC
SHS
G29183103
230
1514
SH
SOLE
1514
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2724
104429
SH
SOLE
102429
0
2000
EXXON MOBIL CORP
COM
30231G102
742
8980
SH
SOLE
8980
0
0
EXXON MOBIL CORP
COM
30231G102
206
2500
SH
Put
SOLE
0
0
2500
FASTENAL CO
COM
311900104
2569
43250
SH
SOLE
43250
0
0
FEDEX CORP
COM
31428X106
6342
27409
SH
SOLE
27409
0
0
FISERV INC
COM
337738108
7852
77437
SH
SOLE
77437
0
0
GENERAL DYNAMICS CORP
COM
369550108
4868
20185
SH
SOLE
20185
0
0
HOME DEPOT INC
COM
437076102
3508
11718
SH
SOLE
11568
0
150
HONEYWELL INTL INC
COM
438516106
7740
39782
SH
SOLE
39482
0
300
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
7153
527117
SH
SOLE
527117
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
2851
130976
SH
SOLE
130976
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
6979
138139
SH
SOLE
138139
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1943
17726
SH
SOLE
17726
0
0
ISHARES TR
PFD AND INCM SEC
464288687
870
23895
SH
SOLE
23895
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
855
18933
SH
SOLE
18933
0
0
ISHARES TR
SHORT TREAS BD
464288679
465
4220
SH
SOLE
4220
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
7306
145336
SH
SOLE
145336
0
0
JOHNSON & JOHNSON
COM
478160104
9559
53937
SH
SOLE
53662
0
275
JPMORGAN CHASE & CO
COM
46625H100
8060
59125
SH
SOLE
59125
0
0
KIMBERLY-CLARK CORP
COM
494368103
204
1656
SH
SOLE
1656
0
0
KKR & CO INC
COM
48251W104
7528
128750
SH
SOLE
128750
0
0
LAUDER ESTEE COS INC
CL A
518439104
2228
8183
SH
SOLE
7908
0
275
LEAR CORP
COM NEW
521865204
3489
24471
SH
SOLE
24471
0
0
LOCKHEED MARTIN CORP
COM
539830109
230
520
SH
SOLE
520
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
9490
26554
SH
SOLE
26429
0
125
MCDONALDS CORP
COM
580135101
6476
26189
SH
SOLE
26189
0
0
MEDTRONIC PLC
SHS
G5960L103
6102
55001
SH
SOLE
55001
0
0
MERCK & CO INC
COM
58933Y105
277
3374
SH
SOLE
2874
0
500
META PLATFORMS INC
CL A
30303M102
6360
28600
SH
SOLE
28300
0
300
MICROSOFT CORP
COM
594918104
20559
66682
SH
SOLE
66582
0
100
MONDELEZ INTL INC
CL A
609207105
1819
28973
SH
SOLE
28973
0
0
NEW MTN FIN CORP
COM
647551100
139
10042
SH
SOLE
10042
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2818
32118
SH
SOLE
31418
0
700
NVIDIA CORPORATION
COM
67066G104
3848
14102
SH
SOLE
13577
0
525
PEPSICO INC
COM
713448108
910
5439
SH
SOLE
5439
0
0
PFIZER INC
COM
717081103
250
4830
SH
SOLE
4830
0
0
PROCTER AND GAMBLE CO
COM
742718109
275
1802
SH
SOLE
1802
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
638
11943
SH
SOLE
11943
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
291
3684
SH
SOLE
3684
0
0
SEACOR MARINE HLDGS INC
COM
78413P101
219
27199
SH
SOLE
27199
0
0
SPDR GOLD TR
GOLD SHS
78463V107
8874
49120
SH
SOLE
49120
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3342
7400
SH
SOLE
7400
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
1636
36553
SH
SOLE
36553
0
0
STAGWELL INC
COM CL A
85256A109
4032
556884
SH
SOLE
556884
0
0
STARBUCKS CORP
COM
855244109
4518
49668
SH
SOLE
49668
0
0
TEXAS INSTRS INC
COM
882508104
230
1254
SH
SOLE
1254
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9559
16184
SH
SOLE
15984
0
200
UNION PAC CORP
COM
907818108
8545
31278
SH
SOLE
31278
0
0
US BANCORP DEL
COM NEW
902973304
3874
72892
SH
SOLE
71592
0
1300
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1661
7297
SH
SOLE
7297
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
407
981
SH
SOLE
981
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1567
33963
SH
SOLE
33963
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
9888
126618
SH
SOLE
126618
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
6841
79513
SH
SOLE
79513
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1017
21166
SH
SOLE
21166
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5617
110274
SH
SOLE
110274
0
0
VISA INC
COM CL A
92826C839
8232
37121
SH
SOLE
36646
0
475
WHEELS UP EXPERIENCE INC
COM CL A
96328L106
167
53734
SH
SOLE
53734
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
287
6005
SH
SOLE
6005
0
0
WISDOMTREE TR
US CORP BOND FD
97717X198
228
4637
SH
SOLE
4637
0
0
XYLEM INC
COM
98419M100
4007
46992
SH
SOLE
46992
0
0
ZOETIS INC
CL A
98978V103
739
3918
SH
SOLE
3918
0
0