0001697360-22-000001.txt : 20220208
0001697360-22-000001.hdr.sgml : 20220208
20220208100355
ACCESSION NUMBER: 0001697360-22-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220208
DATE AS OF CHANGE: 20220208
EFFECTIVENESS DATE: 20220208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perennial Advisors, LLC
CENTRAL INDEX KEY: 0001697360
IRS NUMBER: 463416570
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17700
FILM NUMBER: 22599562
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-652-3900
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697360
XXXXXXXX
12-31-2021
12-31-2021
Perennial Advisors, LLC
1350 AVENUE OF THE AMERICAS
SUITE 1920
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-17700
N
Christopher Heintz
Managing Partner
212-652-3900
Christopher Heintz
New York
NY
02-08-2022
0
85
371086
false
INFORMATION TABLE
2
PerennialQ4202113f.xml
PERENNIAL Q4 2021 13F
3M CO
COM
88579Y101
426
2400
SH
SOLE
2400
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
8195
123179
SH
SOLE
123179
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
3866
6818
SH
SOLE
6818
0
0
AIR PRODS & CHEMS INC
COM
009158106
7190
23632
SH
SOLE
23632
0
0
ALPHABET INC
CAP STK CL C
02079K107
13988
4834
SH
SOLE
4834
0
0
ALPHABET INC
CAP STK CL A
02079K305
1083
374
SH
SOLE
374
0
0
AMAZON COM INC
COM
023135106
10070
3020
SH
SOLE
3020
0
0
AMERICAN EXPRESS CO
COM
025816109
8705
53211
SH
SOLE
53211
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
6088
32236
SH
SOLE
32236
0
0
AMGEN INC
COM
031162100
4310
19160
SH
SOLE
19160
0
0
AMPHENOL CORP NEW
CL A
032095101
8074
92312
SH
SOLE
92312
0
0
APPLE INC
COM
037833100
21252
119682
SH
SOLE
119682
0
0
ARES CAPITAL CORP
COM
04010L103
3075
145109
SH
SOLE
145109
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
466
1890
SH
SOLE
1890
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7168
23974
SH
SOLE
23974
0
0
BLACKSTONE INC
COM
09260D107
533
4117
SH
SOLE
4117
0
0
BOEING CO
COM
097023105
261
1295
SH
SOLE
1295
0
0
BRISTOW GROUP INC
COM
11040G103
222
7022
SH
SOLE
7022
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
251
13151
SH
SOLE
13151
0
0
CHEVRON CORP NEW
COM
166764100
584
4978
SH
SOLE
4978
0
0
CISCO SYS INC
COM
17275R102
6242
98497
SH
SOLE
98497
0
0
COMCAST CORP NEW
CL A
20030N101
380
7541
SH
SOLE
7541
0
0
COSTCO WHSL CORP NEW
COM
22160K105
7978
14053
SH
SOLE
14053
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
2667
12114
SH
SOLE
12114
0
0
DISNEY WALT CO
COM
254687106
6983
45086
SH
SOLE
45086
0
0
EATON CORP PLC
SHS
G29183103
262
1514
SH
SOLE
1514
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2430
85617
SH
SOLE
85617
0
0
EXXON MOBIL CORP
COM
30231G102
603
9854
SH
SOLE
9854
0
0
FASTENAL CO
COM
311900104
2771
43250
SH
SOLE
43250
0
0
FEDEX CORP
COM
31428X106
6655
25731
SH
SOLE
25731
0
0
FISERV INC
COM
337738108
7708
74270
SH
SOLE
74270
0
0
GENERAL DYNAMICS CORP
COM
369550108
4029
19328
SH
SOLE
19328
0
0
HOME DEPOT INC
COM
437076102
4055
9772
SH
SOLE
9772
0
0
HONEYWELL INTL INC
COM
438516106
7697
36915
SH
SOLE
36915
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
7708
513894
SH
SOLE
513894
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
2776
125623
SH
SOLE
125623
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
6838
134796
SH
SOLE
134796
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
2026
17423
SH
SOLE
17423
0
0
ISHARES TR
SHORT TREAS BD
464288679
1251
11333
SH
SOLE
11333
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
758
15526
SH
SOLE
15526
0
0
ISHARES TR
PFD AND INCM SEC
464288687
448
11355
SH
SOLE
11355
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
7238
143385
SH
SOLE
143385
0
0
JOHNSON & JOHNSON
COM
478160104
8825
51586
SH
SOLE
51586
0
0
JPMORGAN CHASE & CO
COM
46625H100
8965
56617
SH
SOLE
56617
0
0
KIMBERLY-CLARK CORP
COM
494368103
237
1656
SH
SOLE
1656
0
0
KKR & CO INC
COM
48251W104
9347
125467
SH
SOLE
125467
0
0
LAUDER ESTEE COS INC
CL A
518439104
2676
7227
SH
SOLE
7227
0
0
LEAR CORP
COM NEW
521865204
4274
23362
SH
SOLE
23362
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
9321
25939
SH
SOLE
25939
0
0
MCDONALDS CORP
COM
580135101
6602
24627
SH
SOLE
24627
0
0
MEDTRONIC PLC
SHS
G5960L103
5603
54161
SH
SOLE
54161
0
0
MERCK & CO INC
COM
58933Y105
274
3574
SH
SOLE
3574
0
0
META PLATFORMS INC
CL A
30303M102
9241
27474
SH
SOLE
27474
0
0
MICROSOFT CORP
COM
594918104
20857
62017
SH
SOLE
62017
0
0
NEW MTN FIN CORP
COM
647551100
154
11242
SH
SOLE
11242
0
0
NIKE INC
CL B
654106103
232
1394
SH
SOLE
1394
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2815
32181
SH
SOLE
32181
0
0
PEPSICO INC
COM
713448108
844
4857
SH
SOLE
4857
0
0
PFIZER INC
COM
717081103
288
4885
SH
SOLE
4885
0
0
PROCTER AND GAMBLE CO
COM
742718109
294
1800
SH
SOLE
1800
0
0
SABA CAPITAL INCOME & OPRNT
SHARES
78518H103
55
12263
SH
SOLE
12263
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1051
9304
SH
SOLE
9304
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
297
3672
SH
SOLE
3672
0
0
SEACOR MARINE HLDGS INC
COM
78413P101
92
27199
SH
SOLE
27199
0
0
SPDR GOLD TR
GOLD SHS
78463V107
8087
47304
SH
SOLE
47304
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3269
6882
SH
SOLE
6882
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
1917
40499
SH
SOLE
40499
0
0
STARBUCKS CORP
COM
855244109
5352
45756
SH
SOLE
45756
0
0
STATE STR CORP
COM
857477103
216
2323
SH
SOLE
2323
0
0
TEXAS INSTRS INC
COM
882508104
236
1254
SH
SOLE
1254
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
10554
15817
SH
SOLE
15817
0
0
UNILEVER PLC
SPON ADR NEW
904767704
1314
24428
SH
SOLE
24428
0
0
UNION PAC CORP
COM
907818108
7522
29857
SH
SOLE
29857
0
0
US BANCORP DEL
COM NEW
902973304
3588
63880
SH
SOLE
63880
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1895
7849
SH
SOLE
7849
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
418
957
SH
SOLE
957
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1384
27989
SH
SOLE
27989
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
10314
126931
SH
SOLE
126931
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
6977
75215
SH
SOLE
75215
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1005
19678
SH
SOLE
19678
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5082
97811
SH
SOLE
97811
0
0
VISA INC
COM CL A
92826C839
7704
35550
SH
SOLE
35550
0
0
WHEELS UP EXPERIENCE INC
COM CL A
96328L106
249
53734
SH
SOLE
53734
0
0
XYLEM INC
COM
98419M100
5368
44767
SH
SOLE
44767
0
0
ZOETIS INC
CL A
98978V103
981
4018
SH
SOLE
4018
0
0