0001193125-13-043460.txt : 20130207 0001193125-13-043460.hdr.sgml : 20130207 20130207160834 ACCESSION NUMBER: 0001193125-13-043460 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 EFFECTIVENESS DATE: 20130207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 13582530 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d482072d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 545 Madison Avenue 11/th/ Floor New York, New York 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal Muroff Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Neal Muroff New York, NY 2/7/2013 --------------------- ------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ----------- Form 13F Information Table Entry Total: 96 ----------- Form 13F Information Table Value Total: 1507320 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. Peter B. Cannell & Co. Inc. FORM 13F 31-Dec-12
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ---- 3D SYSTEMS CORP COM 88554D205 5820 109100 SH Defined 1,2,3 109100 ABBOTT LABORATORIES COM 002824100 799 12195 SH Defined 1,2,3 12195 AFLAC INC COM 001055102 59828 1126277 SH Defined 1,2,3 1126277 AGILENT TECHNOLOGIES INC COM 00846U101 3098 75677 SH Defined 1,2,3 75677 AGRIUM INC COM 008916108 48057 481005 SH Defined 1,2,3 481005 AIR LEASE CORP CL A 00912X302 12461 579600 SH Defined 1,2,3 579600 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 55770 2719155 SH Defined 1,2,3 2719155 AMGEN INC COM 031162100 786 9100 SH Defined 1,2,3 9100 ANALOG DEVICES INC COM 032654105 294 7000 SH Defined 1,2,3 7000 APPLE INC COM 037833100 72019 135112 SH Defined 1,2,3 135112 APPROACH RESOURCES INC COM 03834A103 23441 937250 SH Defined 1,2,3 937250 ASCENA RETAIL GROUP INC COM 04351G101 3490 188750 SH Defined 1,2,3 188750 ASHLAND INC COM 044209104 53955 671000 SH Defined 1,2,3 671000 BAXTER INTERNATIONAL INC COM 071813109 3289 49335 SH Defined 1,2,3 49335 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 75871 2070155 SH Defined 1,2,3 2070155 BROOKFIELD INFRASTRUCTURE PART LP INT UNIT G16252101 17830 505824 SH Defined 1,2,3 505824 BROOKFIELD RESIDENTIAL PROPERT COM 11283W104 19711 1098715 SH Defined 1,2,3 1098715 CATERPILLAR INC COM 149123101 2880 32150 SH Defined 1,2,3 32150 CEDAR FAIR LP DEPOSITRY UNIT 150185106 48551 1451445 SH Defined 1,2,3 1451445 CELGENE CORP COM 151020104 91325 1160125 SH Defined 1,2,3 1160125 CENTRAL FUND OF CANADA LTD CL A 153501101 1731 82300 SH Defined 1,2,3 82300 CENTURYLINK INC COM 156700106 10598 270900 SH Defined 1,2,3 270900 CF INDUSTRIES HOLDINGS INC COM 125269100 1442 7100 SH Defined 1,2,3 7100 CHEVRON CORP COM 166764100 798 7380 SH Defined 1,2,3 7380 CHUBB CORP COM 171232101 203 2700 SH Defined 1,2,3 2700 CISCO SYSTEMS INC COM 17275R102 4606 234400 SH Defined 1,2,3 234400 COLGATE-PALMOLIVE CO COM 194162103 825 7895 SH Defined 1,2,3 7895 CONTINENTAL RESOURCES INC COM 212015101 53350 725953 SH Defined 1,2,3 725953 CROWN HOLDINGS INC COM 228368106 50340 1367555 SH Defined 1,2,3 1367555 D.R. HORTON INC COM 23331A109 843 42600 SH Defined 1,2,3 42600 DEERE & CO COM 244199105 7243 83806 SH Defined 1,2,3 83806 DISNEY WALT CO COM DISNEY 254687106 2055 41265 SH Defined 1,2,3 41265 DOMINION RESOURCES INC VA COM 25746U109 476 9188 SH Defined 1,2,3 9188 DOVER CORPORATION COM 260003108 3643 55437 SH Defined 1,2,3 55437 DUKE ENERGY CORP COM 26441C204 543 8513 SH Defined 1,2,3 8513 ELEPHANT TALK COMMUNICATIONS CORP COM 286202205 20 20000 SH Defined 1,2,3 20000 EMC CORP MASS COM 268648102 4470 176683 SH Defined 1,2,3 176683 ENDURO ROYALTY TRUST TR UNIT 29269K100 5776 344420 SH Defined 1,2,3 344420 EOG RESOURCES INC COM 26875P101 4249 35175 SH Defined 1,2,3 35175 EQT CORPORATION COM 26884L109 6653 112800 SH Defined 1,2,3 112800 EV ENERGY PARTNERS LP COM UNITS 26926V107 34135 603510 SH Defined 1,2,3 603510 EXXON MOBIL CORP COM 30231G102 1324 15302 SH Defined 1,2,3 15302 FRANCO NEV CORP COM 351858105 8598 150400 SH Defined 1,2,3 150400 GENERAL ELECTRIC CO COM 369604103 2616 124634 SH Defined 1,2,3 124634 GENESIS ENERGY LP UNIT LTD PARTN 371927104 28459 796725 SH Defined 1,2,3 796725 GOLDCORP INC COM 380956409 5523 150500 SH Defined 1,2,3 150500 H & R BLOCK COM 093671105 29465 1586700 SH Defined 1,2,3 1586700 HOME LOAN SERVICING SOLUTIONS ORD SHS G6648D109 66008 3492463 SH Defined 1,2,3 3492463 HOMETRUST BANCSHARES INC COM 437872104 5288 391400 SH Defined 1,2,3 391400 HORMEL FOODS CORP COM 440452100 3440 110225 SH Defined 1,2,3 110225 INTERNATIONAL BUSINESS MACHINES COM 459200101 5212 27212 SH Defined 1,2,3 27212 JM SMUCKER COMPANY COM 832696405 9230 107025 SH Defined 1,2,3 107025 JOHNSON & JOHNSON CO COM 478160104 2427 34619 SH Defined 1,2,3 34619 LEVEL 3 COMMUNICATIONS INC COM 52729N308 18474 799395 SH Defined 1,2,3 799395 LOWES COMPANIES INC COM 548661107 2350 66150 SH Defined 1,2,3 66150 MICROSOFT CORP COM 594918104 4570 170951 SH Defined 1,2,3 170951 NEWMONT MINING CORPORATION COM 651639106 2468 53150 SH Defined 1,2,3 53150 NORFOLK SOUTHERN CORP COM 655844108 8910 144075 SH Defined 1,2,3 144075 NORTHROP GRUMMAN CORP COM 666807102 804 11891 SH Defined 1,2,3 11891 ORACLE CORP COM 68389X105 48315 1450039 SH Defined 1,2,3 1450039 ORITANI FINANCIAL CORP COM 68633D103 10466 683150 SH Defined 1,2,3 683150 PACKAGING CORP OF AMERICA COM 695156109 17673 459400 SH Defined 1,2,3 459400 PEPSICO INC COM 713448108 447 6533 SH Defined 1,2,3 6533 PERKIN ELMER INC COM 714046109 51368 1618390 SH Defined 1,2,3 1618390 PFIZER INC COM 717081103 35824 1428385 SH Defined 1,2,3 1428385 PROCTER & GAMBLE CO COM 742718109 425 6256 SH Defined 1,2,3 6256
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------------- ------------ -------- ------- --- ---- ------- -------- ------- ------ ---- QUALCOMM INC COM 747525103 62743 1011653 SH Defined 1,2,3 1011653 QUIDEL CORP COM 74838J101 4794 256800 SH Defined 1,2,3 256800 RANGE RESOURCES CORP COM 75281A109 48641 774164 SH Defined 1,2,3 774164 RAYONIER INC COM 754907103 3372 65061 SH Defined 1,2,3 65061 RENTRAK CORP COM 760174102 721 36979 SH Defined 1,2,3 36979 SEADRILL LTD SHS G7945E105 3319 90200 SH Defined 1,2,3 90200 SLM CORP COM 78442P106 60367 3524060 SH Defined 1,2,3 3524060 SOUTHWESTERN ENERGY CO COM 845467109 11961 358020 SH Defined 1,2,3 358020 SPDR GOLD TRUST GOLD SHS 78463V107 1529 9440 SH Defined 1,2,3 9440 SPECTRA ENERGY CORP COM 847560109 1358 49584 SH Defined 1,2,3 49584 ST. JUDE MEDICAL INC COM 790849103 2963 81980 SH Defined 1,2,3 81980 STANLEY BLACK & DECKER INC COM 854502101 2957 39980 SH Defined 1,2,3 39980 STERICYCLE INC COM 858912108 7101 76132 SH Defined 1,2,3 76132 TERRITORIAL BANCORP INC COM 88145X108 16067 703140 SH Defined 1,2,3 703140 THERMO FISHER SCIENTIFIC INC COM 883556102 4955 77683 SH Defined 1,2,3 77683 TIFFANY & CO COM 886547108 3144 54825 SH Defined 1,2,3 54825 TUPPERWARE BRANDS CORP COM 899896104 2768 43180 SH Defined 1,2,3 43180 UNILEVER N V NY SHS NEW 904784709 4618 120581 SH Defined 1,2,3 120581 UNION PACIFIC CORP COM 907818108 739 5875 SH Defined 1,2,3 5875 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 729 14400 SH Defined 1,2,3 14400 VANGUARD NATURAL RESOURCES LLC COM UNIT 92205F106 400 15400 SH Defined 1,2,3 15400 VARIAN MEDICAL SYSTEMS INC COM 92220P105 3858 54933 SH Defined 1,2,3 54933 VIRNETX HOLDING CORP COM 92823T108 34607 1181922 SH Defined 1,2,3 1181922 VISA INC COM CL A 92826C839 2781 18350 SH Defined 1,2,3 18350 W.P. CAREY INC COM 92936U109 49229 943994 SH Defined 1,2,3 943994 WEIGHT WATCHERS INTERNATIONAL COM 948626106 1996 38125 SH Defined 1,2,3 38125 WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT 95825R103 1834 61250 SH Defined 1,2,3 61250 XEROX CORP COM 984121103 760 111400 SH Defined 1,2,3 111400 ZIX CORPORATION COM 98974P100 871 311100 SH Defined 1,2,3 311100 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3180 68550 SH Defined 1,2,3 68550 REPORT SUMMARY 96 DATA RECORDS 1507320 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED