0001193125-13-043460.txt : 20130207
0001193125-13-043460.hdr.sgml : 20130207
20130207160834
ACCESSION NUMBER: 0001193125-13-043460
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
EFFECTIVENESS DATE: 20130207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 13582530
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d482072d13fhr.txt
FORM 13-F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Peter B. Cannell & Co., Inc.
Address: 545 Madison Avenue
11/th/ Floor
New York, New York 10022
Form 13F File Number: 28-01221
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Neal Muroff
Title: Chief Compliance Officer
Phone: 212-752-5255
Signature, Place, and Date of Signing:
/s/ Neal Muroff New York, NY 2/7/2013
--------------------- ------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and portions are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
-----------
Form 13F Information Table Entry Total: 96
-----------
Form 13F Information Table Value Total: 1507320
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28 - 10208 Richmond Enterprises, Inc.
2 28 - 10207 New York Community Bank
3 28 - 10200 New York Community Bancorp, Inc.
Peter B. Cannell & Co. Inc.
FORM 13F
31-Dec-12
Voting Authority
----------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- -------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ----
3D SYSTEMS CORP COM 88554D205 5820 109100 SH Defined 1,2,3 109100
ABBOTT LABORATORIES COM 002824100 799 12195 SH Defined 1,2,3 12195
AFLAC INC COM 001055102 59828 1126277 SH Defined 1,2,3 1126277
AGILENT TECHNOLOGIES INC COM 00846U101 3098 75677 SH Defined 1,2,3 75677
AGRIUM INC COM 008916108 48057 481005 SH Defined 1,2,3 481005
AIR LEASE CORP CL A 00912X302 12461 579600 SH Defined 1,2,3 579600
AMERICAN EAGLE OUTFITTERS INC COM 02553E106 55770 2719155 SH Defined 1,2,3 2719155
AMGEN INC COM 031162100 786 9100 SH Defined 1,2,3 9100
ANALOG DEVICES INC COM 032654105 294 7000 SH Defined 1,2,3 7000
APPLE INC COM 037833100 72019 135112 SH Defined 1,2,3 135112
APPROACH RESOURCES INC COM 03834A103 23441 937250 SH Defined 1,2,3 937250
ASCENA RETAIL GROUP INC COM 04351G101 3490 188750 SH Defined 1,2,3 188750
ASHLAND INC COM 044209104 53955 671000 SH Defined 1,2,3 671000
BAXTER INTERNATIONAL INC COM 071813109 3289 49335 SH Defined 1,2,3 49335
BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 75871 2070155 SH Defined 1,2,3 2070155
BROOKFIELD INFRASTRUCTURE PART LP INT UNIT G16252101 17830 505824 SH Defined 1,2,3 505824
BROOKFIELD RESIDENTIAL PROPERT COM 11283W104 19711 1098715 SH Defined 1,2,3 1098715
CATERPILLAR INC COM 149123101 2880 32150 SH Defined 1,2,3 32150
CEDAR FAIR LP DEPOSITRY UNIT 150185106 48551 1451445 SH Defined 1,2,3 1451445
CELGENE CORP COM 151020104 91325 1160125 SH Defined 1,2,3 1160125
CENTRAL FUND OF CANADA LTD CL A 153501101 1731 82300 SH Defined 1,2,3 82300
CENTURYLINK INC COM 156700106 10598 270900 SH Defined 1,2,3 270900
CF INDUSTRIES HOLDINGS INC COM 125269100 1442 7100 SH Defined 1,2,3 7100
CHEVRON CORP COM 166764100 798 7380 SH Defined 1,2,3 7380
CHUBB CORP COM 171232101 203 2700 SH Defined 1,2,3 2700
CISCO SYSTEMS INC COM 17275R102 4606 234400 SH Defined 1,2,3 234400
COLGATE-PALMOLIVE CO COM 194162103 825 7895 SH Defined 1,2,3 7895
CONTINENTAL RESOURCES INC COM 212015101 53350 725953 SH Defined 1,2,3 725953
CROWN HOLDINGS INC COM 228368106 50340 1367555 SH Defined 1,2,3 1367555
D.R. HORTON INC COM 23331A109 843 42600 SH Defined 1,2,3 42600
DEERE & CO COM 244199105 7243 83806 SH Defined 1,2,3 83806
DISNEY WALT CO COM DISNEY 254687106 2055 41265 SH Defined 1,2,3 41265
DOMINION RESOURCES INC VA COM 25746U109 476 9188 SH Defined 1,2,3 9188
DOVER CORPORATION COM 260003108 3643 55437 SH Defined 1,2,3 55437
DUKE ENERGY CORP COM 26441C204 543 8513 SH Defined 1,2,3 8513
ELEPHANT TALK COMMUNICATIONS CORP COM 286202205 20 20000 SH Defined 1,2,3 20000
EMC CORP MASS COM 268648102 4470 176683 SH Defined 1,2,3 176683
ENDURO ROYALTY TRUST TR UNIT 29269K100 5776 344420 SH Defined 1,2,3 344420
EOG RESOURCES INC COM 26875P101 4249 35175 SH Defined 1,2,3 35175
EQT CORPORATION COM 26884L109 6653 112800 SH Defined 1,2,3 112800
EV ENERGY PARTNERS LP COM UNITS 26926V107 34135 603510 SH Defined 1,2,3 603510
EXXON MOBIL CORP COM 30231G102 1324 15302 SH Defined 1,2,3 15302
FRANCO NEV CORP COM 351858105 8598 150400 SH Defined 1,2,3 150400
GENERAL ELECTRIC CO COM 369604103 2616 124634 SH Defined 1,2,3 124634
GENESIS ENERGY LP UNIT LTD PARTN 371927104 28459 796725 SH Defined 1,2,3 796725
GOLDCORP INC COM 380956409 5523 150500 SH Defined 1,2,3 150500
H & R BLOCK COM 093671105 29465 1586700 SH Defined 1,2,3 1586700
HOME LOAN SERVICING SOLUTIONS ORD SHS G6648D109 66008 3492463 SH Defined 1,2,3 3492463
HOMETRUST BANCSHARES INC COM 437872104 5288 391400 SH Defined 1,2,3 391400
HORMEL FOODS CORP COM 440452100 3440 110225 SH Defined 1,2,3 110225
INTERNATIONAL BUSINESS MACHINES COM 459200101 5212 27212 SH Defined 1,2,3 27212
JM SMUCKER COMPANY COM 832696405 9230 107025 SH Defined 1,2,3 107025
JOHNSON & JOHNSON CO COM 478160104 2427 34619 SH Defined 1,2,3 34619
LEVEL 3 COMMUNICATIONS INC COM 52729N308 18474 799395 SH Defined 1,2,3 799395
LOWES COMPANIES INC COM 548661107 2350 66150 SH Defined 1,2,3 66150
MICROSOFT CORP COM 594918104 4570 170951 SH Defined 1,2,3 170951
NEWMONT MINING CORPORATION COM 651639106 2468 53150 SH Defined 1,2,3 53150
NORFOLK SOUTHERN CORP COM 655844108 8910 144075 SH Defined 1,2,3 144075
NORTHROP GRUMMAN CORP COM 666807102 804 11891 SH Defined 1,2,3 11891
ORACLE CORP COM 68389X105 48315 1450039 SH Defined 1,2,3 1450039
ORITANI FINANCIAL CORP COM 68633D103 10466 683150 SH Defined 1,2,3 683150
PACKAGING CORP OF AMERICA COM 695156109 17673 459400 SH Defined 1,2,3 459400
PEPSICO INC COM 713448108 447 6533 SH Defined 1,2,3 6533
PERKIN ELMER INC COM 714046109 51368 1618390 SH Defined 1,2,3 1618390
PFIZER INC COM 717081103 35824 1428385 SH Defined 1,2,3 1428385
PROCTER & GAMBLE CO COM 742718109 425 6256 SH Defined 1,2,3 6256
Voting Authority
----------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- -------------- ------------ -------- ------- --- ---- ------- -------- ------- ------ ----
QUALCOMM INC COM 747525103 62743 1011653 SH Defined 1,2,3 1011653
QUIDEL CORP COM 74838J101 4794 256800 SH Defined 1,2,3 256800
RANGE RESOURCES CORP COM 75281A109 48641 774164 SH Defined 1,2,3 774164
RAYONIER INC COM 754907103 3372 65061 SH Defined 1,2,3 65061
RENTRAK CORP COM 760174102 721 36979 SH Defined 1,2,3 36979
SEADRILL LTD SHS G7945E105 3319 90200 SH Defined 1,2,3 90200
SLM CORP COM 78442P106 60367 3524060 SH Defined 1,2,3 3524060
SOUTHWESTERN ENERGY CO COM 845467109 11961 358020 SH Defined 1,2,3 358020
SPDR GOLD TRUST GOLD SHS 78463V107 1529 9440 SH Defined 1,2,3 9440
SPECTRA ENERGY CORP COM 847560109 1358 49584 SH Defined 1,2,3 49584
ST. JUDE MEDICAL INC COM 790849103 2963 81980 SH Defined 1,2,3 81980
STANLEY BLACK & DECKER INC COM 854502101 2957 39980 SH Defined 1,2,3 39980
STERICYCLE INC COM 858912108 7101 76132 SH Defined 1,2,3 76132
TERRITORIAL BANCORP INC COM 88145X108 16067 703140 SH Defined 1,2,3 703140
THERMO FISHER SCIENTIFIC INC COM 883556102 4955 77683 SH Defined 1,2,3 77683
TIFFANY & CO COM 886547108 3144 54825 SH Defined 1,2,3 54825
TUPPERWARE BRANDS CORP COM 899896104 2768 43180 SH Defined 1,2,3 43180
UNILEVER N V NY SHS NEW 904784709 4618 120581 SH Defined 1,2,3 120581
UNION PACIFIC CORP COM 907818108 739 5875 SH Defined 1,2,3 5875
UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 729 14400 SH Defined 1,2,3 14400
VANGUARD NATURAL RESOURCES LLC COM UNIT 92205F106 400 15400 SH Defined 1,2,3 15400
VARIAN MEDICAL SYSTEMS INC COM 92220P105 3858 54933 SH Defined 1,2,3 54933
VIRNETX HOLDING CORP COM 92823T108 34607 1181922 SH Defined 1,2,3 1181922
VISA INC COM CL A 92826C839 2781 18350 SH Defined 1,2,3 18350
W.P. CAREY INC COM 92936U109 49229 943994 SH Defined 1,2,3 943994
WEIGHT WATCHERS INTERNATIONAL COM 948626106 1996 38125 SH Defined 1,2,3 38125
WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT 95825R103 1834 61250 SH Defined 1,2,3 61250
XEROX CORP COM 984121103 760 111400 SH Defined 1,2,3 111400
ZIX CORPORATION COM 98974P100 871 311100 SH Defined 1,2,3 311100
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3180 68550 SH Defined 1,2,3 68550
REPORT SUMMARY 96 DATA RECORDS 1507320 3 OTHER MANAGERS ON WHOSE
BEHALF REPORT IS FILED