-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/N0s1SWILdIicoqvlDMA0AOWv8uoCg7TKcFJRQzARar9MsH0M+F6KDyzUuS1wN4 rys6KK6xCmmZHbR1yf6u0g== 0000950136-99-000639.txt : 19990510 0000950136-99-000639.hdr.sgml : 19990510 ACCESSION NUMBER: 0000950136-99-000639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01221 FILM NUMBER: 99613868 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1997 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co. Address: 645 Madison Avenue, 8th Floor NY, NY 10022 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. H-7 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: See excel spreadsheet Form 13F Information Table Value Total: See excel spreadsheet List of Other Included Managers: No. 13F File Number Name 01 02 03 H-8 Peter B. Cannell & Co., Inc. FORM 13F March 31, 1999
- ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES COM 002824100 3,113 66,500 SH Sole 66,500 1,334 28,500 SH Other 28,500 ACUSON CORP COM 005113105 823 55,075 SH Sole 55,075 AFLAC CORPORATION COM 001055102 2,711 49,803 SH Sole 49,803 1,034 19,000 SH Other 19,000 AG SERVICES OF AMERICA COM 001250109 6,072 413,403 SH Sole 413,403 62 4,200 SH Other 4,200 ALLERGAN INC COM 018490102 1,754 19,960 SH Sole 19,960 ALLIANCE BANCORP COM 01852J105 535 30,167 SH Sole 30,167 445 25,060 SH Other 25,060 AMB PROPERTY CORP COM 00163T109 9,470 456,400 SH Sole 456,400 1,353 65,200 SH Other 65,200 AMERICAN BANKERS INS. GROUP COM 024456105 9,867 189,750 SH Sole 189,750 AMERICAN EXPRESS CO. COM 025816109 283 2,400 SH Sole 2,400 AMERICAN INTERNATIONAL GROUP I COM 026874107 3,041 25,211 SH Sole 25,211 326 2,700 SH Other 2,700 AMGEN INC COM 031162100 644 8,600 SH Sole 8,600 ANALOG DEVICES INC. COM 032654105 15,280 513,616 SH Sole 513,616 579 19,466 SH Other 19,466 ASTORIA FINANCIAL CORP. COM 046265104 5,695 113,904 SH Sole 113,904 391 7,820 SH Other 7,820 AUTOMATIC DATA PROCESSING COM 053015103 157 3,800 SH Sole 3,800 666 16,100 SH Other 16,100 BARRETT RESOURCES COM 068480201 1,175 46,900 SH Sole 46,900 155 6,200 SH Other 6,200 BECTON DICKINSON & CO. COM 075887109 207 5,400 SH Other 5,400 BELL ATLANTIC CORP. COM 077853109 373 7,210 SH Sole 7,210 BERKSHIRE HATHAWAY INC. COM COM 084670108 500 7 SH Other 7 BERKSHIRE HATHAWAY INC. DEL COM 084670207 322 137 SH Sole 137 125 53 SH Other 53 BLOCK DRUG INC. CLASS A COM 093644102 1,759 42,896 SH Sole 42,896 BOSTON COMMUNICATIONS GROUP COM 100582105 166 17,000 SH Sole 17,000 BOSTON SCIENTIFIC COM 101137107 10,601 260,950 SH Sole 260,950 BOTTOMLINE TECHNOLOGIES INC. COM 101388106 324 5,075 SH Sole 5,075 BP AMOCO P L C SPONSORED ADR COM 055622104 283 2,799 SH Sole 2,799 BRE PROPERTIES INC. COM 05564E106 486 21,500 SH Other 21,500 BRISTOL-MYERS SQUIBB CO. COM 110122108 374 5,840 SH Sole 5,840 462 7,200 SH Other 7,200 BROOKLINE BANCORP COM 113739106 216 19,000 SH Sole 19,000 BROWN TOM INC. COM 115660201 2,575 212,400 SH Sole 212,400 CAREY DIVERSIFIED, LLC COM 14174p105 4,738 267,875 SH Sole 267,875 497 28,100 SH Other 28,100 CASCADE NATL GAS CORP COM 147339105 1,387 92,885 SH Sole 92,885 CATSKILL FINANCIAL CORP COM 149348104 819 53,900 SH Sole 53,900 167 11,000 SH Other 11,000 CEDAR FAIR, L.P. COM 150185106 2,318 92,250 SH Sole 92,250 1,100 43,800 SH Other 43,800 CELGENE CORPORATION COM 151020104 2,339 146,200 SH Sole 146,200 CHANCELLOR MEDIA CORPORATION COM 158915108 1,785 37,875 SH Sole 37,875 CHEMFAB CORP. COM 16361L102 14,616 885,812 SH Sole 885,812 1,261 76,450 SH Other 76,450 CHIRON CORP. COM 170040109 320 14,600 SH Sole 14,600 175 8,000 SH Other 8,000 CHUBB CORP. COM 171232101 2,083 35,575 SH Sole 35,575 CINTAS CORP. COM 172908105 1,821 27,860 SH Sole 27,860 1,262 19,300 SH Other 19,300 CISCO SYS INC COM COM 17275r102 187 1,706 SH Sole 1,706 99 900 SH Other 900 COCA COLA CO. COM 191216100 388 6,318 SH Sole 6,318 COLGATE-PALMOLIVE CO COM 194162103 1,198 13,020 SH Sole 13,020 COMMERCIAL FEDERAL CORP. COM 201647104 1,940 83,650 SH Sole 83,650 136 5,866 SH Other 5,866 COMPAQ COMPUTER CORP. COM 204493100 353 11,131 SH Sole 11,131 CONCORD EFS INC. COM 206197105 700 25,400 SH Sole 25,400 CORRPRO CO. COM 220317101 202 17,750 SH Sole 17,750 CROWN PACIFIC PTRSHIP COM 228439105 2,221 106,100 SH Sole 106,100 DAIRY MART CONVENIENCE CL.A COM 233860204 163 56,700 SH Sole 56,700 DELTIC TIMBER CORP COM 247850100 6,322 266,190 SH Sole 266,190 318 13,400 SH Other 13,400 DIME COMMUNITY BANCSHARES, INC COM 253922108 3,237 141,141 SH Sole 141,141 DISNEY WALT CO. COM 254687106 355 11,404 SH Sole 11,404 DUCOMMUN INC. COM 264147109 1,787 190,600 SH Sole 190,600 ELECTRONIC DATA SYSTEMS CORP. COM 285661104 1,290 26,487 SH Sole 26,487 EXXON CORP. COM 302290101 2,097 29,712 SH Sole 29,712 FIRST INDEPENDENCE CORP. COM 32054B103 215 20,000 SH Sole 20,000 FIRST LONG ISLAND CORPORATION COM 320734106 269 6,600 SH Sole 6,600 FIRST YEARS INC COM 337610109 5,462 391,900 SH Sole 391,900 FRONTIER INSURANCE GROUP INC COM 359081106 1,043 87,817 SH Sole 87,817 GENERAL ELECTRIC COMPANY COM 369604103 2,070 18,710 SH Sole 18,710 GOTTSCHALKS INC. COM 383485109 5,085 739,650 SH Sole 739,650 289 42,000 SH Other 42,000 GREY ADVERTISING, INC. COM 397838103 434 1,250 SH Sole 1,250 HARLEY DAVIDSON INC. COM 412822108 321 5,600 SH Sole 5,600 HEWLETT PACKARD CO. COM 428236103 285 4,200 SH Sole 4,200 380 5,600 SH Other 5,600 HOUSEHOLD INTERNATIONAL INC. COM 441815107 298 6,533 SH Sole 6,533 HUDSON RIVER BANCORP COM 444128102 768 70,229 SH Sole 70,229 ICTS INTERNATIONAL N.V. COM n43837108 124 27,500 SH Sole 27,500 IMS HEALTH INC COM COM 449934108 793 23,950 SH Sole 23,950 99 3,000 SH Other 3,000 INDEPENDENCE COMMUNITY BANK CO COM 453414104 211 16,400 SH Sole 16,400 INTERNATIONAL BUSINESS MACHINE COM 459200101 310 1,750 SH Sole 1,750 JOHNSON & JOHNSON CO COM 478160104 2,048 21,909 SH Sole 21,909 2,852 30,500 SH Other 30,500 K N ENERGY INC. COM 482620101 254 12,750 SH Other 12,750 KIMCO REALTY CORP COM 49446r109 8,109 219,900 SH Sole 219,900 992 26,900 SH Other 26,900 LECROY CORPORATION COM 52324w109 1,252 80,750 SH Sole 80,750 MACDERMID, INC. COM 554273102 8,684 255,875 SH Sole 255,875 994 29,300 SH Other 29,300 MERCK & CO INC. COM 589331107 1,180 14,729 SH Sole 14,729 240 3,000 SH Other 3,000 MERCURY COMPUTER SYSTEMS INC. COM 589378108 12,407 689,300 SH Sole 689,300 430 23,900 SH Other 23,900 MERIT MEDICAL SYSTEM, INC. COM 589889104 1,164 202,500 SH Sole 202,500 MORGAN J P & CO. INC. COM 616880100 475 3,850 SH Sole 3,850 M&T BANK CORP. COM 55261f104 151 315 SH Sole 315 192 400 SH Other 400 NEW PLAN EXCEL RLTY TR INC.COM COM 648053106 303 15,800 SH Sole 15,800 353 18,400 SH Other 18,400 NEXTEL COMMUNICATIONS COM 65332V103 692 18,900 SH Sole 18,900 NOBLE INTERNATIONAL COM 655053106 2,042 192,150 SH Sole 192,150 NUI CORP COM 629430109 343 15,900 SH Sole 15,900 OEC MEDICAL SYSTEMS INC. COM 670828102 15,592 677,916 SH Sole 677,916 715 31,100 SH Other 31,100 OFFICEMAX INC COM 67622m108 127 14,700 SH Sole 14,700 OHIO CASUALTY CORP COM 677240103 721 18,500 SH Sole 18,500 OLD GUARD GROUP, INC. COM 679783100 2,909 229,300 SH Sole 229,300 PACIFIC CENTURY FINANCIAL CORP COM 694058108 65 3,100 SH Sole 3,100 568 27,216 SH Other 27,216 PALL CORP. COM 696429307 1,794 108,330 SH Sole 108,330 PARK ELECTROCHEMICAL CORP. COM 700416209 334 14,214 SH Sole 14,214 PATRIOT BANK CORPORATION COM 70335P103 2,646 282,267 SH Sole 282,267 PBOC HOLDINGS, INC. COM 69316g108 1,670 185,600 SH Sole 185,600 PEOPLE'S BANCORP, INC. COM 709909105 482 48,771 SH Sole 48,771 PEOPLE'S BANK OF BRIDGEPORT COM 710198102 115 3,862 SH Sole 3,862 95 3,200 SH Other 3,200 PEOPLES HERITAGE FINL COM 711147108 3,626 201,464 SH Sole 201,464 466 25,875 SH Other 25,875 PEPSICO INC. COM COM 713448108 2,649 67,595 SH Sole 67,595 PERKIN ELMER CORP COM 714041100 291 3,000 SH Sole 3,000 PFIZER INC. COM 717081103 555 4,000 SH Sole 4,000 PLANTRONICS INC. COM 727493108 5,851 93,515 SH Sole 93,515 1,057 16,900 SH Other 16,900 PMC COMMERCIAL TRUST COM 693434102 6,657 416,075 SH Sole 416,075 1,146 71,600 SH Other 71,600 POCAHONTAS BANCORP, INC. COM 730234101 896 125,709 SH Sole 125,709 315 44,269 SH Other 44,269 POGO PRODUCING CO COM COM 730448107 1,878 144,450 SH Sole 144,450 POPE RES DEL LTD PARTNERSHIP COM 732857107 4,797 164,011 SH Sole 164,011 439 15,000 SH Other 15,000 PREMIER NATIONAL BANCORP, INC. COM 74053f107 4,745 316,359 SH Sole 316,359 982 65,465 SH Other 65,465 PROBUSINESS SERVICE, INC. COM 742674104 7,099 169,032 SH Sole 169,032 PROCTER & GAMBLE CO. COM 742718109 1,272 12,988 SH Sole 12,988 QUEENS COUNTY BANCORP INC. COM 748242104 4,331 160,415 SH Sole 160,415 1,222 45,250 SH Other 45,250 REGENCY REALTY CORP. COM 758939102 592 31,591 SH Sole 31,591 RICHMOND COUNTY FIN'L COM 764556106 5,386 363,600 SH Sole 363,600 459 31,000 SH Other 31,000 ROSLYN BANCORP, INC. COM 778162107 182 10,800 SH Sole 10,800 SCHLUMBERGER LTD. COM 806857108 253 4,200 SH Sole 4,200 SELECT APPOINTMENTS (HOLDINGS) COM 81617e203 2,359 88,400 SH Sole 88,400 SHELDAHL INC. COM 822440103 500 82,500 SH Sole 82,500 SIGMA ALDRICH CORP. COM 826552101 216 7,400 SH Sole 7,400 1,290 44,100 SH Other 44,100 SMITHKLINE BEECHAM PLC ADR REP COM 832378301 336 4,700 SH Sole 4,700 565 7,900 SH Other 7,900 SOUTHWESTERN ENERGY CO. COM 845467109 177 25,000 SH Sole 25,000 SPRINT CORP (FON GROUP) COM 852061100 692 7,050 SH Sole 7,050 ST JOE CORP. COM 790148100 332 13,700 SH Sole 13,700 STANLEY WORKS COM 854616109 551 21,490 SH Sole 21,490 SYNTHETECH (RESTRICTED UNDER 1) COM 87162e100 1,708 390,500 SH Sole 390,500 TELEFLEX INC. COM 879369106 12,148 356,650 SH Sole 356,650 1,148 33,700 SH Other 33,700 TELEFONICA DE ESPANA S.A. SPON COM 879382208 1,095 8,568 SH Sole 8,568 TEXACO INC. COM 881694103 542 9,546 SH Sole 9,546 TRICON GLOBAL RESTAURANTS INC COM 895953107 445 6,335 SH Sole 6,335 UGI CORP. NEW COM 902681105 158 9,450 SH Sole 9,450 517 31,000 SH Other 31,000 UNILEVER NV NY SHARES COM 904784501 2,303 34,668 SH Sole 34,668 UNITED WATER RESOURCES INC. COM 913190104 1,914 92,238 SH Sole 92,238 VENTANA MEDICAL SYSTEMS COM 92276H106 14,896 665,746 SH Sole 665,746 631 28,200 SH Other 28,200 VERDANT BRANDS COM 923366108 64 56,620 SH Sole 56,620 VINTAGE PETROLEUM INC. COM 927460105 10,426 1,158,400 SH Sole 1,158,400 360 40,000 SH Other 40,000 VIRGINIA CAPITAL BANCSHARES, I COM 927758102 712 56,400 SH Sole 56,400 WACHOVIA CORP. NEW COM 929771103 292 3,600 SH Other 3,600 WAYNE SAVINGS BANCSHARES INC. COM 946250107 200 12,402 SH Sole 12,402 WEINGARTEN RLTY INVS COM 948741103 836 21,100 SH Sole 21,100 713 18,000 SH Other 18,000 WELLS FINANCIAL CORP COM 949759104 1,451 92,100 SH Sole 92,100 PARK ELECTROCHEMICAL CONV. DEB 700416AB6 640 740,000 PRN Sole 740,000 963 1,113,000 PRN Other 1,113,000 POGO PRODUCING CO CONV DEBENTURE 730448ae7 1,996 2,576,000 PRN Sole 2,576,000 775 1,000,000 PRN Other 1,000,000 REPORT SUMMARY 187 DATA RECORDS 361960 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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