-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISsEN2vrHYsSK68n6yCn79Q7ehIdvcY5yLqkqcZZ4O5EK2m9DFiDshzc3FfuqfDk L12jz61/uA4JpFphcwxvrw== 0000950136-07-003386.txt : 20070511 0000950136-07-003386.hdr.sgml : 20070511 20070511121852 ACCESSION NUMBER: 0000950136-07-003386 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070511 DATE AS OF CHANGE: 20070511 EFFECTIVENESS DATE: 20070511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 07840986 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31 2007 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Duffy Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Duffy New York, NY 05/10/07 - ----------------------------- ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: 1415023 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- -------------------------------- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. PETER B. CANNELL & CO. INC. FORM 13F MARCH 31, 2007
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- ------- --- ---- -------------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 1209 21666 SH Shared Defined 1,2,3 21666 AFLAC CORPORATION COM 001055102 6450 137063 SH Shared Defined 1,2,3 137063 AGILENT TECHNOLOGIES COM 00846U101 2894 85900 SH Shared Defined 1,2,3 85900 ALEXANDER & BALDWIN INC COM 014482103 49195 975315 SH Shared Defined 1,2,3 975315 ALLERGAN INC COM 018490102 4981 44950 SH Shared Defined 1,2,3 44950 AMB PROPERTY CORP COM 00163T109 2962 50375 SH Shared Defined 1,2,3 50375 AMERICAN INTL GROUP INC COM COM 026874107 5073 75465 SH Shared Defined 1,2,3 75465 AMGEN INC COM 031162100 2107 37700 SH Shared Defined 1,2,3 37700 ANALOG DEVICES COM 032654105 885 25650 SH Shared Defined 1,2,3 25650 APACHE CORPORATION COM 037411105 5357 75770 SH Shared Defined 1,2,3 75770 APPLE INC COM 037833100 790 8500 SH Shared Defined 1,2,3 8500 APPLERA CORP-APPLIED BIOSYSTEM COM AP BIO GRP 038020103 1255 42450 SH Shared Defined 1,2,3 42450 BAKER HUGHES INC COM 057224107 4629 70000 SH Shared Defined 1,2,3 70000 BAXTER INTERNATIONAL INC COM 071813109 4725 89701 SH Shared Defined 1,2,3 89701 BERKSHIRE HATHAWAY INC. COM NEW 084670108 218 2 SH Shared Defined 1,2,3 2 BP AMOCO P L C SPONSORED ADR SPONSORED ADR 055622104 209 3230 SH Shared Defined 1,2,3 3230 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 57597 1102127 SH Shared Defined 1,2,3 1102127 BROOKFIELD HOMES COM 112723101 9879 307755 SH Shared Defined 1,2,3 307755 BURLINGTON NORTHERN SANTA FE C COM 12189T104 59716 742465 SH Shared Defined 1,2,3 742465 CAMECO CORP COM 13321l108 7033 171800 SH Shared Defined 1,2,3 171800 CAPITOL FEDERAL FNL COM 14057c106 1666 44050 SH Shared Defined 1,2,3 44050 CELGENE CORP COM 151020104 46369 883895 SH Shared Defined 1,2,3 883895 CHEVRON CORP COM 166764100 875 11828 SH Shared Defined 1,2,3 11828 CHUBB CORP COM 171232101 243 4700 SH Shared Defined 1,2,3 4700 CISCO SYS INC COM COM 17275r102 5766 225840 SH Shared Defined 1,2,3 225840 CLEVELAND-CLIFFS INC COM 185896107 47281 738655 SH Shared Defined 1,2,3 738655 COLGATE-PALMOLIVE CO COM 194162103 740 11080 SH Shared Defined 1,2,3 11080 COMMSCOPE INC COM 203372107 40085 934380 SH Shared Defined 1,2,3 934380 COMPASS MINERALS INTL INC COM 20451N101 28000 838320 SH Shared Defined 1,2,3 838320 CROWN HOLDINGS INC COM 228368106 30438 1244400 SH Shared Defined 1,2,3 1244400 DEERE & CO COM 244199105 2640 24300 SH Shared Defined 1,2,3 24300 DENBURY RESOURCES INC COM NEW 247916208 41008 1376560 SH Shared Defined 1,2,3 1376560 DISNEY WALT CO. COM DISNEY 254687106 4273 124096 SH Shared Defined 1,2,3 124096 DOLLAR THRIFTY AUTO GROUP INC COM 256743105 54415 1066125 SH Shared Defined 1,2,3 1066125 DOMINION RESOURCES INC. COM 25746u109 1111 12511 SH Shared Defined 1,2,3 12511 DOVER CORPORATION COM 260003108 6843 140200 SH Shared Defined 1,2,3 140200 DRESS BARN INC COM 261570105 45321 2177840 SH Shared Defined 1,2,3 2177840 DUKE ENERGY CORP COM 26441C105 1136 56000 SH Shared Defined 1,2,3 56000 EATON CORP COM 278058102 34196 409240 SH Shared Defined 1,2,3 409240 ECHOSTAR COMMUNICATIONS COM 278762109 2696 62075 SH Shared Defined 1,2,3 62075 ELAN CORP PLC ADR 284131208 1665 125300 SH Shared Defined 1,2,3 125300 EMC CORP COM 268648102 4334 312900 SH Shared Defined 1,2,3 312900 EV3 INC COM 26928A200 51235 2600765 SH Shared Defined 1,2,3 2600765 EXXON MOBIL CORP COM 30231g102 2332 30903 SH Shared Defined 1,2,3 30903 FIDELITY NATIONAL FINANCIAL, I COM 31620R105 29302 1220418 SH Shared Defined 1,2,3 1220418 FIFTH THIRD BANCORP COM 316773100 4643 120000 SH Shared Defined 1,2,3 120000 FIRST DATA CORP COM 319963104 1585 58927 SH Shared Defined 1,2,3 58927 FOX CHASE BANCORP INC COM 35137P106 745 55400 SH Shared Defined 1,2,3 55400 GENERAL ELECTRIC COMPANY COM 369604103 2407 68060 SH Shared Defined 1,2,3 68060 GENTEX CORP COM 371901109 4225 260000 SH Shared Defined 1,2,3 260000 GEOMET INC COM 37250U201 117 13300 SH Shared Defined 1,2,3 13300 HARLEY DAVIDSON INC. COM 412822108 353 6000 SH Shared Defined 1,2,3 6000 HOME DEPOT COM 437076102 4036 109850 SH Shared Defined 1,2,3 109850 HORMEL FOODS CORP COM 440452100 10850 291750 SH Shared Defined 1,2,3 291750 HUDSON CITY BANCORP INC COM 443683107 65789 4809128 SH Shared Defined 1,2,3 4809128 ILLINOIS TOOL WORKS INC. COM 452308109 206 4000 SH Shared Defined 1,2,3 4000 JAPAN SMALLER CAPITALIZATION F COM 47109U104 355 28500 SH Shared Defined 1,2,3 28500 JOHNSON & JOHNSON CO COM 478160104 3227 53558 SH Shared Defined 1,2,3 53558 LOEWS CORP COM COM 540424108 218 4800 SH Shared Defined 1,2,3 4800 M&T BANK CORP. COM 55261f104 2194 18938 SH Shared Defined 1,2,3 18938 MERCK & CO INC COM 589331107 687 15550 SH Shared Defined 1,2,3 15550 METABOLIX INC COM 591018809 1858 111749 SH Shared Defined 1,2,4 111749 MFA MORTGAGE COM 55272X102 12239 1589540 SH Shared Defined 1,2,3 1589540 MICROSOFT CORP. COM 594918104 5199 186533 SH Shared Defined 1,2,3 186533 MILLIPORE CORP COM 601073109 1478 20400 SH Shared Defined 1,2,3 20400 NATIONAL FINANCIAL PARTNR COM 63607P208 3921 83595 SH Shared Defined 1,2,3 83595 NORTHROP GRUMMAN CORP COM 666807102 1900 25601 SH Shared Defined 1,2,3 25601 NORTHWEST NATURAL GAS COM 667655104 379 8300 SH Shared Defined 1,2,3 8300 ORITANI FINANCIAL CORP COM 686323106 10898 726557 SH Shared Defined 1,2,3 726557 PALOMAR MEDICAL TECHNOLOGIES I COM NEW 697529303 24933 624110 SH Shared Defined 1,2,3 624110 PANERA BREAD CO CL A 69840W108 40866 691940 SH Shared Defined 1,2,3 691940 PEPSICO INC COM COM 713448108 477 7500 SH Shared Defined 1,2,3 7500 PETROHAWK ENERGY CORP COM 716495106 12130 921050 SH Shared Defined 1,2,3 921050 PETSMART INC COM 716768106 10231 310400 SH Shared Defined 1,2,3 310400 PMC COMMERCIAL TRUST SH BEN INT 693434102 5547 378640 SH Shared Defined 1,2,3 378640 POTLATCH CORP COM 737630103 6899 150700 SH Shared Defined 1,2,3 150700 PRINCIPAL FINL GROUP INC COM 74251V102 733 12250 SH Shared Defined 1,2,3 12250 PROCTER & GAMBLE CO COM 742718109 767 12136 SH Shared Defined 1,2,3 12136 PROVIDENT NEW YORK BANCORP COM 744028101 5993 423500 SH Shared Defined 1,2,3 423500 PRUDENTIAL FINANCIAL INC COM 744320102 578 6400 SH Shared Defined 1,2,3 6400 RAYONIER INC COM 754907103 62213 1446816 SH Shared Defined 1,2,3 1446816 REPUBLIC SERVICES INC COM 760759100 10518 378056 SH Shared Defined 1,2,3 378056 RESMED INC COM 761152107 13618 270350 SH Shared Defined 1,2,3 270350 ROCKWELL AUTOMATION INC COM 773903109 3218 53750 SH Shared Defined 1,2,3 53750 ROMA FINANCIAL CORP COM 77581P109 12622 814300 SH Shared Defined 1,2,3 814300 SCHERING PLOUGH CORP COM 806605101 3951 154900 SH Shared Defined 1,2,3 154900 SEALED AIR CORP COM 81211k100 325 10280 SH Shared Defined 1,2,3 10280 SHIRE PLC COM 82481R106 32149 519365 SH Shared Defined 1,2,3 519365 SIGMA ALDRICH CORP. COM 826552101 299 7200 SH Shared Defined 1,2,3 7200 SLM CORPORATION COM 78442P106 7123 174160 SH Shared Defined 1,2,3 174160 SOUTHWESTERN ENERGY CO. COM 845467109 63045 1538445 SH Shared Defined 1,2,3 1538445 SPECTRA ENERGY CORP COM 847560109 736 28000 SH Shared Defined 1,2,3 28000 STANLEY WORKS COM 854616109 11094 200395 SH Shared Defined 1,2,3 200395 TELEFLEX INC COM 879369106 36701 539171 SH Shared Defined 1,2,3 539171 TEVA PHARMACEUTCL INDS ADR ADR 881624209 1473 39342 SH Shared Defined 1,2,3 39342 THERMO FISHER SCIENTIFIC INC COM 883556102 65062 1391700 SH Shared Defined 1,2,3 1391700 TIERONE CORP COM 88650R108 10772 398375 SH Shared Defined 1,2,3 398375 TYCO INTERNATIONAL LTD COM 902124106 871 27600 SH Shared Defined 1,2,3 27600 UNILEVER N V NY SHS NEW 904784709 1862 63720 SH Shared Defined 1,2,3 63720 WAL MART STORES INC COM 931142103 1728 36800 SH Shared Defined 1,2,3 36800 WATTS WATER TECHNOLOGIES INC C CL A 942749102 422 11100 SH Shared Defined 1,2,3 11100 WESTERN UNION COMPANY COM 959802109 1431 65200 SH Shared Defined 1,2,3 65200 WHIRLPOOL CORP COM 963320106 51706 608955 SH Shared Defined 1,2,3 608955 XTO ENERGY INC COM 98385X106 62287 1136410 SH Shared Defined 1,2,3 1136410 REPORT SUMMARY 104 DATA RECORDS 1415023 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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