-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EalF7PbLUPMFAakY6xBF358bZbTmfZ/A6v439tQcZ7+m9YAWigmGqWA8xsk8uyhG 9nsFMy52OlH+L3C728ce/g== 0000950136-06-009012.txt : 20061031 0000950136-06-009012.hdr.sgml : 20061031 20061031142740 ACCESSION NUMBER: 0000950136-06-009012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061031 DATE AS OF CHANGE: 20061031 EFFECTIVENESS DATE: 20061031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 061175071 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 -------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 10/27/06 --------------------------- ---------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ----------- Form 13F Information Table Entry Total: 105 ----------- Form 13F Information Table Value Total: 1264941 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- ----------------- -------------------------- 2 28 - 10207 New York Community Bank ----- ----------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- ----------------- -------------------------------- Peter B. Cannell & Co. Inc. 13F REPORT As of 9/30/2006
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 1052 21666 SH Defined 1, 2, 3 21666 AFLAC CORPORATION COM 001055102 6221 135946 SH Defined 1, 2, 3 135946 AGILENT TECHNOLOGIES COM 00846U101 5070 155100 SH Defined 1, 2, 3 155100 ALEXANDER & BALDWIN INC COM 014482103 28039 631925 SH Defined 1, 2, 3 631925 ALLERGAN INC COM 018490102 557 4950 SH Defined 1, 2, 3 4950 AMB PROPERTY CORP COM 00163T109 4545 82475 SH Defined 1, 2, 3 82475 AMERICAN HOME MORTGAGE INVESTM COM 02660R107 16856 483400 SH Defined 1, 2, 3 483400 AMERICAN INTL GROUP INC COM COM 026874107 4868 73465 SH Defined 1, 2, 3 73465 AMGEN INC COM 031162100 2228 31150 SH Defined 1, 2, 3 31150 ANALOG DEVICES COM 032654105 4160 141550 SH Defined 1, 2, 3 141550 APACHE CORPORATION COM 037411105 4266 67500 SH Defined 1, 2, 3 67500 APPLERA CORP-APPLIED BIOSYSTEM AP BIO GRP 038020103 1796 54250 SH Defined 1, 2, 3 54250 AUTOMATIC DATA PROCESSING COM 053015103 260 5500 SH Defined 1, 2, 3 5500 BAXTER INTERNATIONAL INC COM 071813109 4892 107619 SH Defined 1, 2, 3 107619 BP AMOCO P L C SPONSORED ADR SPONSORED ADR 055622104 212 3230 SH Defined 1, 2, 3 3230 BROOKFIELD ASSET MGMT INC CL A CL A LTD VT SH 112585104 53249 1200921 SH Defined 1, 2, 3 1200921 BROOKFIELD HOMES COM 112723101 35680 1267052 SH Defined 1, 2, 3 1267052 BURLINGTON NORTHERN SANTA FE C COM 12189T104 32321 440100 SH Defined 1, 2, 3 440100 CAPITOL FEDERAL FNL COM 14057c106 1566 44050 SH Defined 1, 2, 3 44050 CELGENE CORP COM 151020104 52954 1222960 SH Defined 1, 2, 3 1222960 CHARTER FINANCIAL CORP COM 16122M100 19251 481400 SH Defined 1, 2, 3 481400 CHEVRON CORP COM 166764100 884 13628 SH Defined 1, 2, 3 13628 CHUBB CORP COM 171232101 244 4700 SH Defined 1, 2, 3 4700 CIMAREX ENERGY COM 171798101 7058 200575 SH Defined 1, 2, 3 200575 CISCO SYS INC COM COM 17275r102 4716 205040 SH Defined 1, 2, 3 205040 COLGATE-PALMOLIVE CO COM 194162103 688 11080 SH Defined 1, 2, 3 11080 COMPASS MINERALS INTL INC COM 20451N101 18588 656575 SH Defined 1, 2, 3 656575 DEERE & CO COM 244199105 8018 95550 SH Defined 1, 2, 3 95550 DENBURY RESOURCES INC COM NEW 247916208 4956 171500 SH Defined 1, 2, 3 171500 DISNEY WALT CO. COM DISNEY 254687106 3805 123096 SH Defined 1, 2, 3 123096 DOLLAR THRIFTY AUTO GROUP INC COM 256743105 47331 1061945 SH Defined 1, 2, 3 1061945 DOMINION RESOURCES INC. COM 25746u109 957 12511 SH Defined 1, 2, 3 12511 DOVER CORPORATION COM 260003108 6215 131000 SH Defined 1, 2, 3 131000 DRESS BARN INC COM 261570105 45400 2080660 SH Defined 1, 2, 3 2080660 DUKE ENERGY CORP COM 26441C105 1700 56300 SH Defined 1, 2, 3 56300 EATON CORP COM 278058102 11321 164425 SH Defined 1, 2, 3 164425 ECHOSTAR COMMUNICATIONS CL A 278762109 2049 62575 SH Defined 1, 2, 3 62575 EMC CORP COM 268648102 3606 301000 SH Defined 1, 2, 3 301000 EV3 INC COM 26928A200 29355 1725750 SH Defined 1, 2, 3 1725750 EXXON MOBIL CORP COM 30231g102 2261 33703 SH Defined 1, 2, 3 33703 FIDELITY NATIONAL TITLE GROUP CL A 31620R105 1316 62800 SH Defined 1, 2, 3 62800 FIRST DATA CORP COM 319963104 3605 85836 SH Defined 1, 2, 3 85836 FLORIDA ROCK INDUSTRIES INC COM 341140101 4452 115000 SH Defined 1, 2, 3 115000 GENERAL ELECTRIC COMPANY COM 369604103 1950 55235 SH Defined 1, 2, 3 55235 GOVERNMENT PROPERTIES TRUST IN COM 38374W107 275 30500 SH Defined 1, 2, 3 30500 HARLEY DAVIDSON INC. COM 412822108 377 6000 SH Defined 1, 2, 3 6000 HOME DEPOT COM 437076102 3841 105900 SH Defined 1, 2, 3 105900 HUDSON CITY BANCORP INC COM 443683107 87171 6578945 SH Defined 1, 2, 3 6578945 JAPAN SMALLER CAPITALIZATION F COM 47109U104 322 26200 SH Defined 1, 2, 3 26200 JOHNSON & JOHNSON CO COM 478160104 3075 47353 SH Defined 1, 2, 3 47353 KYPHON INC COM 501577100 4490 120000 SH Defined 1, 2, 3 120000 LEGG MASON INC COM 524901105 4539 45000 SH Defined 1, 2, 3 45000 M&T BANK CORP. COM 55261f104 2362 19688 SH Defined 1, 2, 3 19688 MERCK & CO INC COM 589331107 681 16250 SH Defined 1, 2, 3 16250 MFA MORTGAGE COM 55272X102 13723 1842000 SH Defined 1, 2, 3 1842000 MICROSOFT CORP. COM 594918104 4453 162933 SH Defined 1, 2, 3 162933 MILLIPORE CORP COM 601073109 1278 20850 SH Defined 1, 2, 3 20850 NATIONAL FINANCIAL PARTNR COM 63607P208 31497 767667 SH Defined 1, 2, 3 767667 NEWFIELD EXPLORATION CO COM 651290108 22646 587595 SH Defined 1, 2, 3 587595 NORFOLK SOUTHERN CORP COM 655844108 21122 479495 SH Defined 1, 2, 3 479495 NORTHROP GRUMMAN CORP COM 666807102 1743 25601 SH Defined 1, 2, 3 25601 NORTHWEST NATURAL GAS COM 667655104 357 9100 SH Defined 1, 2, 3 9100 ORACLE CORP. COM 68389X105 177 10000 SH Defined 1, 2, 3 10000 PANERA BREAD COMPANY CL A 69840W108 29174 500845 SH Defined 1, 2, 3 500845 PEABODY ENERGY COM 704549104 29403 799440 SH Defined 1, 2, 3 799440 PEPSICO INC COM COM 713448108 489 7500 SH Defined 1, 2, 3 7500 PETROHAWK ENERGY CORP COM 716495106 16948 1632750 SH Defined 1, 2, 3 1632750 PETSMART INC COM 716768106 9640 347400 SH Defined 1, 2, 3 347400 PHELPS DODGE COM 717265102 24071 284190 SH Defined 1, 2, 3 284190 PMC COMMERCIAL TRUST SH BEN INT 693434102 6742 481575 SH Defined 1, 2, 3 481575 POTLATCH CORP COM 737630103 8096 218225 SH Defined 1, 2, 3 218225 PRINCIPAL FINL GROUP INC COM 74251V102 613 11300 SH Defined 1, 2, 3 11300 PROCTER & GAMBLE CO COM 742718109 752 12136 SH Defined 1, 2, 3 12136 PROVIDENT NEW YORK BANCORP COM 744028101 10606 775325 SH Defined 1, 2, 3 775325 PRUDENTIAL FINANCIAL INC COM 744320102 801 10500 SH Defined 1, 2, 3 10500 RAYONIER INC COM 754907103 55231 1461131 SH Defined 1, 2, 3 1461131 REPUBLIC SERVICES INC COM 760759100 54011 1343215 SH Defined 1, 2, 3 1343215 RESMED INC COM 761152107 12820 318500 SH Defined 1, 2, 3 318500 ROCKWELL AUTOMATION INC COM 773903109 5825 100250 SH Defined 1, 2, 3 100250 ROMA FINANCIAL CORP COM 77581P109 11070 727300 SH Defined 1, 2, 3 727300 SCHERING PLOUGH CORP COM 806605101 3422 154900 SH Defined 1, 2, 3 154900 SCOTTS MIRACLE-GRO CO CL A 810186106 10368 233045 SH Defined 1, 2, 3 233045 SEALED AIR CORP COM 81211k100 303 5600 SH Defined 1, 2, 3 5600 SEI INVESTMENTS CO COM 784117103 4214 75000 SH Defined 1, 2, 3 75000 SIGMA ALDRICH CORP. COM 826552101 272 3600 SH Defined 1, 2, 3 3600 SLM CORPORATION COM 78442P106 3073 59125 SH Defined 1, 2, 3 59125 SOUTHWESTERN ENERGY CO. COM 845467109 32039 1072600 SH Defined 1, 2, 3 1072600 STANLEY WORKS COM 854616109 5906 118475 SH Defined 1, 2, 3 118475 STARBUCKS CORP. COM 855244109 204 6000 SH Defined 1, 2, 3 6000 SYSCO CORP COM 871829107 4181 125000 SH Defined 1, 2, 3 125000 TELEFLEX INC COM 879369106 40209 722660 SH Defined 1, 2, 3 722660 TEVA PHARMACEUTCL INDS ADR ADR 881624209 470 13792 SH Defined 1, 2, 3 13792 THERMO ELECTRON CORP COM 883556102 58008 1474913 SH Defined 1, 2, 3 1474913 TIERONE CORP COM 88650R108 16490 486000 SH Defined 1, 2, 3 486000 TREX CO INC COM 89531P105 575 23800 SH Defined 1, 2, 3 23800 TYCO INTERNATIONAL LTD COM 902124106 801 28600 SH Defined 1, 2, 3 28600 UNILEVER N V NY SHS NEW 904784709 1564 63720 SH Defined 1, 2, 3 63720 VENTANA MEDICAL SYSTEMS COM 92276h106 245 6000 SH Defined 1, 2, 3 6000 WAL MART STORES INC COM 931142103 1383 28050 SH Defined 1, 2, 3 28050 WATTS WATER TECHNOLOGIES INC C CL A 942749102 715 22500 SH Defined 1, 2, 3 22500 WEINGARTEN RLTY INVS SH BEN INT 948741103 241 5600 SH Defined 1, 2, 3 5600 WESTERN REFINING INC COM 959319104 3951 170000 SH Defined 1, 2, 3 170000 WHIRLPOOL CORP COM 963320106 45585 541970 SH Defined 1, 2, 3 541970 XTO ENERGY INC COM 98385X106 53788 1276710 SH Defined 1, 2, 3 1276710 INTERNATIONAL RECTIFIER Note 4.25% 7/1 460254ae5 5995 6085000 PRN Defined 1, 2, 3 6085000 REPORT SUMMARY 105 DATA RECORDS 1264941 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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