-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJ2LW52v1pd0+vDcUgoxidYQz1JONDP5euG4VbETvaWLysn7j3aypdkzsjnDIvDf /L/oEFX0rrwGb6siMCTt6w== 0000950136-04-002528.txt : 20040810 0000950136-04-002528.hdr.sgml : 20040810 20040810143858 ACCESSION NUMBER: 0000950136-04-002528 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040810 EFFECTIVENESS DATE: 20040810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 04964167 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 ---------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman Title: Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 08/09/04 ------------------------------- ----------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------------------ Form 13F Information Table Entry Total: 121 ------------------------ Form 13F Information Table Value Total: 1,042,912 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- ------------------- -------------------------- 2 28 - 10207 New York Community Bank ----- ------------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- ------------------- --------------------------------
FORM 13F VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ----------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANA SOLE SHARED NONE - -------------- -------------- --------- -------- -------- --- ---- ------- ----- --------- ------- ---- ABBOTT LABS COM 002824100 958 23500 SH DEFINED 1,2,3 23500 AFLAC INC COM 001055102 6223 152490 SH DEFINED 1,2,3 152490 AGILENT TECHNOLOGIES INC COM 00846U101 1855 63350 SH DEFINED 1,2,3 63350 ALEXANDER & BALDWIN INC COM 014482103 2268 67800 SH DEFINED 1,2,3 67800 ALICO INC COM 016230104 751 18710 SH DEFINED 1,2,3 18710 ALLERGAN INC COM 018490102 4033 45050 SH DEFINED 1,2,3 45050 AMB PROPERTY CORP COM 00163T109 9938 286975 SH DEFINED 1,2,3 286975 AMERICAN FINL RLTY TR COM 02607P305 272 19050 SH DEFINED 1,2,3 19050 AMERICAN INTL GROUP INC COM 026874107 2629 36884 SH DEFINED 1,2,3 36884 AMGEN INC COM 031162100 682 12500 SH DEFINED 1,2,3 12500 ANADARKO PETE CORP COM 032511107 2141 36540 SH DEFINED 1,2,3 36540 ANALOG DEVICES INC COM 032654105 47733 1013880 SH DEFINED 1,2,3 1013880 APACHE CORP COM 037411105 4137 95000 SH DEFINED 1,2,3 95000 APPLERA CORP COM AP BIO GRP 038020103 1060 48750 SH DEFINED 1,2,3 48750 AUTOMATIC DATA PROCESSING IN COM 053015103 595 14210 SH DEFINED 1,2,3 14210 BANK MUTUAL CORP NEW COM 063750103 154 14134 SH DEFINED 1,2,3 14134 BANK HAWAII CORP COM 062540109 972 21500 SH DEFINED 1,2,3 21500 BAXTER INTL INC COM 071813109 3053 88475 SH DEFINED 1,2,3 88475 BERKSHIRE HATHAWAY INC DEL CL A 084670108 534 6 SH DEFINED 1,2,3 6 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1684 570 SH DEFINED 1,2,3 570 BRASCAN CORP CL A LTD VT SH 10549P606 51027 1806898 SH DEFINED 1,2,3 1806898 BRISTOL MYERS SQUIBB CO COM 110122108 1055 43050 SH DEFINED 1,2,3 43050 BROOKFIELD HOMES CORP COM 112723101 31321 1195900 SH DEFINED 1,2,3 1195900 CAPITOL FED FINL COM 14057C106 4016 134300 SH DEFINED 1,2,3 134300 CARDINAL HEALTH INC COM 14149Y108 708 10100 SH DEFINED 1,2,3 10100 CASCADE NAT GAS CORP COM 147339105 1773 80335 SH DEFINED 1,2,3 80335 CELGENE CORP COM 151020104 1434 25050 SH DEFINED 1,2,3 25050 CENTENE CORP DEL COM 15135B101 15732 408100 SH DEFINED 1,2,3 408100 CHARTER FINL CORP WEST PT GA COM 16122M100 4074 119825 SH DEFINED 1,2,3 119825 CHEESECAKE FACTORY INC COM 163072101 12065 303225 SH DEFINED 1,2,3 303225 CHEVRONTEXACO CORP COM 166764100 651 6914 SH DEFINED 1,2,3 6914 CIMAREX ENERGY CO COM 171798101 12663 418900 SH DEFINED 1,2,3 418900 CISCO SYS INC COM 17275R102 688 29040 SH DEFINED 1,2,3 29040 CITADEL BROADCASTING CORP COM 17285T106 18621 1278050 SH DEFINED 1,2,3 1278050 COLGATE PALMOLIVE CO COM 194162103 729 12480 SH DEFINED 1,2,3 12480 COUNTRYWIDE FINANCIAL CORP COM 222372104 40261 573115 SH DEFINED 1,2,3 573115 CREE INC COM 225447101 1574 68000 SH DEFINED 1,2,3 68000 DIEBOLD INC COM 253651103 1893 35800 SH DEFINED 1,2,3 35800 DISNEY WALT CO COM 254687106 962 37746 SH DEFINED 1,2,3 37746 DOMINION RES INC VA NEW COM 25746U109 789 12511 SH DEFINED 1,2,3 12511 DUKE ENERGY CORP COM 264399106 1572 77500 SH DEFINED 1,2,3 77500 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 21785 708450 SH DEFINED 1,2,3 708450 ETHAN ALLEN INTERIORS INC COM 297602104 3052 85000 SH DEFINED 1,2,3 85000 EXXON MOBIL CORP COM 30231G102 1568 35308 SH DEFINED 1,2,3 35308 FIRST DATA CORP COM 319963104 6697 150431 SH DEFINED 1,2,3 150431 FORDING CDN COAL TR TR UNIT 345425102 232 5500 SH DEFINED 1,2,3 5500 GENERAL ELEC CO COM 369604103 384 11855 SH DEFINED 1,2,3 11855 GOVERNMENT PPTYS TR INC COM 38374W107 1541 147500 SH DEFINED 1,2,3 147500 HARLEY DAVIDSON INC COM 412822108 372 6000 SH DEFINED 1,2,3 6000 HEINZ H J CO COM 423074103 619 15800 SH DEFINED 1,2,3 15800 HOUSTON EXPL CO COM 442120101 15019 289710 SH DEFINED 1,2,3 289710 HUDSON CITY BANCORP COM 443683107 42233 1262950 SH DEFINED 1,2,3 1262950 INTERNATIONAL BUSINESS MACHS COM 459200101 282 3200 SH DEFINED 1,2,3 3200 INTERNATIONAL RECTIFIER CORP COM 460254105 1808 43650 SH DEFINED 1,2,3 43650 JOHNSON & JOHNSON COM 478160104 3029 54378 SH DEFINED 1,2,3 54378 KERR MCGEE CORP COM 492386107 30500 567226 SH DEFINED 1,2,3 567226 KIMCO REALTY CORP COM 49446R109 2837 62350 SH DEFINED 1,2,3 62350 KINDER MORGAN INC KANS COM 49455P101 7186 121200 SH DEFINED 1,2,3 121200 KYPHON INC COM 501577100 4706 167000 SH DEFINED 1,2,3 167000 LENNAR CORP CL A 526057104 3986 89125 SH DEFINED 1,2,3 89125 M&T BK CORP COM 55261F104 2436 27907 SH DEFINED 1,2,3 27907 MANPOWER INC COM 56418H100 204 4027 SH DEFINED 1,2,3 4027 MASSEY ENERGY CORP COM 576206106 48847 1731565 SH DEFINED 1,2,3 1731565 MERCK & CO INC COM 589331107 572 12050 SH DEFINED 1,2,3 12050 MERCURY COMPUTER SYS COM 589378108 21587 870425 SH DEFINED 1,2,3 870425 MFA MTG INVTS INC COM 55272X102 7499 842600 SH DEFINED 1,2,3 842600 MICROSOFT CORP COM 594918104 1322 46280 SH DEFINED 1,2,3 46280 MILLIPORE CORP COM 601073109 1232 21850 SH DEFINED 1,2,3 21850 MONTPELIER RE HOLDINGS LTD SHS G62185106 36520 1044910 SH DEFINED 1,2,3 1044910 MURPHY OIL CORP COM 626717102 4230 57400 SH DEFINED 1,2,3 57400 MVC CAP COM 553829102 378 40000 SH DEFINED 1,2,3 40000 NEW YORK COMNTY BANCORP INC COM 649445103 12946 659488 SH DEFINED 1,2,3 659488 NEWALLIANCE BANCSHARES INC COM 650203102 209 15000 SH DEFINED 1,2,3 15000 NORANDA INC COM 655422103 14338 835050 SH DEFINED 1,2,3 835050 NORTHROP GRUMMAN CORP COM 666807102 12974 241600 SH DEFINED 1,2,3 241600 NORTHWEST NAT GAS CO COM 667655104 287 9400 SH DEFINED 1,2,3 9400 ORACLE CORP COM 68389X105 143 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 1992 76050 SH DEFINED 1,2,3 76050 PEP BOYS MANNY MOE & JACK COM 713278109 36412 1436365 SH DEFINED 1,2,3 1436365 PEPSICO INC COM 713448108 601 11155 SH DEFINED 1,2,3 11155 PFIZER INC COM 717081103 396 11550 SH DEFINED 1,2,3 11550 PIONEER NAT RES CO COM 723787107 31474 897200 SH DEFINED 1,2,3 897200 PMC COML TR COM 693434102 6535 453800 SH DEFINED 1,2,3 453800 POGO PRODUCING CO COM 730448107 40179 813350 SH DEFINED 1,2,3 813350 POLARIS INDS INC COM 731068102 1018 21200 SH DEFINED 1,2,3 21200 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1104 31750 SH DEFINED 1,2,3 31750 PROCTER & GAMBLE CO COM 742718109 679 12464 SH DEFINED 1,2,3 12464 PRUDENTIAL FINL INC COM 744320102 632 13600 SH DEFINED 1,2,3 13600 QUEST DIAGNOSTICS INC COM 74834L100 934 11000 SH DEFINED 1,2,3 11000 QUINTON CARDIOLOGY SYS INC COM 748773108 12585 1242315 SH DEFINED 1,2,3 1242315 RAINIER PAC FINL GROUP INC COM 75087U101 450 27543 SH DEFINED 1,2,3 27543 RAYONIER INC COM 754907103 36632 824119 SH DEFINED 1,2,3 824119 REGENCY CTRS CORP COM 758849103 2587 60300 SH DEFINED 1,2,3 60300 RESMED INC COM 761152107 14574 285990 SH DEFINED 1,2,3 285990 SAFECO CORP COM 786429100 20665 469650 SH DEFINED 1,2,3 469650 SCHERING PLOUGH CORP COM 806605101 2085 112800 SH DEFINED 1,2,3 112800 SCOTTS CO CL A 810186106 36335 568800 SH DEFINED 1,2,3 568800 SHARPER IMAGE CORP COM 820013100 1345 42850 SH DEFINED 1,2,3 42850 SIGMA ALDRICH CORP COM 826552101 3195 53600 SH DEFINED 1,2,3 53600 SLM CORP COM 78442P106 8228 203411 SH DEFINED 1,2,3 203411 SOUTHWESTERN ENERGY CO COM 845467109 5376 187500 SH DEFINED 1,2,3 187500 ST JOE CO COM 790148100 1802 45400 SH DEFINED 1,2,3 45400 STANCORP FINL GROUP INC COM 852891100 2734 40800 SH DEFINED 1,2,3 40800 STANLEY WKS COM 854616109 42678 936330 SH DEFINED 1,2,3 936330 TELEFLEX INC COM 879369106 43606 869520 SH DEFINED 1,2,3 869520 TIERONE CORP COM 88650R108 28109 1306800 SH DEFINED 1,2,3 1306800 UNILEVER N V N Y SHS NEW 904784709 1853 27054 SH DEFINED 1,2,3 27054 VASOGEN INC COM 92232F103 2254 464800 SH DEFINED 1,2,3 464800 VENTANA MED SYS INC COM 92276H106 383 8050 SH DEFINED 1,2,3 8050 VERIZON COMMUNICATIONS COM 92343V104 527 14564 SH DEFINED 1,2,3 14564 W P CAREY & CO LLC COM 92930Y107 643 21600 SH DEFINED 1,2,3 21600 WASHINGTON FED INC COM 938824109 3929 163710 SH DEFINED 1,2,3 163710 WATTS WATER TECHNOLOGIES INC CL A 942749102 1329 49300 SH DEFINED 1,2,3 49300 WEINGARTEN RLTY INVS SH BEN INT 948741103 434 13875 SH DEFINED 1,2,3 13875 WESTFIELD FINANCIAL INC COM 96008D101 10484 515425 SH DEFINED 1,2,3 515425 WILEY JOHN & SONS INC CL A 968223206 3194 99800 SH DEFINED 1,2,3 99800 YANKEE CANDLE INC COM 984757104 7076 241900 SH DEFINED 1,2,3 241900 ZOLL MED CORP COM 989922109 6385 182000 SH DEFINED 1,2,3 182000 BAXTER INTL UNITS CORP UNITS 7% 071813406 1059 18600 SH DEFINED 1,2,3 18600 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 6316 6445000 PRN DEFINED 1,2,3 6445000 PEP BOYS MANNY MOE & JACK NOTE 4.250% 6/0 713278AP4 3264 2670000 PRN DEFINED 1,2,3 2670000
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