13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell ---------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan ------------- Title: Treasurer --------- Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 11/06/03 ------------------------ ---------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------ Form 13F Information Table Entry Total: 127 ------------ Form 13F Information Table Value Total: 811,721 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- ---------------- -------------------------- 2 28 - 10207 New York Community Bank ----- ---------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- ---------------- -------------------------------- 13F FORM AS OF SEPTEMBER 30, 2003
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVST OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCR MANA SOLE SHARED NONE ---------------------------- ------------ --------- -------- ------- --- ---- ------- ----- ---- ------ ---- ABBOTT LABS COM 002824100 1054 24764 SH DEFINED 1,2,3 24764 AFLAC INC COM 001055102 5002 154860 SH DEFINED 1,2,3 154860 AGILENT TECHNOLOGIES INC COM 00846U101 1735 78450 SH DEFINED 1,2,3 78450 ALLERGAN INC COM 018490102 9997 126975 SH DEFINED 1,2,3 126975 AMB PROPERTY CORP COM 00163T109 16411 532640 SH DEFINED 1,2,3 532640 AMERICAN FINANCIAL RLTY TR COM 02607P305 16544 1173300 SH DEFINED 1,2,3 1173300 AMERICAN INTL GROUP INC COM 026874107 2279 39504 SH DEFINED 1,2,3 39504 AMGEN INC COM 031162100 716 11091 SH DEFINED 1,2,3 11091 ANADARKO PETE CORP COM 032511107 4620 110640 SH DEFINED 1,2,3 110640 ANALOG DEVICES INC COM 032654105 32936 866275 SH DEFINED 1,2,3 866275 ANNALY MTG MGMT INC COM 035710409 197 12000 SH DEFINED 1,2,3 12000 APACHE CORP COM 037411105 3467 50000 SH DEFINED 1,2,3 50000 APPLERA CORP COM AP BIO GRP 038020103 916 41050 SH DEFINED 1,2,3 41050 AUTOMATIC DATA PROCESSING IN COM 053015103 679 18946 SH DEFINED 1,2,3 18946 BANK OF HAWAII CORP COM 062540109 856 25500 SH DEFINED 1,2,3 25500 BAXTER INTL INC COM 071813109 2125 73125 SH DEFINED 1,2,3 73125 BERKSHIRE HATHAWAY INC DEL CL A 084670108 450 6 SH DEFINED 1,2,3 6 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1558 624 SH DEFINED 1,2,3 624 BIORAD LABS INC CL A 090572207 8465 165975 SH DEFINED 1,2,3 165975 BRISTOL MYERS SQUIBB CO COM 110122108 4254 165800 SH DEFINED 1,2,3 165800 BROOKFIELD HOMES CORP COM 112723101 29969 1617350 SH DEFINED 1,2,3 1617350 CAPITOL FED FINL COM 14057C106 4039 137800 SH DEFINED 1,2,3 137800 CASCADE NAT GAS CORP COM 147339105 2592 132235 SH DEFINED 1,2,3 132235 CEDAR FAIR L P DEPOSITRY UNIT 150185106 773 27600 SH DEFINED 1,2,3 27600 CELGENE CORP COM 151020104 9013 208150 SH DEFINED 1,2,3 208150 CHARTER FINL CORP WEST PT GA COM 16122M100 3113 100900 SH DEFINED 1,2,3 100900 CHEVRONTEXACO CORP COM 166764100 494 6914 SH DEFINED 1,2,3 6914 CIMAREX ENERGY CO COM 171798101 5392 275100 SH DEFINED 1,2,3 275100 CISCO SYS INC COM 17275R102 897 45800 SH DEFINED 1,2,3 45800 CITADEL BROADCASTING CORP COM 17285T106 18903 956650 SH DEFINED 1,2,3 956650 COLGATE PALMOLIVE CO COM 194162103 904 16175 SH DEFINED 1,2,3 16175 CONCORD EFS INC COM 206197105 2092 153060 SH DEFINED 1,2,3 153060 COUNTRYWIDE FINANCIAL CORP COM 222372104 34891 445725 SH DEFINED 1,2,3 445725 CREE INC COM 225447101 1233 66600 SH DEFINED 1,2,3 66600 D R HORTON INC COM 23331A109 22899 700275 SH DEFINED 1,2,3 700275 DIEBOLD INC COM 253651103 3407 67275 SH DEFINED 1,2,3 67275 DISNEY WALT CO COM DISNEY 254687106 904 44796 SH DEFINED 1,2,3 44796 DOMINION RES INC VA NEW COM 25746U109 793 12811 SH DEFINED 1,2,3 12811 DUKE ENERGY CORP COM 264399106 987 55400 SH DEFINED 1,2,3 55400 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 24001 626500 SH DEFINED 1,2,3 626500 EXXON MOBIL CORP COM 30231G102 1406 38408 SH DEFINED 1,2,3 38408 GENERAL ELEC CO COM 369604103 282 9455 SH DEFINED 1,2,3 9455 HARLEY DAVIDSON INC COM 412822108 289 6000 SH DEFINED 1,2,3 6000 HEINZ H J CO COM 423074103 689 20100 SH DEFINED 1,2,3 20100 HOME DEPOT INC COM 437076102 694 21800 SH DEFINED 1,2,3 21800 HUDSON CITY BANCORP COM 443683107 42450 1377360 SH DEFINED 1,2,3 1377360 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 10146 306700 SH DEFINED 1,2,3 306700 INTERNATIONAL RECTIFIER CORP COM 460254105 1492 39850 SH DEFINED 1,2,3 39850 JOHNSON & JOHNSON COM 478160104 4292 86672 SH DEFINED 1,2,3 86672 KIMCO REALTY CORP COM 49446R109 3589 87600 SH DEFINED 1,2,3 87600 KVH INDS INC COM 482738101 305 12050 SH DEFINED 1,2,3 12050 LABORATORY CORP AMER HLDGS COM 50540R409 19219 669650 SH DEFINED 1,2,3 669650 LENNAR CORP CL A 526057104 440 5650 SH DEFINED 1,2,3 5650 LIFECORE BIOMEDICAL INC COM 532187101 119 17900 SH DEFINED 1,2,3 17900 LONGVIEW FIBRE CO COM 543213102 479 49000 SH DEFINED 1,2,3 49000 M & T BK CORP COM 55261F104 2884 33040 SH DEFINED 1,2,3 33040 MASSEY ENERGY CORP COM 576206106 5940 446600 SH DEFINED 1,2,3 446600 MCCORMICK & CO INC COM VTG 579780206 3565 130000 SH DEFINED 1,2,3 130000 MERCK & CO INC COM 589331107 643 12700 SH DEFINED 1,2,3 12700 13F FORM AS OF SEPTEMBER 30, 2003 MERCURY COMPUTER SYS COM 589378108 19069 893985 SH DEFINED 1,2,3 893985 MFA MTG INVTS INC COM 55272X102 5599 588150 SH DEFINED 1,2,3 588150 MONTPELIER RE HOLDINGS LTD SHS G62185106 10786 357750 SH DEFINED 1,2,3 357750 MRV COMMUNICATIONS INC COM 553477100 47 17000 SH DEFINED 1,2,3 17000 MURPHY OIL CORP COM 626717102 593 10100 SH DEFINED 1,2,3 10100 NEW YORK COMNTY BANCORP INC COM 649445103 18799 596618 SH DEFINED 1,2,3 596618 NEW YORK TIMES CO CL A 650111107 282 6500 SH DEFINED 1,2,3 6500 NEWMONT MINING CORP COM 651639106 805 20600 SH DEFINED 1,2,3 20600 NISOURCE INC COM 65473P105 6592 329950 SH DEFINED 1,2,3 329950 NORTHWEST NAT GAS CO COM 667655104 958 33050 SH DEFINED 1,2,3 33050 NUI CORP COM 629431107 1679 112300 SH DEFINED 1,2,3 112300 ORACLE CORP COM 68389X105 135 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 1679 74800 SH DEFINED 1,2,3 74800 PARTNERS TRUST FINCL GROUP I COM 70213A103 4354 198350 SH DEFINED 1,2,3 198350 PEPSICO INC COM 713448108 528 11530 SH DEFINED 1,2,3 11530 PFIZER INC COM 717081103 396 13050 SH DEFINED 1,2,3 13050 PIONEER NAT RES CO COM 723787107 17447 685275 SH DEFINED 1,2,3 685275 PLUM CREEK TIMBER CO INC COM 729251108 11529 453200 SH DEFINED 1,2,3 453200 PMC CAP INC COM 693430100 315 65000 SH DEFINED 1,2,3 65000 PMC COML TR SH BEN INT 693434102 6712 490650 SH DEFINED 1,2,3 490650 POGO PRODUCING CO COM 730448107 31221 689500 SH DEFINED 1,2,3 689500 POLARIS INDS INC COM 731068102 727 9800 SH DEFINED 1,2,3 9800 PRESSTEK INC COM 741113104 81 11000 SH DEFINED 1,2,3 11000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 25489 822475 SH DEFINED 1,2,3 822475 PROCTER & GAMBLE CO COM 742718109 600 6462 SH DEFINED 1,2,3 6462 PROVIDENT FINL SVCS INC COM 74386T105 410 21400 SH DEFINED 1,2,3 21400 PRUDENTIAL FINL INC COM 744320102 668 17889 SH DEFINED 1,2,3 17889 QUEST DIAGNOSTICS INC COM 74834L100 770 12700 SH DEFINED 1,2,3 12700 QUINTON CARDIOLOGY SYS INC COM 748773108 6467 894400 SH DEFINED 1,2,3 894400 RAYONIER INC COM 754907103 26177 644750 SH DEFINED 1,2,3 644750 REGENCY CTRS CORP COM 758849103 4503 122200 SH DEFINED 1,2,3 122200 RIGHT MGMT CONSULTANTS INC COM 766573109 351 19400 SH DEFINED 1,2,3 19400 SCOTTISH RE GROUP LTD ORD G7885T104 4497 186200 SH DEFINED 1,2,3 186200 SCOTTS CO COM 810186106 20500 374775 SH DEFINED 1,2,3 374775 SEALED AIR CORP NEW COM 81211K100 465 9850 SH DEFINED 1,2,3 9850 SHARPER IMAGE CORP COM 820013100 2829 122200 SH DEFINED 1,2,3 122200 SHIRE PHARMACEUTICALS GRP PL SPONSORED ADR 82481R106 3797 171800 SH DEFINED 1,2,3 171800 SIGMA ALDRICH CORP COM 826552101 2811 53900 SH DEFINED 1,2,3 53900 SLM CORP COM 78442P106 4420 113461 SH DEFINED 1,2,3 113461 SOUTHWESTERN ENERGY CO COM 845467109 4132 228300 SH DEFINED 1,2,3 228300 SPX CORP COM 784635104 8738 192975 SH DEFINED 1,2,3 192975 ST JOE CO COM 790148100 4329 134950 SH DEFINED 1,2,3 134950 STANCORP FINL GROUP INC COM 852891100 10450 181900 SH DEFINED 1,2,3 181900 STANLEY WKS COM 854616109 3148 106640 SH DEFINED 1,2,3 106640 TELEFLEX INC COM 879369106 23000 529585 SH DEFINED 1,2,3 529585 THERASENSE INC COM 883381105 333 26600 SH DEFINED 1,2,3 26600 THORNBURG MTG INC COM 885218107 231 9100 SH DEFINED 1,2,3 9100 TIERONE CORP COM 88650R108 24355 1153725 SH DEFINED 1,2,3 1153725 U S PHYSICAL THERAPY INC COM 90337L108 1862 152500 SH DEFINED 1,2,3 152500 UNILEVER N V N Y SHS NEW 904784709 805 13604 SH DEFINED 1,2,3 13604 VASOGEN INC COM 92232F103 1573 283350 SH DEFINED 1,2,3 283350 VENTANA MED SYS INC COM 92276H106 2191 54420 SH DEFINED 1,2,3 54420 VERIZON COMMUNICATIONS COM 92343V104 472 14564 SH DEFINED 1,2,3 14564 W P CAREY & CO LLC COM 92930Y107 492 15500 SH DEFINED 1,2,3 15500 WASHINGTON FED INC COM 938824109 9798 388800 SH DEFINED 1,2,3 388800 WATTS INDS INC CL A 942749102 683 38750 SH DEFINED 1,2,3 38750 WEINGARTEN RLTY INVS SH BEN INT 948741103 425 9450 SH DEFINED 1,2,3 9450 WESTFIELD FINANCIAL INC COM 96008D101 10250 459225 SH DEFINED 1,2,3 459225 WESTPORT RES CORP NEW COM 961418100 27188 1154950 SH DEFINED 1,2,3 1154950 WILEY JOHN & SONS INC CL A 968223206 2648 101900 SH DEFINED 1,2,3 101900 YANKEE CANDLE INC COM 984757104 23582 925500 SH DEFINED 1,2,3 925500 BAXTER INTL INC CORP UNITS 7% 071813406 979 18600 SH DEFINED 1,2,3 18600 WESTPORT RES CORP NEW PFD CONV 961418209 6153 248100 SH DEFINED 1,2,3 248100 COMMSCOPE INC NOTE 4.000%12/1 203372AB3 1997 2230000 PRN DEFINED 1,2,3 2230000 ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 5530 5366000 PRN DEFINED 1,2,3 5366000 13F FORM AS OF SEPTEMBER 30, 2003 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 6373 6590000 PRN DEFINED 1,2,3 6590000 INVITROGEN CORP NOTE 5.500% 3/0 46185RAB6 4431 4335000 PRN DEFINED 1,2,3 4335000 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 6 10000 PRN DEFINED 1,2,3 10000