13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan Title: Treasurer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 02/05/03 ----------------------------- ----------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------ Form 13F Information Table Entry Total: 109 ------------ Form 13F Information Table Value Total: 632,421 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- -------------------- -------------------------- 2 28 - 10207 New York Community Bank ----- -------------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- -------------------- -------------------------------- 13F FORM AS OF DECEMBER 31, 2002
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVST ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRE MANA SOLE SHARED ------------------------------ ------------- --------- -------- ------- --- ---- ----- ---- ------- ------- ABBOTT LABS COM 002824100 1240 31010 SH SOLE 31010 AFLAC INC COM 001055102 4536 150585 SH SOLE 150585 AGILENT TECHNOLOGIES INC COM 00846U101 559 31100 SH SOLE 31100 ALICO INC COM 016230104 281 10550 SH SOLE 10550 ALLERGAN INC COM 018490102 10391 180335 SH SOLE 180335 AMB PROPERTY CORP COM 00163T109 20123 735475 SH SOLE 735475 AMERICAN INTL GROUP INC COM 026874107 2111 36489 SH SOLE 36489 AMGEN INC COM 031162100 464 9600 SH SOLE 9600 ANADARKO PETE CORP COM 032511107 1252 26140 SH SOLE 26140 ANALOG DEVICES INC COM 032654105 11665 488680 SH SOLE 488680 ANNALY MTG MGMT INC COM 035710409 231 12300 SH SOLE 12300 APPLERA CORP COM AP BIO GRP 038020103 605 34500 SH SOLE 34500 AUTOMATIC DATA PROCESSING IN COM 053015103 771 19656 SH SOLE 19656 BANK MUT CORP COM 063748107 2216 95810 SH SOLE 95810 BANK HAWAII CORP COM 062540109 775 25500 SH SOLE 25500 BAXTER INTL INC COM 071813109 1927 68825 SH SOLE 68825 BERKSHIRE HATHAWAY INC DEL CL A 084670108 509 7 SH SOLE 7 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1638 676 SH SOLE 676 BIO RAD LABS INC CL A 090572207 14732 380675 SH SOLE 380675 BRISTOL MYERS SQUIBB CO COM 110122108 605 26150 SH SOLE 26150 CAPITOL FED FINL COM 14057C106 5466 189800 SH SOLE 189800 CASCADE CORP COM 147195101 679 42600 SH SOLE 42600 CASCADE NAT GAS CORP COM 147339105 3545 177255 SH SOLE 177255 CELGENE CORP COM 151020104 696 32400 SH SOLE 32400 CHARTER FINL CORP WEST PT GA COM 16122M100 4261 137100 SH SOLE 137100 CHEVRONTEXACO CORP COM 166764100 473 7114 SH SOLE 7114 COLGATE PALMOLIVE CO COM 194162103 846 16140 SH SOLE 16140 CONCORD EFS INC COM 206197105 2367 150360 SH SOLE 150360 CREE INC COM 225447101 441 27000 SH SOLE 27000 D R HORTON INC COM 23331A109 16596 956562 SH SOLE 956562 DIEBOLD INC COM 253651103 27556 668500 SH SOLE 668500 DISNEY WALT CO COM DISNEY 254687106 550 33696 SH SOLE 33696 DOMINION RES INC VA NEW COM 25746U109 703 12811 SH SOLE 12811 DOVER CORP COM 260003108 1750 60000 SH SOLE 60000 DUCOMMUN INC DEL COM 264147109 178 11200 SH SOLE 11200 DUKE ENERGY CORP COM 264399106 1303 66700 SH SOLE 66700 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 3290 147800 SH SOLE 147800 ETHAN ALLEN INTERIORS INC COM 297602104 9014 262250 SH SOLE 262250 EXXON MOBIL CORP COM 30231G102 2137 61174 SH SOLE 61174 FIDELITY NATL FINL INC COM 316326107 4826 146995 SH SOLE 146995 GENERAL ELEC CO COM 369604103 379 15550 SH SOLE 15550 GETTY IMAGES INC COM 374276103 1894 62000 SH SOLE 62000 GLOBALSANTAFE CORP SHS G3930E101 1980 81395 SH SOLE 81395 HARLEY DAVIDSON INC COM 412822108 277 6000 SH SOLE 6000 HUDSON CITY BANCORP COM 443683107 35594 1910600 SH SOLE 1910600 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 19466 554575 SH SOLE 554575 INTERNATIONAL RECTIFIER CORP COM 460254105 659 35725 SH SOLE 35725 INVITROGEN CORP COM 46185R100 345 11000 SH SOLE 11000 JOHNSON & JOHNSON COM 478160104 4686 87252 SH SOLE 87252 KEYNOTE SYS INC COM 493308100 154 20000 SH SOLE 20000 KIMCO REALTY CORP COM 49446R109 8234 268725 SH SOLE 268725 KYPHON INC COM 501577100 2290 268100 SH SOLE 268100 LENNAR CORP COM 526057104 539 10450 SH SOLE 10450 LIFECORE BIOMEDICAL INC COM 532187101 132 15400 SH SOLE 15400 M & T BK CORP COM 55261F104 2673 33691 SH SOLE 33691 MERCK & CO INC COM 589331107 702 12400 SH SOLE 12400 MERCURY COMPUTER SYS COM 589378108 26076 854395 SH SOLE 854395 MFA MTG INVTS INC COM 55272X102 15067 1793700 SH SOLE 1793700 MILLIPORE CORP COM 601073109 518 15225 SH SOLE 15225 13F FORM AS OF DECEMBER 31, 2002 MRV COMMUNICATIONS INC COM 553477100 18 17000 SH SOLE 17000 MURPHY OIL CORP COM 626717102 3188 74400 SH SOLE 74400 NEW YORK CMNTY BANCORP INC COM 649445103 14768 511363 SH SOLE 511363 NISOURCE INC COM 65473P105 8296 414800 SH SOLE 414800 NORTHWEST NAT GAS CO COM 667655104 729 26950 SH SOLE 26950 NUI CORP COM 629431107 4828 279750 SH SOLE 279750 ORACLE CORP COM 68389X105 130 12000 SH SOLE 12000 PALL CORP COM 696429307 1060 63550 SH SOLE 63550 PATRIOT BANK CORP PA COM 70335P103 169 11000 SH SOLE 11000 PEPSICO INC COM 713448108 1715 40618 SH SOLE 40618 PFIZER INC COM 717081103 420 13740 SH SOLE 13740 PIONEER NAT RES CO COM 723787107 19774 783125 SH SOLE 783125 PLUM CREEK TIMBER CO INC COM 729251108 9934 420950 SH SOLE 420950 PMC COML TR SH BEN INT 693434102 6510 522900 SH SOLE 522900 POGO PRODUCING CO COM 730448107 16659 447225 SH SOLE 447225 PORT FINL CORP COM 734119100 9388 210400 SH SOLE 210400 PRESSTEK INC COM 741113104 51 11000 SH SOLE 11000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12237 406151 SH SOLE 406151 PROBUSINESS SERVICES INC COM 742674104 5231 523100 SH SOLE 523100 PROCTER & GAMBLE CO COM 742718109 600 6977 SH SOLE 6977 QUINTON CARDIOLOGY SYS INC COM 748773108 4934 624500 SH SOLE 624500 RPM INTL INC COM 749685103 902 59000 SH SOLE 59000 SIGMA ALDRICH CORP COM 826552101 2625 53900 SH SOLE 53900 SLM CORP COM 78442P106 20270 195162 SH SOLE 195162 SOUTHWESTERN ENERGY CO COM 845467109 3126 273000 SH SOLE 273000 ST JOE CO COM 790148100 10116 337200 SH SOLE 337200 STANCORP FINL GROUP INC COM 852891100 21336 436775 SH SOLE 436775 STANLEY WKS COM 854616109 26189 757340 SH SOLE 757340 TELEFLEX INC COM 879369106 21843 509275 SH SOLE 509275 TIERONE CORP COM 88650R108 16112 1062800 SH SOLE 1062800 U S PHYSICAL THERAPY INC COM 90337L108 1596 143100 SH SOLE 143100 UNILEVER N V N Y SHS NEW 904784709 806 13069 SH SOLE 13069 VENTANA MED SYS INC COM 92276H106 1461 63370 SH SOLE 63370 VERIZON COMMUNICATIONS COM 92343V104 657 16964 SH SOLE 16964 W P CAREY & CO LLC COM 92930Y107 317 12800 SH SOLE 12800 WEINGARTEN RLTY INVS SH BEN INT 948741103 348 9450 SH SOLE 9450 WESTFIELD FINANCIAL INC COM 96008D101 4605 297100 SH SOLE 297100 WESTPORT RES CORP NEW COM 961418100 21403 1029000 SH SOLE 1029000 WESTWOOD ONE INC COM 961815107 6333 169500 SH SOLE 169500 WILEY JOHN & SONS INC CL A 968223206 2449 102000 SH SOLE 102000 YANKEE CANDLE INC COM 984757104 2186 136650 SH SOLE 136650 SEALED AIR CORP NEW PFD CV A $2 81211K209 1657 38900 SH SOLE 38900 WESTPORT RES CORP NEW PFD CONV 961418209 5327 252450 SH SOLE 252450 ANALOG DEVICES INC NOTE 4.750%10/0 032654AD7 884 890000 PRN SOLE 890000 ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 22784 25745000 PRN SOLE 25745000 GETTY IMAGES INC NOTE 5.000% 3/1 374276AE3 5469 5920000 PRN SOLE 5920000 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 14685 17201000 PRN SOLE 17201000 INVITROGEN CORP NOTE 5.500% 3/0 46185RAB6 7574 8210000 PRN SOLE 8210000 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 4 10000 PRN SOLE 10000 POGO PRODUCING CO NOTE 5.500% 6/1 730448AE7 3745 3525000 PRN SOLE 3525000