13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell ---------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan ------------- Title: Treasurer --------- Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing:
/s/ John D. Hogan New York, NY 11/9/01 ---------------------------------------- ----------------------- ------------------ [Signature] [City, State] [Date]
Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 161 ------------------ Form 13F Information Table Value Total: 529,331 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
TITLE OF VALU SHARES/ SH/ PUT INVST OTHE VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AM PRN CALL DSCR MANA SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---- ----- -------- ---- AAON INC COM PAR $0.004 000360206 3181 108550 SH SOLE 108550 ABBOTT LABS COM 002824100 1614 31127 SH SOLE 31127 ACLN LTD ORD M01764105 3201 81545 SH SOLE 81545 AFLAC INC COM 001055102 3126 115770 SH SOLE 115770 918 34000 SH OTHER 34000 ALLERGAN INC COM 018490102 646 9750 SH SOLE 9750 AMB PROPERTY CORP COM 00163T109 9679 395075 SH SOLE 395075 2122 86600 SH OTHER 86600 AMERICA FIRST MTG INVTS INC COM 023934102 5989 676700 SH SOLE 676700 AMERICAN INTL GROUP INC COM 026874107 2312 29642 SH SOLE 29642 312 4000 SH OTHER 4000 AMERICAN SCIENCE & ENGR INC COM 029429107 383 25900 SH SOLE 25900 AMGEN INC COM 031162100 564 9600 SH SOLE 9600 ANADARKO PETE CORP COM 032511107 19917 414244 SH SOLE 414244 1058 22000 SH OTHER 22000 ANALOG DEVICES INC COM 032654105 6297 192584 SH SOLE 192584 759 23200 SH OTHER 23200 ANNALY MTG MGMT INC COM 035710409 11181 773750 SH SOLE 773750 APPLERA CORP COM AP BIO GRP 038020103 11538 472875 SH SOLE 472875 224 9200 SH OTHER 9200 AUTODESK INC COM 052769106 6386 199175 SH SOLE 199175 AUTOMATIC DATA PROCESSING INC COM 053015103 167 3556 SH SOLE 3556 757 16100 SH OTHER 16100 BANK MUT CORP COM 063748107 563 35000 SH SOLE 35000 BANK NEW YORK INC COM 064057102 315 9000 SH SOLE 9000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 140 2 SH SOLE 2 350 5 SH OTHER 5 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1468 630 SH SOLE 630 107 46 SH OTHER 46 BP PLC SPONSORED ADR 055622104 209 4258 SH SOLE 4258 BRISTOL MYERS SQUIBB CO COM 110122108 289 5200 SH SOLE 5200 300 5400 SH OTHER 5400 CAPITOL FED FINL COM 14057C106 3558 186200 SH SOLE 186200 CASCADE CORP COM 147195101 154 16600 SH SOLE 16600 CASCADE NAT GAS CORP COM 147339105 4702 217675 SH SOLE 217675 156 7200 SH OTHER 7200 CELGENE CORP COM 151020104 22866 865140 SH SOLE 865140 CHUBB CORP COM 171232101 221 3100 SH SOLE 3100 COLGATE PALMOLIVE CO COM 194162103 1135 19490 SH SOLE 19490 COMCAST CORP CL A SPL 200300200 215 6000 SH SOLE 6000 CONCORD EFS INC COM 206197105 1309 26750 SH SOLE 26750 DIME BANCORP INC NEW COM 25429Q102 8243 209650 SH SOLE 209650 1258 32000 SH OTHER 32000 DOMINION RES INC VA NEW COM 25746U109 760 12811 SH SOLE 12811 DUCOMMUN INC DEL COM 264147109 2941 334221 SH SOLE 334221 DUKE ENERGY CORP COM 264399106 257 6800 SH SOLE 6800 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 6554 281650 SH SOLE 281650 ELECTRONIC DATA SYS NEW COM 285661104 1021 17737 SH SOLE 17737 EQUITY OFFICE PROPERTIES TRUST COM 294741103 1725 53900 SH SOLE 53900 1056 33000 SH OTHER 33000 EXXON MOBIL CORP COM 30231G102 2233 56674 SH SOLE 56674 FEDERAL AGRIC MTG CORP CL C 313148306 3066 91850 SH SOLE 91850 FIDELITY NATL FINL INC COM 316326107 8238 306375 SH SOLE 306375 941 35000 SH OTHER 35000 FIRST FED BANCSHARES INC DEL COM 32021B103 1463 93800 SH SOLE 93800 FIRST YRS INC COM 337610109 2225 215000 SH SOLE 215000 FISERV INC COM 337738108 137 4000 SH SOLE 4000 410 12000 SH OTHER 12000 GENERAL ELEC CO COM 369604103 646 17355 SH SOLE 17355 GENERAL MTRS CORP COM 370442105 964 22475 SH SOLE 22475 GETTY IMAGES INC COM 374276103 2010 182250 SH SOLE 182250 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 345 6143 SH SOLE 6143 109 1934 SH OTHER 1934 HARLEY DAVIDSON INC COM 412822108 324 8000 SH SOLE 8000 HEWLETT PACKARD CO COM 428236103 135 8400 SH SOLE 8400 122 7600 SH OTHER 7600 HUDSON CITY BANCORP COM 443683107 29559 1236775 SH SOLE 1236775 2383 99700 SH OTHER 99700 HYPERFEED TECHNOLOGIES INC COM 44913S102 15 15000 SH SOLE 15000 IMS HEALTH INC COM 449934108 2886 115200 SH SOLE 115200 INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 18892 682275 SH SOLE 682275 1772 64000 SH OTHER 64000 INTERNATIONAL BUSINESS MACHS COM 459200101 248 2700 SH SOLE 2700 INTERNATIONAL RECTIFIER CORP COM 460254105 4138 151950 SH SOLE 151950 JOHNSON & JOHNSON COM 478160104 1984 35812 SH SOLE 35812 2936 53000 SH OTHER 53000 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 533 15400 SH SOLE 15400 LESCO INC OHIO COM 526872106 2614 268150 SH SOLE 268150 LEXICON GENETICS INC COM 528872104 823 108300 SH SOLE 108300 LONGVIEW FIBRE CO COM 543213102 202 20000 SH SOLE 20000 M & T BK CORP COM 55261F104 4105 55473 SH SOLE 55473 MACDERMID INC COM 554273102 155 12200 SH SOLE 12200 MAGELLAN HEALTH SVCS INC COM 559079108 8385 731000 SH SOLE 731000 MERCK & CO INC COM 589331107 756 11350 SH SOLE 11350 MERCURY COMPUTER SYS COM 589378108 35235 938360 SH SOLE 938360 2283 60800 SH OTHER 60800 MILLIPORE CORP COM 601073109 2239 42300 SH SOLE 42300 MRV COMMUNICATIONS INC COM 553477100 64 21400 SH SOLE 21400 NETWORK ENGINES INC COM 64121A107 6 10000 SH SOLE 10000 NEW YORK COMNTY BANCORP INC COM 649445103 13417 578086 SH SOLE 578086 1108 47736 SH OTHER 47736 NORTHWEST NAT GAS CO COM 667655104 2913 124550 SH SOLE 124550 NUI CORP COM 629431107 1346 65885 SH SOLE 65885 ORACLE CORP COM 68389X105 151 12000 SH SOLE 12000 PACIFIC CENTY FINL CORP COM 694058108 35 1500 SH SOLE 1500 561 24000 SH OTHER 24000 PALL CORP COM 696429307 1893 97350 SH SOLE 97350 PARK ELECTROCHEMICAL CORP COM 700416209 301 13821 SH SOLE 13821 PATRIOT BANK CORP PA COM 70335P103 190 18500 SH SOLE 18500 PEPSICO INC COM 713448108 2286 47130 SH SOLE 47130 PFIZER INC COM 717081103 463 11550 SH SOLE 11550 PIONEER NAT RES CO COM 723787107 3617 254150 SH SOLE 254150 PLANTRONICS INC NEW COM 727493108 1755 102950 SH SOLE 102950 PLUM CREEK TIMBER CO INC COM 729251108 1758 65800 SH SOLE 65800 1301 48700 SH OTHER 48700 PMC COML TR SH BEN INT 693434102 5450 443100 SH SOLE 443100 804 65400 SH OTHER 65400 POGO PRODUCING CO COM 730448107 2354 100150 SH SOLE 100150 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 2060 114461 SH SOLE 114461 270 15000 SH OTHER 15000 PORT FINL CORP COM 734119100 9305 389675 SH SOLE 389675 860 36000 SH OTHER 36000 PRESSTEK INC COM 741113104 68 11000 SH SOLE 11000 PROBUSINESS SERVICES INC COM 742674104 1208 81650 SH SOLE 81650 PROCTER & GAMBLE CO COM 742718109 512 7037 SH SOLE 7037 RPM INC OHIO COM 749685103 1237 130900 SH SOLE 130900 SCOTTS CO CL A 810186106 17315 507773 SH SOLE 507773 1265 37100 SH OTHER 37100 SEALED AIR CORP NEW COM 81211K100 1648 45150 SH SOLE 45150 SIGMA ALDRICH CORP COM 826552101 696 15400 SH SOLE 15400 1740 38500 SH OTHER 38500 SOUTHWESTERN ENERGY CO COM 845467109 2310 194900 SH SOLE 194900 806 68000 SH OTHER 68000 STANCORP FINL GROUP INC COM 852891100 18426 380700 SH SOLE 380700 1433 29600 SH OTHER 29600 STANLEY WKS COM 854616109 17969 491615 SH SOLE 491615 1524 41700 SH OTHER 41700 TELEFLEX INC COM 879369106 8944 239200 SH SOLE 239200 793 21200 SH OTHER 21200 TELEFONICA S A SPONSORED ADR 879382208 548 16155 SH SOLE 16155 TEXACO INC COM 881694103 584 8980 SH SOLE 8980 CHILDRENS PL RETAIL STORES INC COM 168905107 238 13300 SH SOLE 13300 U S PHYSICAL THERAPY INC COM 90337L108 1599 98500 SH SOLE 98500 925 57000 SH OTHER 57000 UNILEVER N V N Y SHS NEW 904784709 807 14936 SH SOLE 14936 USA ED INC COM 90390U102 23331 281400 SH SOLE 281400 3374 40700 SH OTHER 40700 VENTANA MED SYS INC COM 92276H106 936 45770 SH SOLE 45770 VIAD CORP COM 92552R109 5722 298350 SH SOLE 298350 VINTAGE PETE INC COM 927460105 6361 401300 SH SOLE 401300 79 5000 SH OTHER 5000 WAYPOINT FINL CORP COM 946756103 251 19000 SH SOLE 19000 WEINGARTEN RLTY INVS SH BEN INT 948741103 428 8800 SH SOLE 8800 WESTPORT RES CORP NEW COM 961418100 18179 1236650 SH SOLE 1236650 191 13000 SH OTHER 13000 WILEY JOHN & SONS INC CL A 968223206 992 47500 SH SOLE 47500 1128 54000 SH OTHER 54000 XO COMMUNICATIONS INC CL A 983764101 7 16450 SH SOLE 16450 YANKEE CANDLE INC COM 984757104 2128 124450 SH SOLE 124450 SEALED AIR CORP NEW PFD CV A $2 81211K209 2838 71850 SH SOLE 71850 908 23000 SH OTHER 23000 ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 818 890000 PRN SOLE 890000 ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07 278762AD1 9258 1.2E+07 PRN SOLE 11663000 GETTY IMAGES INC SUB NT CONV 5%07 374276AE3 2341 3190000 PRN SOLE 3190000 INTERNATIONAL RECTIFIER CORP SUB NT CV4.25%07 460254AE5 5568 7487000 PRN SOLE 7487000 KULICKE & SOFFA INDS INC SUB NT CV4.75%06 501242AE1 695 936000 PRN SOLE 936000 111 150000 PRN OTHER 150000 POGO PRODUCING CO SUB NT CV 5.5%06 730448AE7 3983 4171000 PRN SOLE 4171000 1432 1500000 PRN OTHER 1500000 SPEEDWAY MOTORSPORTS INC SB DB CV 5.75%03 847788AC0 487 500000 PRN SOLE 500000 WIND RIVER SYSTEMS INC SUB NT CONV5%02 973149AC1 1208 1245000 PRN SOLE 1245000