0000950123-20-011294.txt : 20201112
0000950123-20-011294.hdr.sgml : 20201112
20201112064814
ACCESSION NUMBER: 0000950123-20-011294
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 201303231
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0000016972
XXXXXXXX
09-30-2020
09-30-2020
false
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
11-12-2020
0
250
2723347
false
INFORMATION TABLE
2
1756.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
4838
30205
SH
DFND
30205
0
0
ABBOTT LABORATORIES
COM
002824100
58139
534218
SH
DFND
534218
0
0
ABBVIE INC
COM
00287Y109
46983
536396
SH
DFND
536396
0
0
ACCELERATE DIAGNOSTICS INC
COM
00430H102
11923
1118439
SH
DFND
1118439
0
0
AFLAC INC
COM
001055102
41269
1135317
SH
DFND
1135317
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
264
2617
SH
DFND
2617
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4866
61125
SH
DFND
61125
0
0
AIR LEASE CORP
CL A
00912X302
43052
1463360
SH
DFND
1463360
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
1322
4440
SH
DFND
4440
0
0
ALCON AG
ORD SHS
H01301128
6147
107930
SH
DFND
107930
0
0
ALECTOR INC
COM
014442107
1776
168592
SH
DFND
168592
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2300
7825
SH
DFND
7825
0
0
ALIGN TECHNOLOGY INC
COM
016255101
13988
42729
SH
DFND
42729
0
0
ALLEGHANY CORP DEL
COM
017175100
3205
6159
SH
DFND
6159
0
0
ALPHABET INC
CAP STK CL A
02079K305
11788
8043
SH
DFND
8043
0
0
ALPHABET INC
CAP STK CL C
02079K107
79353
53996
SH
DFND
53996
0
0
ALTRIA GROUP INC
COM
02209S103
312
8065
SH
DFND
8065
0
0
AMAZON COM INC
COM
023135106
66788
21211
SH
DFND
21211
0
0
AMGEN INC
COM
031162100
2627
10335
SH
DFND
10335
0
0
ANALOG DEVICES INC
COM
032654105
48975
419520
SH
DFND
419520
0
0
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
581
81600
SH
DFND
81600
0
0
ANNOVIS BIO INC
COM
03615A108
48
10000
SH
DFND
10000
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
471
87700
SH
DFND
87700
0
0
AON PLC
SHS CL A
G0403H108
333
1612
SH
DFND
1612
0
0
APPLE INC
COM
037833100
73460
634317
SH
DFND
634317
0
0
ASPIRA WOMENS HEALTH INC
COM
04537Y109
362
117200
SH
DFND
117200
0
0
AT&T INC
COM
00206R102
910
31904
SH
DFND
31904
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
12724
91218
SH
DFND
91218
0
0
BALL CORP
COM
058498106
14101
169650
SH
DFND
169650
0
0
BARRICK GOLD CORP
COM
067901108
45365
1613843
SH
DFND
1613843
0
0
BAXTER INTERNATIONAL INC
COM
071813109
10278
127810
SH
DFND
127810
0
0
BECTON DICKINSON & CO
COM
075887109
1902
8175
SH
DFND
8175
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
17600
55
SH
DFND
55
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
66646
312981
SH
DFND
312981
0
0
BIOGEN INC
COM
09062X103
292
1028
SH
DFND
1028
0
0
BLACK KNIGHT INC
COM
09215C105
32026
367908
SH
DFND
367908
0
0
BLACKSTONE GROUP INC
CL A
09260D107
1621
31050
SH
DFND
31050
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
23778
622292
SH
DFND
622292
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
49279
817364
SH
DFND
817364
0
0
BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
112585104
23790
719612
SH
DFND
719612
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
5937
124672
SH
DFND
124672
0
0
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
216
3899
SH
DFND
3899
0
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
1226
20915
SH
DFND
20915
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
997
18975
SH
DFND
18975
0
0
BROWN & BROWN INC
COM
115236101
235
5200
SH
DFND
5200
0
0
CANNAE HLDGS INC
COM
13765N107
1926
51700
SH
DFND
51700
0
0
CARMAX INC
COM
143130102
56692
616824
SH
DFND
616824
0
0
CATERPILLAR INC
COM
149123101
9121
61150
SH
DFND
61150
0
0
CDK GLOBAL INC
COM
12508E101
1241
28464
SH
DFND
28464
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
48
80000
SH
DFND
80000
0
0
CHARLES SCHWAB CORP
COM
808513105
392
10829
SH
DFND
10829
0
0
CHARTER COMMUNICATIONS
CL A
16119P108
41765
66895
SH
DFND
66895
0
0
CHEVRON CORP
COM
166764100
14097
195796
SH
DFND
195796
0
0
CHUBB LTD
COM
H1467J104
22071
190071
SH
DFND
190071
0
0
CIGNA CORP
COM
125523100
538
3178
SH
DFND
3178
0
0
CISCO SYSTEMS INC
COM
17275R102
6611
167830
SH
DFND
167830
0
0
CLARIVATE PLC
ORD SHS
G21810109
6162
198835
SH
DFND
198835
0
0
COCA COLA CO
COM
191216100
14180
287210
SH
DFND
287210
0
0
COCA-COLA EUROPEAN PARTNERS
SHS
G25839104
32351
833575
SH
DFND
833575
0
0
COGNEX CORP
COM
192422103
1823
28000
SH
DFND
28000
0
0
COGNIZANT TECHNOLOGY
CL A
192446102
2031
29250
SH
DFND
29250
0
0
COLGATE-PALMOLIVE CO
COM
194162103
27783
360111
SH
DFND
360111
0
0
COMCAST CORP
CL A
20030N101
23682
511937
SH
DFND
511937
0
0
COMSCORE INC
COM
20564W105
703
344660
SH
DFND
344660
0
0
CONDUENT INC
COM
206787103
551
173400
SH
DFND
173400
0
0
CONOCOPHILLIPS
COM
20825C104
385
11713
SH
DFND
11713
0
0
CONSOLIDATED EDISON INC
COM
209115104
511
6568
SH
DFND
6568
0
0
CONSTELLIUM SE
CL A SHS
F21107101
20781
2647305
SH
DFND
2647305
0
0
CONYERS PK II ACQUISITION CO
UNIT 99/99/9999
212896203
350
32900
SH
DFND
32900
0
0
CORNING INC
COM
219350105
12229
377330
SH
DFND
377330
0
0
COSTCO WHOLESALE CORP
COM
22160K105
25106
70720
SH
DFND
70720
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
299
24000
SH
DFND
24000
0
0
CULLEN FROST BANKERS
COM
229899109
337
5270
SH
DFND
5270
0
0
CUMMINS INC
COM
231021106
732
3465
SH
DFND
3465
0
0
CVS HEALTH CORP
COM
126650100
232
3971
SH
DFND
3971
0
0
D.R. HORTON INC
COM
23331A109
4766
63012
SH
DFND
63012
0
0
DANAHER CORP
COM
235851102
24396
113295
SH
DFND
113295
0
0
DATA I O CORP
COM
237690102
102
32000
SH
DFND
32000
0
0
DAVITA INC
COM
23918K108
3851
44960
SH
DFND
44960
0
0
DEERE & CO
COM
244199105
9509
42906
SH
DFND
42906
0
0
DELTA AIR LINES
COM
247361702
222
7251
SH
DFND
7251
0
0
DEVON ENERGY CORP
COM
25179M103
171
18040
SH
DFND
18040
0
0
DIAMONDPEAK HOLDINGS CORP
CL A
25280H100
27693
1075445
SH
DFND
1075445
0
0
DISNEY WALT CO
COM DISNEY
254687106
47338
381508
SH
DFND
381508
0
0
DUN & BRADSTREET HOLDING INC
COM
26484T106
210
8200
SH
DFND
8200
0
0
ECOLAB INC
COM
278865100
3125
15638
SH
DFND
15638
0
0
EMERSON ELEC CO
COM
291011104
1759
26829
SH
DFND
26829
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
543
100096
SH
DFND
100096
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
1127
71350
SH
DFND
71350
0
0
ENVIVA PARTNERS LP
COM UNIT
29414J107
223
5550
SH
DFND
5550
0
0
ESSENTIAL UTILTIES INC
COM
29670G102
383
9525
SH
DFND
9525
0
0
ESTEE LAUDER COMPANIES INC
CL A
518439104
502
2300
SH
DFND
2300
0
0
EVERBRIDGE INC
COM
29978A104
369
2935
SH
DFND
2935
0
0
EXICURE INC
COM
30205M101
233
133000
SH
DFND
133000
0
0
EXXON MOBIL CORP
COM
30231G102
7432
216480
SH
DFND
216480
0
0
FACEBOOK INC
CL A
30303M102
1586
6056
SH
DFND
6056
0
0
FEDEX CORP
COM
31428x106
50791
201935
SH
DFND
201935
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
87633
595295
SH
DFND
595295
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
9541
304714
SH
DFND
304714
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
2609
8184
SH
DFND
8184
0
0
FISERV INC
COM
337738108
38226
370944
SH
DFND
370944
0
0
FOLEY TRASIMENE ACQUISTN COR
UNIT 99/99/9999
34431F203
3955
350350
SH
DFND
350350
0
0
FORTIVE CORP
COM
34959J108
10335
135613
SH
DFND
135613
0
0
FRANCO NEV CORP
COM
351858105
31011
222172
SH
DFND
222172
0
0
GENERAL ELECTRIC CO
COM
369604103
384
61701
SH
DFND
61701
0
0
GENERAL MILLS INC
COM
370334104
308
4995
SH
DFND
4995
0
0
GILEAD SCIENCES
COM
375558103
346
5475
SH
DFND
5475
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
105
51900
SH
DFND
51900
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1120
5575
SH
DFND
5575
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
104
159350
SH
DFND
159350
0
0
HCA HEALTHCARE INC
COM
40412C101
8276
66376
SH
DFND
66376
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
6819
165350
SH
DFND
165350
0
0
HENNESSY CAPITAL ACQUISITION CORP
CL A COM
42589C104
3858
346275
SH
DFND
346275
0
0
HOME DEPOT INC
COM
437076102
29002
104432
SH
DFND
104432
0
0
HONEYWELL INTL INC
COM
438516106
9135
55495
SH
DFND
55495
0
0
HOULIHAN LOKEY INC
CL A
441593100
1187
20100
SH
DFND
20100
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
16728
86578
SH
DFND
86578
0
0
INT'L FLAVORS & FRAGRANCES
COM
459506101
21741
177554
SH
DFND
177554
0
0
INTEL CORP
COM
458140100
15986
308721
SH
DFND
308721
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1140
11390
SH
DFND
11390
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
438
3598
SH
DFND
3598
0
0
INTUIT
COM
461202103
943
2892
SH
DFND
2892
0
0
INTUITIVE SURGICAL INC
COM
46120E602
504
710
SH
DFND
710
0
0
IPG PHOTONICS CORP
COM
44980X109
15956
93874
SH
DFND
93874
0
0
JOHNSON & JOHNSON
COM
478160104
26515
178097
SH
DFND
178097
0
0
JPMORGAN CHASE & CO
COM
46625H100
11548
119952
SH
DFND
119952
0
0
KIMBERLY CLARK
COM
494368103
3030
20519
SH
DFND
20519
0
0
KINDER MORGAN INC
COM
49456B101
307
24893
SH
DFND
24893
0
0
KOPIN CORP
COM
500600101
15
11000
SH
DFND
11000
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
34232
201554
SH
DFND
201554
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
24889
132197
SH
DFND
132197
0
0
LAKELAND BANCORP INC
COM
511637100
149
15000
SH
DFND
15000
0
0
LENNAR CORP
CL A
526057104
16435
201217
SH
DFND
201217
0
0
LILLY ELI & CO
COM
532457108
303
2050
SH
DFND
2050
0
0
LOCKHEED MARTIN CORP
COM
539830109
29493
76950
SH
DFND
76950
0
0
LOWES COMPANIES INC
COM
548661107
52755
318069
SH
DFND
318069
0
0
MAG SILVER CORP
COM
55903Q104
2600
159925
SH
DFND
159925
0
0
MARCUS CORP
COM
566330106
78
10100
SH
DFND
10100
0
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
56929
241879
SH
DFND
241879
0
0
MCDONALDS CORP
COM
580135101
694
3160
SH
DFND
3160
0
0
MEDTRONIC PLC
SHS
G5960L103
3559
34248
SH
DFND
34248
0
0
MERCK & CO INC
COM
58933Y105
15835
190898
SH
DFND
190898
0
0
MICROSOFT CORP
COM
594918104
142493
677473
SH
DFND
677473
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
16432
286022
SH
DFND
286022
0
0
NEUROTROPE INC
COM
64129T207
141
127420
SH
DFND
127420
0
0
NEW RESIDENTIAL INVESTMENT
COM
64828T201
332
41800
SH
DFND
41800
0
0
NEWMONT CORPORATION
COM
651639106
2065
32538
SH
DFND
32538
0
0
NEXTERA ENERGY INC
COM
65339F101
1744
6282
SH
DFND
6282
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
38983
650145
SH
DFND
650145
0
0
NIKE INC
CL B
654106103
2380
18960
SH
DFND
18960
0
0
NORTHERN TRUST CORP
COM
665859104
1611
20660
SH
DFND
20660
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
955
10977
SH
DFND
10977
0
0
NUTRIEN LTD
COM
67077M108
1176
29975
SH
DFND
29975
0
0
NVIDIA CORP
COM
67066G104
578
1068
SH
DFND
1068
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
913
7315
SH
DFND
7315
0
0
OAKTREE SPECIALTY LENDING CORP
COM
67401P108
49
10214
SH
DFND
10214
0
0
ORACLE CORP
COM
68389X105
485
8130
SH
DFND
8130
0
0
PACKAGING CORP OF AMERICA
COM
695156109
12048
110485
SH
DFND
110485
0
0
PAN AMERICAN SILVER CORP
COM
697900108
1929
60000
SH
DFND
60000
0
0
PARETEUM CORP
COM
69946T207
14
20408
SH
DFND
20408
0
0
PARK CITY GROUP INC
COM
700215304
1353
274450
SH
DFND
274450
0
0
PAYPAL HLDGS INC
COM
70450Y103
301
1528
SH
DFND
1528
0
0
PCSB FINANCIAL CORPORATION
COM
69324R104
241
20000
SH
DFND
20000
0
0
PEAPACK-GLADSTONE FNL CORP
COM
704699107
361
23799
SH
DFND
23799
0
0
PEPSICO INC
COM
713448108
22980
165801
SH
DFND
165801
0
0
PERKINELMER INC
COM
714046109
9540
76012
SH
DFND
76012
0
0
PFIZER INC
COM
717081103
10742
292704
SH
DFND
292704
0
0
PHILIP MORRIS INTL INC
COM
718172109
3063
40845
SH
DFND
40845
0
0
PHILLIPS 66
COM
718546104
600
11567
SH
DFND
11567
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
1002
9116
SH
DFND
9116
0
0
PROCTER & GAMBLE CO
COM
742718109
9119
65608
SH
DFND
65608
0
0
PROLOGIS INC
COM
74340W103
966
9600
SH
DFND
9600
0
0
PURE CYCLE CORP
COM
746228303
577
64000
SH
DFND
64000
0
0
QUALCOMM INC
COM
747525103
44401
377305
SH
DFND
377305
0
0
QUANTA SERVICES INC
COM
74762E102
11156
211055
SH
DFND
211055
0
0
QUANTERIX CORPORATION
COM
74766Q101
1259
37328
SH
DFND
37328
0
0
QUIDEL CORP
COM
74838J101
100947
460146
SH
DFND
460146
0
0
RANGE RESOURCES CORP
COM
75281A109
78
11750
SH
DFND
11750
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
5929
103033
SH
DFND
103033
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
7414
13245
SH
DFND
13245
0
0
REMARK HOLDINGS INC
COM
75955K102
627
535610
SH
DFND
535610
0
0
REYNOLDS CONSUMER PRODS INC
COM
76171L106
228
7450
SH
DFND
7450
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1260
50076
SH
DFND
50076
0
0
S&P GLOBAL INC
COM
78409V104
3738
10365
SH
DFND
10365
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
96
10200
SH
DFND
10200
0
0
SCHLUMBERGER LTD
COM
806857108
492
31592
SH
DFND
31592
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
321
29000
SH
DFND
29000
0
0
SEAWORLD ENTERTAINMENT INC
COM
81282V100
247
12502
SH
DFND
12502
0
0
SERVICENOW INC
COM
81762P102
25677
52942
SH
DFND
52942
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
526
28810
SH
DFND
28810
0
0
SILK ROAD MED INC
COM
82710M100
8416
125215
SH
DFND
125215
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
243
11000
SH
DFND
11000
0
0
SMILEDIRECTCLUB INC
CL A
83192H106
775
66323
SH
DFND
66323
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
598
254650
SH
DFND
254650
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
681
3845
SH
DFND
3845
0
0
SPOTIFY TECHNOLOGY SA
SHS
L8681T102
950
3915
SH
DFND
3915
0
0
SPROTT INC
COM
852066208
5681
166405
SH
DFND
166405
0
0
SPROTT PHYSICAL SILVER TRUST
TR UNIT
85207K107
1654
200000
SH
DFND
200000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
7559
46604
SH
DFND
46604
0
0
STERICYCLE INC
COM
858912108
987
15647
SH
DFND
15647
0
0
STRYKER CORP
COM
863667101
477
2291
SH
DFND
2291
0
0
SURGERY PARTNERS INC
COM
86881A100
460
21000
SH
DFND
21000
0
0
SYSCO CORP
COM
871829107
37935
609699
SH
DFND
609699
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
387
15733
SH
DFND
15733
0
0
TELEFLEX INC
COM
879369106
1117
3280
SH
DFND
3280
0
0
THE BANK OF NEW YORK MELLON CORP
COM
064058100
16412
477917
SH
DFND
477917
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6417
14534
SH
DFND
14534
0
0
TJX COMPANIES INC
COM
872540109
26635
478623
SH
DFND
478623
0
0
TOLL BROTHERS INC
COM
889478103
262
5375
SH
DFND
5375
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
524
66600
SH
DFND
66600
0
0
UGI CORP
COM
902681105
21308
646084
SH
DFND
646084
0
0
UNION PACIFIC CORP
COM
907818108
8459
42969
SH
DFND
42969
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1360
4363
SH
DFND
4363
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
1512
26533
SH
DFND
26533
0
0
US BANCORP DEL
COM
902973304
1818
50709
SH
DFND
50709
0
0
VALLEY NATL BANCORP
COM
919794107
240
35000
SH
DFND
35000
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
2203
12807
SH
DFND
12807
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1580
26552
SH
DFND
26552
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
466
1713
SH
DFND
1713
0
0
VIACOMCBS INC
CL B
92556H206
608
21706
SH
DFND
21706
0
0
VIRNETX HOLDING CORP
COM
92823T108
4564
866050
SH
DFND
866050
0
0
VISA INC
CL A
92826C839
5693
28469
SH
DFND
28469
0
0
VISTRA CORP
COM
92840M102
302
16001
SH
DFND
16001
0
0
WALMART INC
COM
931142103
979
7000
SH
DFND
7000
0
0
WELLS FARGO CO
COM
949746101
329
13980
SH
DFND
13980
0
0
WELLTOWER INC
COM
95040Q104
8225
149304
SH
DFND
149304
0
0
WESTERN MIDSTREAM PARTNERS LP
COM UNIT LP INT
958669103
433
54100
SH
DFND
54100
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
2110
43000
SH
DFND
43000
0
0
WHITE MOUNTAINS INSURANCE
COM
G9618E107
28228
36236
SH
DFND
36236
0
0
WILEY JOHN & SONS INC
CL B
968223305
631
20000
SH
DFND
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
16405
517343
SH
DFND
517343
0
0
WORKHORSE GROUP INC
COM
98138J206
23500
929580
SH
DFND
929580
0
0
XENCOR INC
COM
98401F105
413
10650
SH
DFND
10650
0
0
XPO LOGISTICS INC
COM
983793100
1133
13385
SH
DFND
13385
0
0
XYLEM INC
COM
98419M100
886
10537
SH
DFND
10537
0
0
YIELD10 BIOSCIENCE INC
COM
98585K862
724
93125
SH
DFND
93125
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
7063
51884
SH
DFND
51884
0
0
ZOOM VIDEO COMMUNICATIONS INC
CL A
98980L101
623
1325
SH
DFND
1325
0
0
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
552
40000
SH
DFND
40000
0
0
ISHARES TR
S&P 100 ETF
464287101
273
1753
SH
DFND
1753
0
0
PERTH MINT PHYSICAL GOLD ETF
UNIT
715426102
1128
60000
SH
DFND
60000
0
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
11826
785790
SH
DFND
785790
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
9814
535100
SH
DFND
535100
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
505
9125
SH
DFND
9125
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
348
1130
SH
DFND
1130
0
0
EXICURE INC
COM
30205M101
88
50000
SH
DFND
50000
0
0
WORKHORSE GROUP INC
COM
98138J206
4952
195882
SH
DFND
195882
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
1358
39986
SH
DFND
39986
0
0
BRISTOL MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
967
429835
SH
DFND
429835
0
0
BEAM GLOBAL
*W EXP 04/15/202
07373B117
92
15075
SH
DFND
15075
0
0