Chief Compliance Officer

0000950123-18-010522.txt : 20181105 0000950123-18-010522.hdr.sgml : 20181105 20181105143821 ACCESSION NUMBER: 0000950123-18-010522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 EFFECTIVENESS DATE: 20181105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 181159666 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000016972 XXXXXXXX 09-30-2018 09-30-2018 CANNELL PETER B & CO INC

545 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-01221 N Neal Muroff Chief Compliance Officer 212 752 5255 /s/ Neal Muroff New York NY 11-05-2018 3 252 2826482 false 1 28-10208 Richmond Enterprises Inc. 2 28-10207 New York Community Bank 3 28-10200 New York Community Bancorp Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M COMPANY COM 88579Y101 8028 38100 SH DFND 1,2,3 38100 0 0 ABBOTT LABORATORIES COM 002824100 49540 675298 SH DFND 1,2,3 675298 0 0 ABBVIE INC COM 00287Y109 41956 443606 SH DFND 1,2,3 443606 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 25595 1115239 SH DFND 1,2,3 1115239 0 0 AFLAC INC COM 001055102 4636 98492 SH DFND 1,2,3 98492 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 3739 48485 SH DFND 1,2,3 48485 0 0 AGNICO EAGLE MINES LTD COM 008474108 4276 125025 SH DFND 1,2,3 125025 0 0 AIR LEASE CORP CL A 00912X302 71457 1557474 SH DFND 1,2,3 1557474 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 860 5150 SH DFND 1,2,3 5150 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 925 5615 SH DFND 1,2,3 5615 0 0 ALLEGHANY CORP DEL COM 017175100 4106 6292 SH DFND 1,2,3 6292 0 0 ALLERGAN PLC SHS G0177J108 6115 32105 SH DFND 1,2,3 32105 0 0 ALPHABET INC CAP STK CL A 02079K305 12389 10264 SH DFND 1,2,3 10264 0 0 ALPHABET INC CAP STK CL C 02079K107 73230 61359 SH DFND 1,2,3 61359 0 0 ALTRIA GROUP INC COM 02209S103 2280 37804 SH DFND 1,2,3 37804 0 0 AMAZON COM INC COM 023135106 3521 1758 SH DFND 1,2,3 1758 0 0 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 389 61200 SH DFND 1,2,3 61200 0 0 AMERIGAS PARTNERS LP UNIT L P INT 030975106 9579 242445 SH DFND 1,2,3 242445 0 0 AMGEN INC COM 031162100 1790 8635 SH DFND 1,2,3 8635 0 0 ANALOG DEVICES INC COM 032654105 8146 88100 SH DFND 1,2,3 88100 0 0 AON PLC SHS CL A G0408V102 450 2925 SH DFND 1,2,3 2925 0 0 APPLE INC COM 037833100 79308 351326 SH DFND 1,2,3 351326 0 0 AQUA AMERICA INC COM 03836W103 370 10039 SH DFND 1,2,3 10039 0 0 AT&T INC COM 00206R102 1146 34129 SH DFND 1,2,3 34129 0 0 AUTOMATIC DATA PROCESSING COM 053015103 13633 90488 SH DFND 1,2,3 90488 0 0 AV HOMES INC COM 00234P102 353 17662 SH DFND 1,2,3 17662 0 0 AVEO PHARMACEUTICALS INC COM 053588109 99 30000 SH DFND 1,2,3 30000 0 0 BALL CORP COM 058498106 16106 366135 SH DFND 1,2,3 366135 0 0 BAXTER INTERNATIONAL INC COM 071813109 5399 70030 SH DFND 1,2,3 70030 0 0 BECTON DICKINSON & CO COM 075887109 2134 8175 SH DFND 1,2,3 8175 0 0 BERKSHIRE HATHAWAY INC CL A 084670108 18880 59 SH DFND 1,2,3 59 0 0 BERKSHIRE HATHAWAY INC CL B 084670702 71784 335267 SH DFND 1,2,3 335267 0 0 BLACK KNIGHT INC COM 09215C105 57090 1098938 SH DFND 1,2,3 1098938 0 0 BLACKROCK INC COM 09247X101 705 1495 SH DFND 1,2,3 1495 0 0 BOEING CO COM 097023105 1023 2750 SH DFND 1,2,3 2750 0 0 BOSTON SCIENTIFIC CORP COM 101137107 50466 1310810 SH DFND 1,2,3 1310810 0 0 BP PLC SPONSORED ADR 055622104 519 11250 SH DFND 1,2,3 11250 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1436 23134 SH DFND 1,2,3 23134 0 0 BROADCOM INC COM 11135F101 50746 205675 SH DFND 1,2,3 205675 0 0 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 56242 1263015 SH DFND 1,2,3 1263015 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP INT UNIT G16252101 6334 158839 SH DFND 1,2,3 158839 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 13479 644000 SH DFND 1,2,3 644000 0 0 BRUNSWICK CORPORATION COM 117043109 44465 663460 SH DFND 1,2,3 663460 0 0 CARMAX INC COM 143130102 12783 171198 SH DFND 1,2,3 171198 0 0 CATERPILLAR INC COM 149123101 1472 9650 SH DFND 1,2,3 9650 0 0 CBS CORPORATION CL B 124857202 18194 316692 SH DFND 1,2,3 316692 0 0 CDK GLOBAL INC COM 12508E101 1798 28734 SH DFND 1,2,3 28734 0 0 CEDAR FAIR LP DEPOSITRY UNIT 150185106 1228 23575 SH DFND 1,2,3 23575 0 0 CELGENE CORP COM 151020104 102748 1148151 SH DFND 1,2,3 1148151 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 351 219283 SH DFND 1,2,3 219283 0 0 CENTURYLINK INC COM 156700106 6655 313904 SH DFND 1,2,3 313904 0 0 CHEVRON CORP COM 166764100 13602 111236 SH DFND 1,2,3 111236 0 0 CHUBB LTD COM H1467J104 29576 221312 SH DFND 1,2,3 221312 0 0 CISCO SYSTEMS INC COM 17275R102 10046 206490 SH DFND 1,2,3 206490 0 0 CITIGROUP INC COM 172967424 5737 79970 SH DFND 1,2,3 79970 0 0 COCA COLA CO COM 191216100 14044 304051 SH DFND 1,2,3 304051 0 0 COGNEX CORP COM 192422103 279 5000 SH DFND 1,2,3 5000 0 0 COGNIZANT TECHNOLOGY CL A 192446102 19681 255095 SH DFND 1,2,3 255095 0 0 COLGATE PALMOLIVE CO COM 194162103 22528 336486 SH DFND 1,2,3 336486 0 0 COLUMBIA FINL INC COM 197641103 752 45000 SH DFND 1,2,3 45000 0 0 COMCAST CORP CL A 20030N101 18841 532078 SH DFND 1,2,3 532078 0 0 COMSCORE INC COM 20564W105 6382 350103 SH DFND 1,2,3 350103 0 0 CONCHO RES INC COM 20605P101 429 2807 SH DFND 1,2,3 2807 0 0 CONOCOPHILLIPS COM 20825C104 1001 12931 SH DFND 1,2,3 12931 0 0 CONSOLIDATED EDISON INC COM 209115104 478 6268 SH DFND 1,2,3 6268 0 0 CONSTELLIUM NV CL A N22035104 515 41725 SH DFND 1,2,3 41725 0 0 CONTINENTAL RESOURCES INC COM 212015101 44011 644570 SH DFND 1,2,3 644570 0 0 COSTCO WHOLESALE CORP COM 22160K105 17487 74451 SH DFND 1,2,3 74451 0 0 CULLEN FROST BANKERS INC COM 229899109 550 5270 SH DFND 1,2,3 5270 0 0 CUMMINS INC COM 231021106 852 5835 SH DFND 1,2,3 5835 0 0 CVS HEALTH CORP COM 126650100 264 3350 SH DFND 1,2,3 3350 0 0 CYPRESS SEMICONDUCTOR CORP COM 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HORTON INC COM 23331A109 2990 70875 SH DFND 1,2,3 70875 0 0 DANAHER CORP COM 235851102 13719 126252 SH DFND 1,2,3 126252 0 0 DATA I O CORP COM 237690102 167 32000 SH DFND 1,2,3 32000 0 0 DAVITA INC COM 23918K108 4883 68170 SH DFND 1,2,3 68170 0 0 DEERE & CO COM 244199105 1070 7121 SH DFND 1,2,3 7121 0 0 DELTA AIR LINES COM 247361702 68238 1179975 SH DFND 1,2,3 1179975 0 0 DEVON ENERGY CORP COM 25179M103 907 22697 SH DFND 1,2,3 22697 0 0 DISNEY WALT CO COM DISNEY 254687106 41153 351913 SH DFND 1,2,3 351913 0 0 DOWDUPONT INC COM 26078J100 394 6126 SH DFND 1,2,3 6126 0 0 ECOLAB INC COM 278865100 2150 13712 SH DFND 1,2,3 13712 0 0 ELBIT SYS LTD ORD M3760D101 759 6050 SH DFND 1,2,3 6050 0 0 EMERSON ELEC CO COM 291011104 2039 26629 SH DFND 1,2,3 26629 0 0 ENCANA CORP COM 292505104 1434 109347 SH DFND 1,2,3 109347 0 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 502 28800 SH DFND 1,2,3 28800 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 222 13500 SH DFND 1,2,3 13500 0 0 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 916 31875 SH DFND 1,2,3 31875 0 0 EOG RESOURCES INC COM 26875P101 430 3373 SH DFND 1,2,3 3373 0 0 EQT CORPORATION COM 26884L109 7996 180775 SH DFND 1,2,3 180775 0 0 LAUDER ESTEE COMPANIES INC CL A 518439104 1017 7000 SH DFND 1,2,3 7000 0 0 EVERBRIDGE INC COM 29978A104 244 4240 SH DFND 1,2,3 4240 0 0 EVINE LIVE INC CL A 300487105 58 50000 SH DFND 1,2,3 50000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 12218 128594 SH DFND 1,2,3 128594 0 0 EXXON MOBIL CORP COM 30231G102 30510 358861 SH DFND 1,2,3 358861 0 0 FACEBOOK INC CL A 30303M102 1030 6265 SH DFND 1,2,3 6265 0 0 FEDEX CORP COM 31428x106 35667 148124 SH DFND 1,2,3 148124 0 0 FIDELITY NATIONAL INFORMATION COM 31620M106 27060 248100 SH DFND 1,2,3 248100 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 12498 317604 SH DFND 1,2,3 317604 0 0 FIRST CITIZENS BANCSHARES INC CL A 31946M103 2529 5592 SH DFND 1,2,3 5592 0 0 FORTIVE CORP COM 34959J108 10504 124747 SH DFND 1,2,3 124747 0 0 FRANCO NEVADA CORP COM 351858105 16576 265000 SH DFND 1,2,3 265000 0 0 GENERAL ELECTRIC CO COM 369604103 783 69390 SH DFND 1,2,3 69390 0 0 GENERAL MILLS INC COM 370334104 214 4995 SH DFND 1,2,3 4995 0 0 GILEAD SCIENCES COM 375558103 3766 48780 SH DFND 1,2,3 48780 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 6208 433250 SH DFND 1,2,3 433250 0 0 GOLDCORP INC COM 380956409 457 44770 SH DFND 1,2,3 44770 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2390 10660 SH DFND 1,2,3 10660 0 0 GRAINGER W W INC COM 384802104 206 575 SH DFND 1,2,3 575 0 0 HALLADOR ENERGY COMPANY COM 40609P105 991 159350 SH DFND 1,2,3 159350 0 0 HANESBRANDS INC COM 410345102 4047 219564 SH DFND 1,2,3 219564 0 0 HCA HEALTHCARE INC COM 40412C101 11979 86108 SH DFND 1,2,3 86108 0 0 HD SUPPLY HOLDINGS INC COM 40416M105 32527 760145 SH DFND 1,2,3 760145 0 0 HESS CORP COM 42809H107 365 5100 SH DFND 1,2,3 5100 0 0 HOME DEPOT INC COM 437076102 21544 104001 SH DFND 1,2,3 104001 0 0 HONEYWELL INTL INC COM 438516106 8021 48204 SH DFND 1,2,3 48204 0 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494368103 16770 147570 SH DFND 1,2,3 147570 0 0 KINDER MORGAN INC COM 49456B101 467 26344 SH DFND 1,2,3 26344 0 0 KKR & CO INC CL A 48251W104 46701 1712525 SH DFND 1,2,3 1712525 0 0 KOPIN CORP COM 500600101 27 11000 SH DFND 1,2,3 11000 0 0 KRAFT HEINZ CO COM 500754106 1437 26079 SH DFND 1,2,3 26079 0 0 LABORATORY CORP AMERICA HLDGS COM 50540R409 23266 133959 SH DFND 1,2,3 133959 0 0 LENNAR CORP CL A 526057104 25879 554266 SH DFND 1,2,3 554266 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 895 10616 SH DFND 1,2,3 10616 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 249 5726 SH DFND 1,2,3 5726 0 0 LILLY ELI & CO COM 532457108 1045 9735 SH DFND 1,2,3 9735 0 0 LOCKHEED MARTIN CORP COM 539830109 25922 74929 SH DFND 1,2,3 74929 0 0 LOWES COMPANIES INC COM 548661107 54176 471830 SH DFND 1,2,3 471830 0 0 MARCUS CORP COM 566330106 425 10100 SH DFND 1,2,3 10100 0 0 MARKEL CORP COM 570535104 713 600 SH DFND 1,2,3 600 0 0 MARTIN MARIETTA MATERIALS INC COM 573284106 19682 108175 SH DFND 1,2,3 108175 0 0 MASTERCARD INC CL A 57636Q104 1636 7350 SH DFND 1,2,3 7350 0 0 MATADOR RESOURCES COMPANY COM 576485205 2057 62250 SH DFND 1,2,3 62250 0 0 MCDONALDS CORP COM 580135101 782 4673 SH DFND 1,2,3 4673 0 0 MEDTRONIC PLC SHS G5960L103 3769 38318 SH DFND 1,2,3 38318 0 0 MERCK & CO INC COM 58933Y105 23337 328962 SH DFND 1,2,3 328962 0 0 MERRIMACK PHARMACEUTICALS COM 590328209 402 75367 SH DFND 1,2,3 75367 0 0 MFA FINANCIAL INC COM 55272X102 192 26100 SH DFND 1,2,3 26100 0 0 MICRON TECHNOLOGY INC COM 595112103 9256 204650 SH DFND 1,2,3 204650 0 0 MICROSOFT CORP COM 594918104 109846 960445 SH DFND 1,2,3 960445 0 0 MONDELEZ INTERNATIONAL INC CL A 609207105 17052 396924 SH DFND 1,2,3 396924 0 0 MYND ANALYTICS INC COM 62857N202 32 20000 SH DFND 1,2,3 20000 0 0 NEUROTROPE INC COM 64129T207 2474 280793 SH DFND 1,2,3 280793 0 0 NEWFIELD EXPLORATION CO COM 651290108 799 27727 SH DFND 1,2,3 27727 0 0 NEWMONT MINING CORPORATION COM 651639106 730 24160 SH DFND 1,2,3 24160 0 0 NEXTERA ENERGY 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354800 0 0 RANGE RESOURCES CORP COM 75281A109 200 11750 SH DFND 1,2,3 11750 0 0 RAYTHEON CO COM 755111507 9372 45350 SH DFND 1,2,3 45350 0 0 REGENERON PHARMACEUTICALS COM 75886F107 18530 45863 SH DFND 1,2,3 45863 0 0 RELX PLC SPONSORED ADR 759530108 666 31825 SH DFND 1,2,3 31825 0 0 REMARK HOLDINGS INC COM 75955K102 1023 320627 SH DFND 1,2,3 320627 0 0 RING ENERGY INC COM 76680V108 22173 2237475 SH DFND 1,2,3 2237475 0 0 RIO TINTO PLC SPONSORED ADR 767204100 995 19500 SH DFND 1,2,3 19500 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 36037 528866 SH DFND 1,2,3 528866 0 0 S&P GLOBAL INC COM 78409V104 2093 10710 SH DFND 1,2,3 10710 0 0 SCHLUMBERGER LTD COM 806857108 13736 225470 SH DFND 1,2,3 225470 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1351 69342 SH DFND 1,2,3 69342 0 0 SIMPLY GOOD FOODS CO COM 82900L102 311 16000 SH DFND 1,2,3 16000 0 0 SITO MOBILE LTD COM 82988R203 1732 972995 SH DFND 1,2,3 972995 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1380 270150 SH DFND 1,2,3 270150 0 0 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