0000950123-18-001650.txt : 20180213
0000950123-18-001650.hdr.sgml : 20180213
20180213102638
ACCESSION NUMBER: 0000950123-18-001650
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
EFFECTIVENESS DATE: 20180213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 18600478
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
12-31-2017
12-31-2017
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
02-13-2018
3
251
2905162
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
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form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
8370
35560
SH
DFND
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0
0
ABBOTT LABORATORIES
COM
002824100
58612
1027028
SH
DFND
1,2,3
1027028
0
0
ABBVIE INC
COM
00287Y109
49862
515580
SH
DFND
1,2,3
515580
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
29356
1120439
SH
DFND
1,2,3
1120439
0
0
AFLAC INC
COM
001055102
4578
52154
SH
DFND
1,2,3
52154
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
200
2990
SH
DFND
1,2,3
2990
0
0
AGNICO EAGLE MINES LTD
COM
008474108
5774
125025
SH
DFND
1,2,3
125025
0
0
AGRIUM INC
COM
008916108
13971
121485
SH
DFND
1,2,3
121485
0
0
AIR LEASE CORP
CL A
00912X302
31625
657619
SH
DFND
1,2,3
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0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
853
5200
SH
DFND
1,2,3
5200
0
0
ALLEGHANY CORP DEL
COM
017175100
3946
6620
SH
DFND
1,2,3
6620
0
0
ALLERGAN PLC
SHS
G0177J108
5506
33660
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DFND
1,2,3
33660
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0
ALPHABET INC
CAP STK CL A
02079K305
11210
10642
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ALPHABET INC
CAP STK CL C
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0
ALTRIA GROUP INC
COM
02209S103
2650
37104
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AMAZON COM INC
COM
023135106
1918
1640
SH
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0
AMERICAN ELECTRIC POWER INC
COM
025537101
212
2881
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AMERICAN MIDSTREAM PARTNERS
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02752P100
458
34300
SH
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AMERIGAS PARTNERS LP
UNIT LP INT
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11691
252895
SH
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AMGEN INC
COM
031162100
1510
8685
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ANALOG DEVICES INC
COM
032654105
1010
11350
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ANHEUSER BUSCH INBEV SA/NV
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03524A108
240
2150
SH
DFND
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0
AON PLC
SHS CL A
G0408V102
422
3150
SH
DFND
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3150
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0
APPLE INC
COM
037833100
75911
448569
SH
DFND
1,2,3
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0
AQUA AMERICA INC
COM
03836W103
517
13175
SH
DFND
1,2,3
13175
0
0
AT&T INC
COM
00206R102
1458
37498
SH
DFND
1,2,3
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0
0
AUTOMATIC DATA PROCESSING
COM
053015103
10504
89636
SH
DFND
1,2,3
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0
AVEO PHARMACEUTICALS INC
COM
053588109
307
109875
SH
DFND
1,2,3
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0
0
BALL CORP
COM
058498106
18888
499027
SH
DFND
1,2,3
499027
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0
BAXTER INTERNATIONAL INC
COM
071813109
4739
73310
SH
DFND
1,2,3
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0
0
BECTON DICKINSON & CO
COM
075887109
1750
8175
SH
DFND
1,2,3
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0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
18154
61
SH
DFND
1,2,3
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0
0
BERKSHIRE HATHAWAY INC DEL
CL B
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68774
346959
SH
DFND
1,2,3
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0
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BLACK KNIGHT INC
COM
09215C105
46090
1043935
SH
DFND
1,2,3
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BOEING CO
COM
097023105
936
3175
SH
DFND
1,2,3
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BP PLC
SPONSORED ADR
055622104
481
11450
SH
DFND
1,2,3
11450
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1601
26119
SH
DFND
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BROADCOM LIMITED
SHS
Y09827109
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224525
SH
DFND
1,2,3
224525
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BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
62027
1424605
SH
DFND
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BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
6814
152057
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DFND
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BRUNSWICK CORPORATION
COM
117043109
41890
758605
SH
DFND
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0
CARMAX INC
COM
143130102
11548
180073
SH
DFND
1,2,3
180073
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0
CATERPILLAR INC
COM
149123101
3896
24725
SH
DFND
1,2,3
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0
0
CBS CORPORATION
CL B
124857202
24608
417077
SH
DFND
1,2,3
417077
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0
CDK GLOBAL INC
COM
12508E101
2048
28734
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DFND
1,2,3
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CEDAR FAIR LP
DEPOSITRY UNIT
150185106
7326
112730
SH
DFND
1,2,3
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0
CELGENE CORP
COM
151020104
164822
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DFND
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CELGENE CORP
RIGHT 12/31/2030
151020112
324
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DFND
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CENTRAL FUND OF CANADA LTD
CL A
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SH
DFND
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318100
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CERUS CORPORATION
COM
157085101
355
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SH
DFND
1,2,3
105000
0
0
CHEVRON CORP
COM
166764100
6897
55089
SH
DFND
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55089
0
0
CHUBB LTD
COM
H1467J104
37038
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DFND
1,2,3
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0
CISCO SYSTEMS INC
COM
17275R102
8335
217629
SH
DFND
1,2,3
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0
0
COCA COLA CO
COM
191216100
14709
320597
SH
DFND
1,2,3
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0
0
COCA-COLA EUROPEAN PARTNERS
SHS
G25839104
5967
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SH
DFND
1,2,3
149725
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0
COGNEX CORP
COM
192422103
703
11500
SH
DFND
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COGNIZANT TECHNOLOGY SOLUTIONS
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192446102
47385
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SH
DFND
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0
COLGATE PALMOLIVE CO
COM
194162103
26686
353688
SH
DFND
1,2,3
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0
0
COLONY NORTHSTAR INC
CL A COM
19625W104
42964
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SH
DFND
1,2,3
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0
0
COMCAST CORP
CL A
20030N101
27033
674969
SH
DFND
1,2,3
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0
0
COMMSCOPE HOLDING CO
COM
20337X109
12359
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SH
DFND
1,2,3
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CONCHO RES INC
COM
20605P101
393
2617
SH
DFND
1,2,3
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0
CONOCOPHILLIPS
COM
20825C104
743
13531
SH
DFND
1,2,3
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0
CONSOLIDATED EDISON INC
COM
209115104
532
6268
SH
DFND
1,2,3
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0
0
CONSTELLIUM NV
CL A
N22035104
538
48225
SH
DFND
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0
COSTCO WHOLESALE CORP
COM
22160K105
14218
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DFND
1,2,3
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COTY INC
COM CL A
222070203
8645
434655
SH
DFND
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CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
335
13000
SH
DFND
1,2,3
13000
0
0
CULLEN FROST BANKERS INC
COM
229899109
593
6270
SH
DFND
1,2,3
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0
0
CUMMINS INC
COM
231021106
1062
6015
SH
DFND
1,2,3
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0
0
CVS HEALTH CORP
COM
126650100
318
4390
SH
DFND
1,2,3
4390
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
5041
330800
SH
DFND
1,2,3
330800
0
0
D.R. HORTON INC
COM
23331A109
1794
35125
SH
DFND
1,2,3
35125
0
0
DANAHER CORP DEL
COM
235851102
11814
127275
SH
DFND
1,2,3
127275
0
0
DAVITA INC
COM
23918K108
5446
75375
SH
DFND
1,2,3
75375
0
0
DEERE & CO
COM
244199105
1116
7133
SH
DFND
1,2,3
7133
0
0
DELTA AIR LINES
COM
247361702
81778
1460325
SH
DFND
1,2,3
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0
DEVON ENERGY CORP
COM
25179M103
1029
24862
SH
DFND
1,2,3
24862
0
0
DISNEY WALT CO
COM DISNEY
254687106
36524
339731
SH
DFND
1,2,3
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0
0
DOVER CORPORATION
COM
260003108
2521
24962
SH
DFND
1,2,3
24962
0
0
DOWDUPONT INC
COM
26078J100
499
7007
SH
DFND
1,2,3
7007
0
0
ECOLAB INC
COM
278865100
1766
13165
SH
DFND
1,2,3
13165
0
0
ELBIT SYS LTD
ORD
M3760D101
900
6755
SH
DFND
1,2,3
6755
0
0
EMERSON ELEC CO
COM
291011104
1907
27358
SH
DFND
1,2,3
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0
0
ENCANA CORP
COM
292505104
1674
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SH
DFND
1,2,3
125607
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
497
28800
SH
DFND
1,2,3
28800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
238
13500
SH
DFND
1,2,3
13500
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
877
33075
SH
DFND
1,2,3
33075
0
0
EOG RESOURCES INC
COM
26875P101
336
3110
SH
DFND
1,2,3
3110
0
0
EQT CORPORATION
COM
26884L109
9819
172500
SH
DFND
1,2,3
172500
0
0
EVINE LIVE INC
CL A
300487105
70
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDS CO
COM
30219G108
11720
157021
SH
DFND
1,2,3
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0
0
EXXON MOBIL CORP
COM
30231G102
31189
372893
SH
DFND
1,2,3
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0
0
FACEBOOK INC
CL A
30303M102
2552
14465
SH
DFND
1,2,3
14465
0
0
FEDEX CORP
COM
31428x106
38878
155798
SH
DFND
1,2,3
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0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
24558
261001
SH
DFND
1,2,3
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0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
17639
449513
SH
DFND
1,2,3
449513
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
1489
3695
SH
DFND
1,2,3
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0
0
FIRST MERCHANTS CORP
COM
320817109
421
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
786
60900
SH
DFND
1,2,3
60900
0
0
FORTIVE CORP
COM
34959J108
9148
126447
SH
DFND
1,2,3
126447
0
0
FRANCO NEV CORP
COM
351858105
18648
233250
SH
DFND
1,2,3
233250
0
0
GASLOG PARTNERS LP
UNIT LTD PTNRP
Y2687W108
2456
99225
SH
DFND
1,2,3
99225
0
0
GENERAL ELECTRIC CO
COM
369604103
4682
268286
SH
DFND
1,2,3
268286
0
0
GENERAL MILLS INC
COM
370334104
409
6895
SH
DFND
1,2,3
6895
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
42
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
3649
50930
SH
DFND
1,2,3
50930
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
25720
1128075
SH
DFND
1,2,3
1128075
0
0
GOLDCORP INC
COM
380956409
572
44770
SH
DFND
1,2,3
44770
0
0
GRAMERCY PROPERTY TRUST
COM
385002308
16140
605419
SH
DFND
1,2,3
605419
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
970
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
352
7210
SH
DFND
1,2,3
7210
0
0
HANESBRANDS INC
COM
410345102
5251
251139
SH
DFND
1,2,3
251139
0
0
HARRIS CORP
COM
413875105
204
1439
SH
DFND
1,2,3
1439
0
0
HCA HEALTHCARE INC
COM
40412C101
9862
112278
SH
DFND
1,2,3
112278
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
71177
1778098
SH
DFND
1,2,3
1778098
0
0
HESS CORP
COM
42809H107
242
5100
SH
DFND
1,2,3
5100
0
0
HOME DEPOT INC
COM
437076102
20382
107538
SH
DFND
1,2,3
107538
0
0
HONEYWELL INTL INC
COM
438516106
8400
54775
SH
DFND
1,2,3
54775
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
7772
46579
SH
DFND
1,2,3
46579
0
0
INGREDION INC
COM
457187102
545
3900
SH
DFND
1,2,3
3900
0
0
INTEL CORP
COM
458140100
13581
294210
SH
DFND
1,2,3
294210
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1269
17990
SH
DFND
1,2,3
17990
0
0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
497
3242
SH
DFND
1,2,3
3242
0
0
INTUIT INC
COM
461202103
456
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
35835
167350
SH
DFND
1,2,3
167350
0
0
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
249
6509
SH
DFND
1,2,3
6509
0
0
JELD-WEN HLDG INC
COM
47580P103
53626
1362112
SH
DFND
1,2,3
1362112
0
0
JOHNSON & JOHNSON CO
COM
478160104
28600
204698
SH
DFND
1,2,3
204698
0
0
JPMORGAN CHASE & CO
COM
46625h100
9689
90606
SH
DFND
1,2,3
90606
0
0
KIMBERLY CLARK
COM
494368103
17850
147936
SH
DFND
1,2,3
147936
0
0
KINDER MORGAN INC
COM
49456B101
478
26444
SH
DFND
1,2,3
26444
0
0
KOPIN CORP
COM
500600101
35
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
4316
55506
SH
DFND
1,2,3
55506
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
22472
140879
SH
DFND
1,2,3
140879
0
0
LENNAR CORP
CL A
526057104
10811
170955
SH
DFND
1,2,3
170955
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
904
10616
SH
DFND
1,2,3
10616
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1305
38561
SH
DFND
1,2,3
38561
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
265
6676
SH
DFND
1,2,3
6676
0
0
LILLY ELI & CO
COM
532457108
831
9835
SH
DFND
1,2,3
9835
0
0
LOCKHEED MARTIN CORP
COM
539830109
23311
72609
SH
DFND
1,2,3
72609
0
0
LOWES COMPANIES INC
COM
548661107
4574
49215
SH
DFND
1,2,3
49215
0
0
M&T BANK CORP
COM
55261F104
231
1352
SH
DFND
1,2,3
1352
0
0
MARCUS CORP
COM
566330106
276
10100
SH
DFND
1,2,3
10100
0
0
MARKEL CORP
COM
570535104
1401
1230
SH
DFND
1,2,3
1230
0
0
MASTERCARD INC
CL A
57636Q104
1120
7400
SH
DFND
1,2,3
7400
0
0
MATADOR RESOURCES COMPANY
COM
576485205
1844
59225
SH
DFND
1,2,3
59225
0
0
MCDONALDS CORP
COM
580135101
822
4774
SH
DFND
1,2,3
4774
0
0
MEDTRONIC PLC
SHS
G5960L103
3248
40218
SH
DFND
1,2,3
40218
0
0
MERCK & CO INC
COM
58933Y105
12528
222641
SH
DFND
1,2,3
222641
0
0
MERIDIAN BANCORP INC
COM
58958U103
5337
259095
SH
DFND
1,2,3
259095
0
0
MERRIMACK PHARMACEUTICALS
COM
590328209
774
75467
SH
DFND
1,2,3
75467
0
0
MICRON TECHNOLOGY INC
COM
595112103
7718
187700
SH
DFND
1,2,3
187700
0
0
MICROSOFT CORP
COM
594918104
100675
1176930
SH
DFND
1,2,3
1176930
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
16121
376669
SH
DFND
1,2,3
376669
0
0
MYND ANALYTICS INC
COM
62857N202
68
20000
SH
DFND
1,2,3
20000
0
0
NEUROTROPE INC
COM
64129T207
1670
237193
SH
DFND
1,2,3
237193
0
0
NEWELL BRANDS INC
COM
651229106
827
26775
SH
DFND
1,2,3
26775
0
0
NEWFIELD EXPLORATION CO
COM
651290108
984
31202
SH
DFND
1,2,3
31202
0
0
NEWMONT MINING CORPORATION
COM
651639106
817
21780
SH
DFND
1,2,3
21780
0
0
NEXTERA ENERGY INC
COM
65339F101
1005
6432
SH
DFND
1,2,3
6432
0
0
NIKE INC
CL B
654106103
53634
857455
SH
DFND
1,2,3
857455
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
52142
1042830
SH
DFND
1,2,3
1042830
0
0
NORTHERN TRUST CORP
COM
665859104
2064
20660
SH
DFND
1,2,3
20660
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1855
22097
SH
DFND
1,2,3
22097
0
0
OHR PHARMACEUTICAL INC
COM
67778H200
915
491858
SH
DFND
1,2,3
491858
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
1246
303971
SH
DFND
1,2,3
303971
0
0
ORACLE CORP
COM
68389X105
819
17325
SH
DFND
1,2,3
17325
0
0
ORBCOMM INC
COM
68555P100
509
50000
SH
DFND
1,2,3
50000
0
0
PACKAGING CORP OF AMERICA
COM
695156109
11535
95685
SH
DFND
1,2,3
95685
0
0
PARETEUM CORP
COM
69946T207
359
173665
SH
DFND
1,2,3
173665
0
0
PARK CITY GROUP INC
COM
700215304
5761
603292
SH
DFND
1,2,3
603292
0
0
PCSB FINANCIAL CORPORATION
COM
69324R104
571
29999
SH
DFND
1,2,3
29999
0
0
PEAPACK-GLADSTONE FINL COM
COM
704699107
286
8171
SH
DFND
1,2,3
8171
0
0
PEPSICO INC
COM
713448108
25848
215540
SH
DFND
1,2,3
215540
0
0
PFIZER INC
COM
717081103
11937
329570
SH
DFND
1,2,3
329570
0
0
PHILIP MORRIS INTL INC
COM
718172109
4400
41648
SH
DFND
1,2,3
41648
0
0
PHILLIPS 66
COM
718546104
1106
10937
SH
DFND
1,2,3
10937
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
405
2806
SH
DFND
1,2,3
2806
0
0
POPE RES DEL LTD PARTNERSHIP
DEPOSITRY RCPT
732857107
2214
31763
SH
DFND
1,2,3
31763
0
0
PROCTER & GAMBLE CO
COM
742718109
10234
111381
SH
DFND
1,2,3
111381
0
0
PROLOGIS INC
COM
74340W103
806
12500
SH
DFND
1,2,3
12500
0
0
PURECYCLE CORP
COM
746228303
534
64000
SH
DFND
1,2,3
64000
0
0
QUALCOMM INC
COM
747525103
62208
971690
SH
DFND
1,2,3
971690
0
0
QUANTA SERVICES INC
COM
74762E102
19840
507275
SH
DFND
1,2,3
507275
0
0
QUIDEL CORP
COM
74838J101
17721
408800
SH
DFND
1,2,3
408800
0
0
RANGE RESOURCES CORP
COM
75281A109
1221
71600
SH
DFND
1,2,3
71600
0
0
RAYTHEON CO
COM
755111507
10404
55384
SH
DFND
1,2,3
55384
0
0
RELX NV
SPONSORED ADR
75955B102
806
34937
SH
DFND
1,2,3
34937
0
0
REMARK HOLDINGS INC
COM
75955K102
2526
259627
SH
DFND
1,2,3
259627
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
60694
909823
SH
DFND
1,2,3
909823
0
0
S&P GLOBAL INC
COM
78409V104
1958
11560
SH
DFND
1,2,3
11560
0
0
SCHLUMBERGER LTD
COM
806857108
17836
264670
SH
DFND
1,2,3
264670
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
1647
72142
SH
DFND
1,2,3
72142
0
0
SITO MOBILE LTD
COM
82988R203
5934
882995
SH
DFND
1,2,3
882995
0
0
SNAP ON INC
COM
833034101
366
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWEST AIRLINES
COM
844741108
16642
254270
SH
DFND
1,2,3
254270
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1924
344850
SH
DFND
1,2,3
344850
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3283
19347
SH
DFND
1,2,3
19347
0
0
STARBUCKS CORP
COM
855244109
1134
19750
SH
DFND
1,2,3
19750
0
0
STERICYCLE INC
COM
858912108
1064
15647
SH
DFND
1,2,3
15647
0
0
SYSCO CORP
COM
871829107
5178
85264
SH
DFND
1,2,3
85264
0
0
T. ROWE PRICE GROUP
COM
74144T108
241
2300
SH
DFND
1,2,3
2300
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
297
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
317
4855
SH
DFND
1,2,3
4855
0
0
TELEFLEX INC
COM
879369106
1127
4530
SH
DFND
1,2,3
4530
0
0
TEXAS PACIFIC LAND TRUST
SUB CTF PROP I T
882610108
1563
3500
SH
DFND
1,2,3
3500
0
0
THE BANK OF NEW YORK MELLON CO
COM
064058100
24480
454515
SH
DFND
1,2,3
454515
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
386
2844
SH
DFND
1,2,3
2844
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4749
25012
SH
DFND
1,2,3
25012
0
0
TIFFANY & CO
COM
886547108
25707
247297
SH
DFND
1,2,3
247297
0
0
TIME WARNER INC
COM
887317303
526
5750
SH
DFND
1,2,3
5750
0
0
TJX COMPANIES INC
COM
872540109
27136
354900
SH
DFND
1,2,3
354900
0
0
TOLL BROTHERS INC
COM
889478103
25731
535845
SH
DFND
1,2,3
535845
0
0
ULTA BEAUTY INC
COM
90384S303
41407
185133
SH
DFND
1,2,3
185133
0
0
UNDER ARMOUR INC
CL A
904311107
202
14000
SH
DFND
1,2,3
14000
0
0
UNDER ARMOUR INC
CL C
904311206
188
14098
SH
DFND
1,2,3
14098
0
0
UNION PACIFIC CORP
COM
907818108
7086
52840
SH
DFND
1,2,3
52840
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6909
54155
SH
DFND
1,2,3
54155
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
2064
27483
SH
DFND
1,2,3
27483
0
0
US BANCORP DEL
COM
902973304
3846
71782
SH
DFND
1,2,3
71782
0
0
VALLEY NATL BANCORP
COM
919794107
393
35000
SH
DFND
1,2,3
35000
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
18112
162950
SH
DFND
1,2,3
162950
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2920
55175
SH
DFND
1,2,3
55175
0
0
VERMILLION INC
COM
92407M206
648
336000
SH
DFND
1,2,3
336000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
238
1588
SH
DFND
1,2,3
1588
0
0
VIRNETX HOLDING CORP
COM
92823T108
3359
907900
SH
DFND
1,2,3
907900
0
0
VISA INC
CL A
92826C839
3571
31319
SH
DFND
1,2,3
31319
0
0
W.P. CAREY INC
COM
92936U109
2205
32000
SH
DFND
1,2,3
32000
0
0
WAL MART STORES INC
COM
931142103
686
6950
SH
DFND
1,2,3
6950
0
0
WELLS FARGO & CO
COM
949746101
2940
48466
SH
DFND
1,2,3
48466
0
0
WELLTOWER INC
COM
95040Q104
6595
103417
SH
DFND
1,2,3
103417
0
0
WESTROCK CO
COM
96145D105
46162
730300
SH
DFND
1,2,3
730300
0
0
WEYERHAEUSER CO
COM
962166104
2576
73060
SH
DFND
1,2,3
73060
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
952
43000
SH
DFND
1,2,3
43000
0
0
WHITE MOUNTAINS INSURANCE GROUP
COM
G9618E107
31952
37534
SH
DFND
1,2,3
37534
0
0
WILEY JOHN & SONS INC
CL B
968223305
1309
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
24332
370066
SH
DFND
1,2,3
370066
0
0
WORKHORSE GROUP INC
COM
98138J206
2398
936557
SH
DFND
1,2,3
936557
0
0
XENCOR INC
COM
98401F105
4913
224150
SH
DFND
1,2,3
224150
0
0
XPO LOGISTICS INC
COM
983793100
1949
21280
SH
DFND
1,2,3
21280
0
0
XYLEM INC
COM
98419M100
527
7725
SH
DFND
1,2,3
7725
0
0
YIELD10 BIOSCIENCE INC
COM
98585K201
208
117398
SH
DFND
1,2,3
117398
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
49895
413479
SH
DFND
1,2,3
413479
0
0
ISHARES TR
S&P 100 ETF
464287101
359
3028
SH
DFND
1,2,3
3028
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
311
9125
SH
DFND
1,2,3
9125
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
63
42408
SH
DFND
1,2,3
42408
0
0
WORKHORSE GROUP INC
COM
98138J206
326
127500
SH
DFND
1,2,3
127500
0
0
ALLERGAN PLC
5.5% CNV PFD A
G0177J116
978
1668
SH
DFND
1,2,3
1668
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
1295
37655
SH
DFND
1,2,3
37655
0
0
MYND ANALYTICS INC
*W EXP 06/29/202
62857N111
9
20000
SH
DFND
1,2,3
20000
0
0