Chief Compliance Officer

0000950123-17-009859.txt : 20171108 0000950123-17-009859.hdr.sgml : 20171108 20171108164305 ACCESSION NUMBER: 0000950123-17-009859 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 171187164 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000016972 XXXXXXXX 09-30-2017 09-30-2017 CANNELL PETER B & CO INC

545 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-01221 N Neal Muroff Chief Compliance Officer 212 752 5255 /s/ Neal Muroff New York NY 11-08-2017 3 242 2883067 false 1 28-10208 Richmond Enterprises Inc. 2 28-10207 New York Community Bank 3 28-10200 New York Community Bancorp Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M COMPANY COM 88579Y101 7483 35650 SH DFND 1,2,3 35650 0 0 ABBOTT LABORATORIES COM 002824100 56737 1063293 SH DFND 1,2,3 1063293 0 0 ABBVIE INC COM 00287Y109 46239 520357 SH DFND 1,2,3 520357 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 24611 1096239 SH DFND 1,2,3 1096239 0 0 AFLAC INC COM 001055102 4245 52154 SH DFND 1,2,3 52154 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 215 3355 SH DFND 1,2,3 3355 0 0 AGNICO EAGLE MINES LTD COM 008474108 5253 116200 SH DFND 1,2,3 116200 0 0 AGRIUM INC COM 008916108 5507 51370 SH DFND 1,2,3 51370 0 0 AIR LEASE CORP CL A 00912X302 28143 660326 SH DFND 1,2,3 660326 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 786 5200 SH DFND 1,2,3 5200 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 481 9883 SH DFND 1,2,3 9883 0 0 ALASKA AIR GROUP INC COM 011659109 1800 23600 SH DFND 1,2,3 23600 0 0 ALLEGHANY CORP DEL COM 017175100 3659 6605 SH DFND 1,2,3 6605 0 0 ALLERGAN PLC SHS G0177J108 29034 141665 SH DFND 1,2,3 141665 0 0 ALPHABET INC CAP STK CL A 02079K305 10362 10642 SH DFND 1,2,3 10642 0 0 ALPHABET INC CAP STK CL C 02079K107 60186 62752 SH DFND 1,2,3 62752 0 0 ALTRIA GROUP INC COM 02209S103 2331 36750 SH DFND 1,2,3 36750 0 0 AMAZON COM INC COM 023135106 1591 1655 SH DFND 1,2,3 1655 0 0 AMERICAN ELECTRIC POWER INC COM 025537101 201 2857 SH DFND 1,2,3 2857 0 0 AMERIGAS PARTNERS LP UNIT LP INT 030975106 14540 323549 SH DFND 1,2,3 323549 0 0 AMGEN INC COM 031162100 1591 8535 SH DFND 1,2,3 8535 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 304 2550 SH DFND 1,2,3 2550 0 0 APPLE INC COM 037833100 68095 441834 SH DFND 1,2,3 441834 0 0 AQUA AMERICA INC COM 03836W103 437 13175 SH DFND 1,2,3 13175 0 0 AT&T INC COM 00206R102 1518 38744 SH DFND 1,2,3 38744 0 0 AUTOMATIC DATA PROCESSING COM 053015103 9810 89736 SH DFND 1,2,3 89736 0 0 AVEO PHARMACEUTICALS INC COM 053588109 401 109875 SH DFND 1,2,3 109875 0 0 BALL CORP COM 058498106 32690 791520 SH DFND 1,2,3 791520 0 0 BAXTER INTERNATIONAL INC COM 071813109 4685 74660 SH DFND 1,2,3 74660 0 0 BECTON DICKINSON & CO COM 075887109 1602 8175 SH DFND 1,2,3 8175 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 16759 61 SH DFND 1,2,3 61 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670702 63529 346546 SH DFND 1,2,3 346546 0 0 BOEING CO COM 097023105 1726 6790 SH DFND 1,2,3 6790 0 0 BP PLC SPONSORED ADR 055622104 440 11450 SH DFND 1,2,3 11450 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1671 26219 SH DFND 1,2,3 26219 0 0 BROADCOM LIMITED SHS Y09827109 44574 183780 SH DFND 1,2,3 183780 0 0 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 62353 1509762 SH DFND 1,2,3 1509762 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP INT UNIT G16252101 7073 163944 SH DFND 1,2,3 163944 0 0 BRUNSWICK CORPORATION COM 117043109 35596 635980 SH DFND 1,2,3 635980 0 0 CARMAX INC COM 143130102 13742 181274 SH DFND 1,2,3 181274 0 0 CATERPILLAR INC COM 149123101 4187 33575 SH DFND 1,2,3 33575 0 0 CBS CORPORATION CL B 124857202 23959 413089 SH DFND 1,2,3 413089 0 0 CDK GLOBAL INC COM 12508E101 1813 28734 SH DFND 1,2,3 28734 0 0 CEDAR FAIR LP DEPOSITRY UNIT 150185106 15196 236995 SH DFND 1,2,3 236995 0 0 CELGENE CORP COM 151020104 220558 1512539 SH DFND 1,2,3 1512539 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 506 333865 SH DFND 1,2,3 333865 0 0 CENTRAL FUND OF CANADA LTD CL A 153501101 4410 348100 SH DFND 1,2,3 348100 0 0 CERUS CORPORATION COM 157085101 287 105000 SH DFND 1,2,3 105000 0 0 CHEVRON CORP COM 166764100 6602 56189 SH DFND 1,2,3 56189 0 0 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 156 23279 SH DFND 1,2,3 23279 0 0 CHUBB LTD COM H1467J104 34890 244756 SH DFND 1,2,3 244756 0 0 CISCO SYSTEMS INC COM 17275R102 7326 217835 SH DFND 1,2,3 217835 0 0 COCA COLA CO COM 191216100 14307 317866 SH DFND 1,2,3 317866 0 0 COCA-COLA EUROPEAN PARTNERS SHS G25839104 35993 864810 SH DFND 1,2,3 864810 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 61310 845190 SH DFND 1,2,3 845190 0 0 COLGATE PALMOLIVE CO COM 194162103 25830 354560 SH DFND 1,2,3 354560 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 54556 4343600 SH DFND 1,2,3 4343600 0 0 COMCAST CORP CL A 20030N101 18882 490688 SH DFND 1,2,3 490688 0 0 COMMSCOPE HOLDING CO COM 20337X109 10643 320486 SH DFND 1,2,3 320486 0 0 CONOCOPHILLIPS COM 20825C104 787 15731 SH DFND 1,2,3 15731 0 0 CONSOLIDATED EDISON INC COM 209115104 506 6268 SH DFND 1,2,3 6268 0 0 CONSTELLIUM NV CL A N22035104 462 45100 SH DFND 1,2,3 45100 0 0 COSTCO WHOLESALE CORP COM 22160K105 12786 77826 SH DFND 1,2,3 77826 0 0 COTY INC COM CL A 222070203 8346 504930 SH DFND 1,2,3 504930 0 0 CULLEN FROST BANKERS INC COM 229899109 595 6270 SH DFND 1,2,3 6270 0 0 CUMMINS INC COM 231021106 1061 6315 SH DFND 1,2,3 6315 0 0 CVS HEALTH CORP COM 126650100 316 3890 SH DFND 1,2,3 3890 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 4969 330800 SH DFND 1,2,3 330800 0 0 D.R. HORTON INC COM 23331A109 2654 66475 SH DFND 1,2,3 66475 0 0 DANAHER CORP DEL COM 235851102 10864 126650 SH DFND 1,2,3 126650 0 0 DAVITA INC COM 23918K108 4472 75300 SH DFND 1,2,3 75300 0 0 DEERE & CO COM 244199105 896 7133 SH DFND 1,2,3 7133 0 0 DELTA AIR LINES INC COM 247361702 65680 1362090 SH DFND 1,2,3 1362090 0 0 DEVON ENERGY CORP COM 25179M103 798 21742 SH DFND 1,2,3 21742 0 0 DISNEY WALT CO COM DISNEY 254687106 32021 324852 SH DFND 1,2,3 324852 0 0 DOVER CORPORATION COM 260003108 2290 25062 SH DFND 1,2,3 25062 0 0 DOWDUPONT INC COM 26078J100 460 6645 SH DFND 1,2,3 6645 0 0 ECOLAB INC COM 278865100 1684 13095 SH DFND 1,2,3 13095 0 0 ELBIT SYS LTD ORD M3760D101 935 6355 SH DFND 1,2,3 6355 0 0 EMERSON ELEC CO COM 291011104 1719 27358 SH DFND 1,2,3 27358 0 0 ENCANA CORP COM 292505104 1502 127542 SH DFND 1,2,3 127542 0 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 501 28800 SH DFND 1,2,3 28800 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 233 13500 SH DFND 1,2,3 13500 0 0 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 878 33675 SH DFND 1,2,3 33675 0 0 EQT CORPORATION COM 26884L109 11287 173000 SH DFND 1,2,3 173000 0 0 EVINE LIVE INC CL A 300487105 52 50000 SH DFND 1,2,3 50000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 10215 161322 SH DFND 1,2,3 161322 0 0 EXXON MOBIL CORP COM 30231G102 30752 375110 SH DFND 1,2,3 375110 0 0 FACEBOOK INC CL A 30303M102 2489 14565 SH DFND 1,2,3 14565 0 0 FEDEX CORP COM 31428x106 34889 154665 SH DFND 1,2,3 154665 0 0 FIDELITY NATIONAL INFORMATION SV COM 31620M106 24534 262704 SH DFND 1,2,3 262704 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 85597 1803569 SH DFND 1,2,3 1803569 0 0 FIRST CITIZENS BANCSHARES INC CL A 31946M103 1382 3695 SH DFND 1,2,3 3695 0 0 FIRST MERCHANTS CORP COM 320817109 430 10006 SH DFND 1,2,3 10006 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1429 101900 SH DFND 1,2,3 101900 0 0 FORTIVE CORP COM 34959J108 8916 125947 SH DFND 1,2,3 125947 0 0 FOUNDATION MEDICINE INC COM 350465100 1330 33085 SH DFND 1,2,3 33085 0 0 FRANCO NEV CORP COM 351858105 18061 233100 SH DFND 1,2,3 233100 0 0 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 6367 273850 SH DFND 1,2,3 273850 0 0 GENERAL ELECTRIC CO COM 369604103 10568 437040 SH DFND 1,2,3 437040 0 0 GENERAL MILLS INC COM 370334104 357 6895 SH DFND 1,2,3 6895 0 0 GENMARK DIAGNOSTICS INC COM 372309104 96 10000 SH DFND 1,2,3 10000 0 0 GGP INC COM 36174X101 1673 80550 SH DFND 1,2,3 80550 0 0 GILEAD SCIENCES INC COM 375558103 5877 72535 SH DFND 1,2,3 72535 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 13678 588800 SH DFND 1,2,3 588800 0 0 GOLDCORP INC COM 380956409 994 76670 SH DFND 1,2,3 76670 0 0 GRAMERCY PROPERTY TRUST COM 385002308 19694 651039 SH DFND 1,2,3 651039 0 0 HALLADOR ENERGY COMPANY COM 40609P105 911 159350 SH DFND 1,2,3 159350 0 0 HALLIBURTON COMPANY COM 406216101 420 9120 SH DFND 1,2,3 9120 0 0 HANESBRANDS INC COM 410345102 27281 1107194 SH DFND 1,2,3 1107194 0 0 HCA HEALTHCARE INC COM 40412C101 17588 220980 SH DFND 1,2,3 220980 0 0 HD SUPPLY HOLDINGS INC COM 40416M105 68468 1898195 SH DFND 1,2,3 1898195 0 0 HESS CORP COM 42809H107 243 5175 SH DFND 1,2,3 5175 0 0 HOME DEPOT INC COM 437076102 17742 108473 SH DFND 1,2,3 108473 0 0 HONEYWELL INTL INC COM 438516106 7998 56428 SH DFND 1,2,3 56428 0 0 ILLINOIS TOOL WORKS INC COM 452308109 7329 49534 SH DFND 1,2,3 49534 0 0 INGREDION INC COM 457187102 470 3900 SH DFND 1,2,3 3900 0 0 INTEL CORP COM 458140100 16091 422555 SH DFND 1,2,3 422555 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 1352 19680 SH DFND 1,2,3 19680 0 0 INTERNATIONAL BUSINESS MACHINES COM 459200101 492 3389 SH DFND 1,2,3 3389 0 0 INTUIT COM 461202103 411 2892 SH DFND 1,2,3 2892 0 0 IPG PHOTONICS CORP COM 44980X109 34897 188570 SH DFND 1,2,3 188570 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 227 6509 SH DFND 1,2,3 6509 0 0 JELD-WEN HLDG INC COM 47580P103 52847 1487822 SH DFND 1,2,3 1487822 0 0 JOHNSON & JOHNSON CO COM 478160104 28103 216162 SH DFND 1,2,3 216162 0 0 JPMORGAN CHASE & CO COM 46625h100 8667 90743 SH DFND 1,2,3 90743 0 0 KIMBERLY CLARK CORP COM 494368103 17407 147920 SH DFND 1,2,3 147920 0 0 KINDER MORGAN INC COM 49456B101 507 26444 SH DFND 1,2,3 26444 0 0 KOPIN CORP COM 500600101 46 11000 SH DFND 1,2,3 11000 0 0 KRAFT HEINZ CO COM 500754106 4279 55177 SH DFND 1,2,3 55177 0 0 LABORATORY CORP AMERICA HLDGS COM 50540R409 21465 142179 SH DFND 1,2,3 142179 0 0 LENNAR CORP CL A 526057104 8863 167851 SH DFND 1,2,3 167851 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 1012 10616 SH DFND 1,2,3 10616 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1261 38561 SH DFND 1,2,3 38561 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 321 7676 SH DFND 1,2,3 7676 0 0 LILLY ELI & CO COM 532457108 841 9835 SH DFND 1,2,3 9835 0 0 LOCKHEED MARTIN CORP COM 539830109 22507 72534 SH DFND 1,2,3 72534 0 0 LOWES COMPANIES INC COM 548661107 3946 49365 SH DFND 1,2,3 49365 0 0 MARCUS CORP COM 566330106 280 10100 SH DFND 1,2,3 10100 0 0 MASTERCARD INC CL A 57636Q104 1045 7400 SH DFND 1,2,3 7400 0 0 MATADOR RESOURCES COMPANY COM 576485205 1808 66575 SH DFND 1,2,3 66575 0 0 MC DONALDS CORP COM 580135101 730 4660 SH DFND 1,2,3 4660 0 0 MEDTRONIC PLC SHS G5960L103 3244 41709 SH DFND 1,2,3 41709 0 0 MERCK & CO INC COM 58933Y105 13858 216424 SH DFND 1,2,3 216424 0 0 MERIDIAN BANCORP INC MD COM 58958U103 7347 393965 SH DFND 1,2,3 393965 0 0 MERRIMACK PHARMACEUTICALS COM 590328209 1259 86565 SH DFND 1,2,3 86565 0 0 MFA FINANCIAL INC COM 55272X102 7754 885200 SH DFND 1,2,3 885200 0 0 MICRON TECHNOLOGY INC COM 595112103 7382 187700 SH DFND 1,2,3 187700 0 0 MICROSOFT CORP COM 594918104 92902 1247172 SH DFND 1,2,3 1247172 0 0 MONDELEZ INTERNATIONAL INC CL A 609207105 14051 345582 SH DFND 1,2,3 345582 0 0 MYND ANALYTICS INC COM 62857N202 76 20000 SH DFND 1,2,3 20000 0 0 NEUROTROPE INC COM 64129T207 778 150793 SH DFND 1,2,3 150793 0 0 NEWFIELD EXPLORATION CO COM 651290108 926 31202 SH DFND 1,2,3 31202 0 0 NEWMONT MINING CORPORATION COM 651639106 721 19210 SH DFND 1,2,3 19210 0 0 NEXTERA ENERGY INC COM 65339F101 940 6417 SH DFND 1,2,3 6417 0 0 NIKE INC CL B 654106103 46886 904270 SH DFND 1,2,3 904270 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 52682 1015650 SH DFND 1,2,3 1015650 0 0 NORTHERN TRUST CORP COM 665859104 1899 20660 SH DFND 1,2,3 20660 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1897 22097 SH DFND 1,2,3 22097 0 0 OHR PHARMACEUTICAL INC COM 67778H200 211 292858 SH DFND 1,2,3 292858 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 1374 303971 SH DFND 1,2,3 303971 0 0 ORACLE CORP COM 68389X105 481 9950 SH DFND 1,2,3 9950 0 0 ORBCOMM INC COM 68555P100 524 50000 SH DFND 1,2,3 50000 0 0 PACKAGING CORP OF AMERICA COM 695156109 11463 99955 SH DFND 1,2,3 99955 0 0 PARETEUM CORP COM 69946T207 264 173665 SH DFND 1,2,3 173665 0 0 PARK CITY GROUP INC COM 700215304 7330 603292 SH DFND 1,2,3 603292 0 0 PCSB FINANCIAL CORPORATION COM 69324R104 566 29999 SH DFND 1,2,3 29999 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 276 8171 SH DFND 1,2,3 8171 0 0 PEPSICO INC COM 713448108 24557 220384 SH DFND 1,2,3 220384 0 0 PFIZER INC COM 717081103 11313 316893 SH DFND 1,2,3 316893 0 0 PHILIP MORRIS INTL INC COM 718172109 4609 41515 SH DFND 1,2,3 41515 0 0 PHILLIPS 66 COM 718546104 1053 11499 SH DFND 1,2,3 11499 0 0 PROCTER & GAMBLE CO COM 742718109 10120 111229 SH DFND 1,2,3 111229 0 0 PROLOGIS INC COM 74340W103 793 12500 SH DFND 1,2,3 12500 0 0 PURE CYCLE CORP COM 746228303 480 64000 SH DFND 1,2,3 64000 0 0 QUANTA SERVICES INC COM 74762E102 34283 917400 SH DFND 1,2,3 917400 0 0 QUIDEL CORP COM 74838J101 17930 408800 SH DFND 1,2,3 408800 0 0 RANGE RESOURCES CORP COM 75281A109 1401 71600 SH DFND 1,2,3 71600 0 0 RAYTHEON CO COM 755111507 11126 59629 SH DFND 1,2,3 59629 0 0 RELX NV SPONSORED ADR 75955B102 745 34937 SH DFND 1,2,3 34937 0 0 REMARK HOLDINGS INC COM 75955K102 903 239627 SH DFND 1,2,3 239627 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 20553 339263 SH DFND 1,2,3 339263 0 0 S&P GLOBAL INC COM 78409V104 1807 11560 SH DFND 1,2,3 11560 0 0 SCHLUMBERGER LTD COM 806857108 18487 265014 SH DFND 1,2,3 265014 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1777 77242 SH DFND 1,2,3 77242 0 0 SITO MOBILE LTD COM 82988R203 6305 882995 SH DFND 1,2,3 882995 0 0 SNAP ON INC COM 833034101 313 2100 SH DFND 1,2,3 2100 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2139 350150 SH DFND 1,2,3 350150 0 0 STANLEY BLACK & DECKER INC COM 854502101 3238 21447 SH DFND 1,2,3 21447 0 0 STARBUCKS CORP COM 855244109 1061 19750 SH DFND 1,2,3 19750 0 0 STERICYCLE INC COM 858912108 4636 64732 SH DFND 1,2,3 64732 0 0 SYSCO CORP COM 871829107 4619 85614 SH DFND 1,2,3 85614 0 0 T. ROWE PRICE GROUP COM 74144T108 208 2300 SH DFND 1,2,3 2300 0 0 TANGER FACTORY OUTLET CTRS COM 875465106 274 11200 SH DFND 1,2,3 11200 0 0 TARGET CORP COM 87612E106 594 10065 SH DFND 1,2,3 10065 0 0 TELEFLEX INC COM 879369106 1107 4575 SH DFND 1,2,3 4575 0 0 THE BANK OF NEW YORK MELLON CO COM 064058100 24129 455090 SH DFND 1,2,3 455090 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5508 29112 SH DFND 1,2,3 29112 0 0 TIFFANY & CO COM 886547108 21337 232477 SH DFND 1,2,3 232477 0 0 TIME WARNER INC COM 887317303 2646 25825 SH DFND 1,2,3 25825 0 0 TJX COMPANIES INC COM 872540109 16097 218325 SH DFND 1,2,3 218325 0 0 TOLL BROTHERS INC COM 889478103 51960 1252960 SH DFND 1,2,3 1252960 0 0 UNDER ARMOUR INC CL A 904311107 231 14000 SH DFND 1,2,3 14000 0 0 UNDER ARMOUR INC CL C 904311206 212 14098 SH DFND 1,2,3 14098 0 0 UNION PACIFIC CORP COM 907818108 6156 53080 SH DFND 1,2,3 53080 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6315 54405 SH DFND 1,2,3 54405 0 0 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 2075 27483 SH DFND 1,2,3 27483 0 0 US BANCORP DEL COM 902973304 3844 71734 SH DFND 1,2,3 71734 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 21536 1502850 SH DFND 1,2,3 1502850 0 0 VALLEY NATL BANCORP COM 919794107 422 35000 SH DFND 1,2,3 35000 0 0 VARIAN MEDICAL SYSTEMS INC COM 92220P105 16381 163714 SH DFND 1,2,3 163714 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2699 54533 SH DFND 1,2,3 54533 0 0 VERMILLION INC COM 92407M206 605 336000 SH DFND 1,2,3 336000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 241 1588 SH DFND 1,2,3 1588 0 0 VIRNETX HOLDING CORP COM 92823T108 3428 879100 SH DFND 1,2,3 879100 0 0 VISA INC COM CL A 92826C839 4416 41959 SH DFND 1,2,3 41959 0 0 W.P. CAREY INC COM 92936U109 2156 32000 SH DFND 1,2,3 32000 0 0 WAL MART STORES INC COM 931142103 543 6950 SH DFND 1,2,3 6950 0 0 WELLS FARGO & CO COM 949746101 2673 48466 SH DFND 1,2,3 48466 0 0 WELLTOWER INC COM 95040Q104 6763 96225 SH DFND 1,2,3 96225 0 0 WESTROCK CO COM 96145D105 42966 757375 SH DFND 1,2,3 757375 0 0 WEYERHAEUSER CO COM 962166104 3065 90060 SH DFND 1,2,3 90060 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 821 43000 SH DFND 1,2,3 43000 0 0 WHIRLPOOL CORP COM 963320106 1628 8825 SH DFND 1,2,3 8825 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 32183 37554 SH DFND 1,2,3 37554 0 0 WILEY JOHN & SONS INC CL B 968223305 1070 20000 SH DFND 1,2,3 20000 0 0 WILEY JOHN & SONS INC CL A 968223206 19858 371171 SH DFND 1,2,3 371171 0 0 WILLIAMS COMPANIES INC COM 969457100 1465 48830 SH DFND 1,2,3 48830 0 0 WORKHORSE GROUP INC COM 98138J206 2568 930557 SH DFND 1,2,3 930557 0 0 XENCOR INC COM 98401F105 4586 200100 SH DFND 1,2,3 200100 0 0 XPO LOGISTICS INC COM 983793100 1588 23425 SH DFND 1,2,3 23425 0 0 XYLEM INC COM 98419M100 484 7725 SH DFND 1,2,3 7725 0 0 YIELD10 BIOSCIENCE INC COM 98585K201 223 72954 SH DFND 1,2,3 72954 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 39542 337709 SH DFND 1,2,3 337709 0 0 ISHARES TR S&P 100 ETF 464287101 337 3027 SH DFND 1,2,3 3027 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 307 9125 SH DFND 1,2,3 9125 0 0 RICEBRAN TECHNOLOGIES COM 762831204 54 42408 SH DFND 1,2,3 42408 0 0 WORKHORSE GROUP INC COM 98138J206 352 127500 SH DFND 1,2,3 127500 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 18817 25503 SH DFND 1,2,3 25503 0 0 STERICYCLE INC DEP PFD A 1/10 858912207 4653 79078 SH DFND 1,2,3 79078 0 0 GENERAL AMERICAN INVESTORS INC COM 368802104 1242 34482 SH DFND 1,2,3 34482 0 0 MYND ANALYTICS INC *W 06/29/202 62857N111 15 20000 SH DFND 1,2,3 20000 0 0