0000950123-17-001752.txt : 20170213
0000950123-17-001752.hdr.sgml : 20170213
20170213144133
ACCESSION NUMBER: 0000950123-17-001752
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 17598331
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
12-31-2016
12-31-2016
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
02-13-2017
3
250
2762454
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
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form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
6237
34925
SH
DFND
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34925
0
0
ABBOTT LABORATORIES
COM
002824100
24208
630240
SH
DFND
1,2,3
630240
0
0
ABBVIE INC
COM
00287Y109
33340
532425
SH
DFND
1,2,3
532425
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
21709
1046239
SH
DFND
1,2,3
1046239
0
0
AFLAC INC
COM
001055102
5304
76210
SH
DFND
1,2,3
76210
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1394
30595
SH
DFND
1,2,3
30595
0
0
AGNICO EAGLE MINES LTD
COM
008474108
6224
148200
SH
DFND
1,2,3
148200
0
0
AGRIUM INC
COM
008916108
11794
117295
SH
DFND
1,2,3
117295
0
0
AIR LEASE CORP
CL A
00912X302
22738
662326
SH
DFND
1,2,3
662326
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0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
719
5000
SH
DFND
1,2,3
5000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1049
15733
SH
DFND
1,2,3
15733
0
0
ALLEGHANY CORP DEL
COM
017175100
4082
6712
SH
DFND
1,2,3
6712
0
0
ALLERGAN PLC
SHS
G0177J108
45417
216259
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DFND
1,2,3
216259
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0
ALPHABET INC
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02079K305
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ALPHABET INC
CAP STK CL C
02079K107
57438
74419
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ALTRIA GROUP INC
COM
02209S103
2499
36950
SH
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AMAZON COM INC
COM
023135106
1404
1872
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AMERICAN ELECTRIC POWER INC
COM
025537101
281
4457
SH
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AMERIGAS PARTNERS LP
UNIT LP INT
030975106
16947
353644
SH
DFND
1,2,3
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0
AMGEN INC
COM
031162100
1255
8585
SH
DFND
1,2,3
8585
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ANHEUSER BUSCH INBEV SA/NV
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03524A108
290
2750
SH
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2750
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0
APPLE INC
COM
037833100
54613
471536
SH
DFND
1,2,3
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0
0
AQUA AMERICA INC
COM
03836W103
358
11925
SH
DFND
1,2,3
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AT&T INC
COM
00206R102
1654
38885
SH
DFND
1,2,3
38885
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AUTOMATIC DATA PROCESSING
COM
053015103
9114
88676
SH
DFND
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0
AVEO PHARMACEUTICALS INC
COM
053588109
48
89375
SH
DFND
1,2,3
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0
0
BAXTER INTERNATIONAL INC
COM
071813109
2920
65865
SH
DFND
1,2,3
65865
0
0
BECTON DICKINSON & CO
COM
075887109
1353
8175
SH
DFND
1,2,3
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0
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BERKSHIRE HATHAWAY INC
CL A
084670108
15380
63
SH
DFND
1,2,3
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0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
56266
345231
SH
DFND
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345231
0
0
BOEING CO
COM
097023105
4562
29305
SH
DFND
1,2,3
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0
0
BP PLC
SPONSORED ADR
055622104
473
12650
SH
DFND
1,2,3
12650
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1500
25670
SH
DFND
1,2,3
25670
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BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
50330
1524698
SH
DFND
1,2,3
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0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
7428
221936
SH
DFND
1,2,3
221936
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0
BRUNSWICK CORPORATION
COM
117043109
24931
457105
SH
DFND
1,2,3
457105
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
239
3614
SH
DFND
1,2,3
3614
0
0
CAPITAL PRODUCT PARTNERS LP
COM UNIT LP
Y11082107
499
157000
SH
DFND
1,2,3
157000
0
0
CARMAX INC
COM
143130102
20920
324890
SH
DFND
1,2,3
324890
0
0
CATERPILLAR INC
COM
149123101
3427
36950
SH
DFND
1,2,3
36950
0
0
CBS CORPORATION
CL B
124857202
28256
444142
SH
DFND
1,2,3
444142
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0
CDK GLOBAL INC
COM
12508E101
1717
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
32315
503355
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DFND
1,2,3
503355
0
0
CELGENE CORP
COM
151020104
190529
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SH
DFND
1,2,3
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CELGENE CORP
RIGHT 12/31/2030
151020112
344
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CENTRAL FUND OF CANADA LTD
CL A
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DFND
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248100
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CENTURYLINK INC
COM
156700106
9689
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SH
DFND
1,2,3
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CERUS CORPORATION
COM
157085101
457
105000
SH
DFND
1,2,3
105000
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CF INDUSTRIES HOLDINGS INC
COM
125269100
1118
35500
SH
DFND
1,2,3
35500
0
0
CHEVRON CORP
COM
166764100
7690
65333
SH
DFND
1,2,3
65333
0
0
CHINA DISTANCE EDUCATION HLDGS LTD
SPONS ADR
16944W104
260
23279
SH
DFND
1,2,3
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0
0
CHUBB LTD
COM
H1467J104
33850
256207
SH
DFND
1,2,3
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0
0
CISCO SYSTEMS INC
COM
17275R102
6828
225930
SH
DFND
1,2,3
225930
0
0
COCA COLA CO
COM
191216100
12617
304327
SH
DFND
1,2,3
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0
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COGNIZANT TECHNOLOGY
CL A
192446102
56214
1003276
SH
DFND
1,2,3
1003276
0
0
COLGATE-PALMOLIVE CO
COM
194162103
23838
364276
SH
DFND
1,2,3
364276
0
0
COMCAST CORP
CL A
20030N101
17463
252902
SH
DFND
1,2,3
252902
0
0
COMMSCOPE HOLDING CO
COM
20337X109
49565
1332390
SH
DFND
1,2,3
1332390
0
0
COMSCORE INC
COM
20564W105
16878
534439
SH
DFND
1,2,3
534439
0
0
CONOCOPHILLIPS
COM
20825C104
968
19314
SH
DFND
1,2,3
19314
0
0
CONSOLIDATED EDISON INC
COM
209115104
462
6268
SH
DFND
1,2,3
6268
0
0
CORNING INC
COM
219350105
989
40770
SH
DFND
1,2,3
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COSTCO WHOLESALE CORP
COM
22160K105
12138
75813
SH
DFND
1,2,3
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CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
7747
303209
SH
DFND
1,2,3
303209
0
0
CULLEN FROST BANKERS
COM
229899109
553
6270
SH
DFND
1,2,3
6270
0
0
CUMMINS INC
COM
231021106
808
5915
SH
DFND
1,2,3
5915
0
0
CVS HEALTH CORP
COM
126650100
264
3340
SH
DFND
1,2,3
3340
0
0
D.R. HORTON INC
COM
23331A109
2369
86675
SH
DFND
1,2,3
86675
0
0
DANAHER CORP
COM
235851102
5290
67956
SH
DFND
1,2,3
67956
0
0
DAVITA INC
COM
23918K108
5956
92775
SH
DFND
1,2,3
92775
0
0
DEERE & CO
COM
244199105
895
8683
SH
DFND
1,2,3
8683
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
3777
56085
SH
DFND
1,2,3
56085
0
0
DELTA AIR LINES
COM
247361702
73828
1500884
SH
DFND
1,2,3
1500884
0
0
DEVON ENERGY CORP
COM
25179M103
1037
22702
SH
DFND
1,2,3
22702
0
0
DISCOVERY COMMUNICATIONS
COM SER C
25470F302
2069
77265
SH
DFND
1,2,3
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0
0
DISNEY WALT CO
COM DISNEY
254687106
34096
327150
SH
DFND
1,2,3
327150
0
0
DOVER CORPORATION
COM
260003108
3519
46962
SH
DFND
1,2,3
46962
0
0
DUKE ENERGY CORP
COM
26441C204
322
4148
SH
DFND
1,2,3
4148
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
379
5160
SH
DFND
1,2,3
5160
0
0
ECOLAB INC
COM
278865100
1306
11145
SH
DFND
1,2,3
11145
0
0
EMERSON ELEC CO
COM
291011104
1677
30083
SH
DFND
1,2,3
30083
0
0
ENCANA CORP
COM
292505104
2270
193322
SH
DFND
1,2,3
193322
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
614
31800
SH
DFND
1,2,3
31800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
257
13500
SH
DFND
1,2,3
13500
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
921
34075
SH
DFND
1,2,3
34075
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0
EQT CORPORATION
COM
26884L109
50224
767954
SH
DFND
1,2,3
767954
0
0
EVINE LIVE INC
CL A
300487105
75
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
15539
225896
SH
DFND
1,2,3
225896
0
0
EXXON MOBIL CORP
COM
30231G102
33558
371796
SH
DFND
1,2,3
371796
0
0
FACEBOOK INC
CL A
30303M102
1830
15905
SH
DFND
1,2,3
15905
0
0
FEDEX CORP
COM
31428x106
29536
158625
SH
DFND
1,2,3
158625
0
0
FIDELITY NATIONAL INFORMATION SV
COM
31620M106
20979
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SH
DFND
1,2,3
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FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
62124
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DFND
1,2,3
1829319
0
0
FIRST CITIZENS BANCSHARES, INC
CL A
31946M103
346
975
SH
DFND
1,2,3
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0
0
FIRST MERCHANTS CORP
COM
320817109
377
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
17207
1293775
SH
DFND
1,2,3
1293775
0
0
FORTIVE CORP
COM
34959J108
6567
122459
SH
DFND
1,2,3
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0
0
FRANCO NEV CORP
COM
351858105
15083
252400
SH
DFND
1,2,3
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0
0
GENERAL ELECTRIC CO
COM
369604103
24287
768561
SH
DFND
1,2,3
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0
0
GENERAL MILLS INC
COM
370334104
481
7795
SH
DFND
1,2,3
7795
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
37807
1049625
SH
DFND
1,2,3
1049625
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
122
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
5050
70520
SH
DFND
1,2,3
70520
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
23870
992925
SH
DFND
1,2,3
992925
0
0
GOLDCORP INC
COM
380956409
2484
182670
SH
DFND
1,2,3
182670
0
0
GRAMERCY PROPERTY TRUST
COM
385002308
65220
7104563
SH
DFND
1,2,3
7104563
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
29012
743335
SH
DFND
1,2,3
743335
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
1448
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
499
9220
SH
DFND
1,2,3
9220
0
0
HARMAN INTERNATIONAL INDUSTRIE
COM
413086109
7838
70510
SH
DFND
1,2,3
70510
0
0
HCA HOLDINGS INC
COM
40412C101
10197
137755
SH
DFND
1,2,3
137755
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
38929
915770
SH
DFND
1,2,3
915770
0
0
HESS CORP
COM
42809H107
374
6000
SH
DFND
1,2,3
6000
0
0
HOME DEPOT INC
COM
437076102
15097
112595
SH
DFND
1,2,3
112595
0
0
HONEYWELL INTL INC
COM
438516106
6999
60415
SH
DFND
1,2,3
60415
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
6718
54862
SH
DFND
1,2,3
54862
0
0
INGREDION INC
COM
457187102
606
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
73437
2024720
SH
DFND
1,2,3
2024720
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1110
19680
SH
DFND
1,2,3
19680
0
0
INTERNATIONAL BUSINESS MACHINEs
COM
459200101
830
4999
SH
DFND
1,2,3
4999
0
0
INTUIT INC
COM
461202103
331
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
19234
194850
SH
DFND
1,2,3
194850
0
0
JANUS CAPITAL GROUP INC
COM
47102x105
183
13800
SH
DFND
1,2,3
13800
0
0
JOHNSON & JOHNSON CO
COM
478160104
28216
244913
SH
DFND
1,2,3
244913
0
0
JPMORGAN CHASE & CO
COM
46625h100
740
8573
SH
DFND
1,2,3
8573
0
0
KIMBERLY CLARK
COM
494368103
17326
151824
SH
DFND
1,2,3
151824
0
0
KINDER MORGAN INC
COM
49456B101
622
30044
SH
DFND
1,2,3
30044
0
0
KOPIN CORP
COM
500600101
31
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
4717
54022
SH
DFND
1,2,3
54022
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
17867
139169
SH
DFND
1,2,3
139169
0
0
LENNAR CORP
COM
526057104
250
5825
SH
DFND
1,2,3
5825
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
16123
286075
SH
DFND
1,2,3
286075
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
766
10346
SH
DFND
1,2,3
10346
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1130
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
341
10048
SH
DFND
1,2,3
10048
0
0
LILLY ELI & CO
COM
532457108
734
9985
SH
DFND
1,2,3
9985
0
0
LOCKHEED MARTIN CORP
COM
539830109
19104
76435
SH
DFND
1,2,3
76435
0
0
LOWES COMPANIES INC
COM
548661107
3170
44575
SH
DFND
1,2,3
44575
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
219
2900
SH
DFND
1,2,3
2900
0
0
MARCUS CORP
COM
566330106
318
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
723
7000
SH
DFND
1,2,3
7000
0
0
MATADOR RESOURCES COMPANY
COM
576485205
10590
411100
SH
DFND
1,2,3
411100
0
0
MATTEL INC
COM
577081102
247
8954
SH
DFND
1,2,3
8954
0
0
MC DONALDS CORP
COM
580135101
567
4660
SH
DFND
1,2,3
4660
0
0
MCKESSON CORP
COM
58155Q103
692
4930
SH
DFND
1,2,3
4930
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
277
3917
SH
DFND
1,2,3
3917
0
0
MEDTRONIC PLC
SHS
G5960L103
3331
46766
SH
DFND
1,2,3
46766
0
0
MERCK & CO INC
COM
58933Y105
14323
243292
SH
DFND
1,2,3
243292
0
0
MERIDIAN BANCORP INC
COM
58958U103
14540
769315
SH
DFND
1,2,3
769315
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
6418
1572978
SH
DFND
1,2,3
1572978
0
0
MFA FINANCIAL INC
COM
55272X102
12644
1657100
SH
DFND
1,2,3
1657100
0
0
MICROSOFT CORP
COM
594918104
79583
1280712
SH
DFND
1,2,3
1280712
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
53830
1214293
SH
DFND
1,2,3
1214293
0
0
NETFLIX INC
COM
64110L106
243
1965
SH
DFND
1,2,3
1965
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1319
32568
SH
DFND
1,2,3
32568
0
0
NEWMONT MINING CORPORATION
COM
651639106
482
14150
SH
DFND
1,2,3
14150
0
0
NEXTERA ENERGY INC
COM
65339F101
796
6660
SH
DFND
1,2,3
6660
0
0
NIKE INC
CL B
654106103
2547
50100
SH
DFND
1,2,3
50100
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
19821
550575
SH
DFND
1,2,3
550575
0
0
NORTHERN TRUST CORP
COM
665859104
1840
20660
SH
DFND
1,2,3
20660
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1661
22797
SH
DFND
1,2,3
22797
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
211
7300
SH
DFND
1,2,3
7300
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
1945
252228
SH
DFND
1,2,3
252228
0
0
ORACLE CORP
COM
68389X105
383
9950
SH
DFND
1,2,3
9950
0
0
ORBCOMM INC
COM
68555P100
414
50000
SH
DFND
1,2,3
50000
0
0
PACIFIC GAS & ELECTRIC CO
COM
69331C108
213
3500
SH
DFND
1,2,3
3500
0
0
PACKAGING CORP OF AMERICA
COM
695156109
10618
125180
SH
DFND
1,2,3
125180
0
0
PARETEUM CORP
COM
69946T108
180
1504980
SH
DFND
1,2,3
1504980
0
0
PARK CITY GROUP INC
COM
700215304
7128
561292
SH
DFND
1,2,3
561292
0
0
PEAPACK-GLADSTONE FNL CORP
COM
704699107
231
7472
SH
DFND
1,2,3
7472
0
0
PEPSICO INC
COM
713448108
24754
236586
SH
DFND
1,2,3
236586
0
0
PFIZER INC
COM
717081103
18954
583559
SH
DFND
1,2,3
583559
0
0
PHILIP MORRIS INTL INC
COM
718172109
3983
43539
SH
DFND
1,2,3
43539
0
0
PHILLIPS 66
COM
718546104
1025
11859
SH
DFND
1,2,3
11859
0
0
POTLATCH CORP
COM
737630103
505
12125
SH
DFND
1,2,3
12125
0
0
PROCTER & GAMBLE CO
COM
742718109
9638
114626
SH
DFND
1,2,3
114626
0
0
PROLOGIS INC
COM
74340W103
949
17975
SH
DFND
1,2,3
17975
0
0
PURECYCLE CORP
COM
746228303
352
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
10149
473800
SH
DFND
1,2,3
473800
0
0
RANGE RESOURCES CORP
COM
75281A109
13891
404285
SH
DFND
1,2,3
404285
0
0
RAYONIER INC
COM
754907103
658
24750
SH
DFND
1,2,3
24750
0
0
RAYTHEON CO
COM
755111507
8305
58487
SH
DFND
1,2,3
58487
0
0
RELX NV
SPONSORED ADR
75955B102
832
49642
SH
DFND
1,2,3
49642
0
0
REMARK MEDIA INC
COM
75954W107
900
229627
SH
DFND
1,2,3
229627
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
7812
143660
SH
DFND
1,2,3
143660
0
0
S&P GLOBAL INC
COM
78409V104
1329
12360
SH
DFND
1,2,3
12360
0
0
SABRE CORP
COM
78573M104
4116
164985
SH
DFND
1,2,3
164985
0
0
SCHLUMBERGER LTD
COM
806857108
35515
423052
SH
DFND
1,2,3
423052
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
109
24000
SH
DFND
1,2,3
24000
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
3682
183567
SH
DFND
1,2,3
183567
0
0
SILVER WHEATON CORP
COM
828336107
831
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
2943
797695
SH
DFND
1,2,3
797695
0
0
SNAP ON INC
COM
833034101
360
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
4702
434562
SH
DFND
1,2,3
434562
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
285
2600
SH
DFND
1,2,3
2600
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3583
31245
SH
DFND
1,2,3
31245
0
0
STARBUCKS CORP
COM
855244109
1072
19300
SH
DFND
1,2,3
19300
0
0
STERICYCLE INC
COM
858912108
7283
94532
SH
DFND
1,2,3
94532
0
0
SYSCO CORP
COM
871829107
5428
98038
SH
DFND
1,2,3
98038
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
401
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
732
10135
SH
DFND
1,2,3
10135
0
0
TELEFLEX INC
COM
879369106
898
5575
SH
DFND
1,2,3
5575
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
268
7384
SH
DFND
1,2,3
7384
0
0
THE BANK OF NEW YORK MELLON CORP
COM
064058100
21850
461171
SH
DFND
1,2,3
461171
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4549
32242
SH
DFND
1,2,3
32242
0
0
TIFFANY & CO
COM
886547108
16456
212525
SH
DFND
1,2,3
212525
0
0
TIME WARNER INC
COM
887317303
54065
560090
SH
DFND
1,2,3
560090
0
0
TJX COMPANIES INC
COM
872540109
17364
231117
SH
DFND
1,2,3
231117
0
0
TOLL BROTHERS INC
COM
889478103
41627
1342821
SH
DFND
1,2,3
1342821
0
0
UNDER ARMOUR INC
CL A
904311107
407
14000
SH
DFND
1,2,3
14000
0
0
UNDER ARMOUR INC
CL C
904311206
355
14098
SH
DFND
1,2,3
14098
0
0
UNI PIXEL INC
COM
904572203
98
100000
SH
DFND
1,2,3
100000
0
0
UNILEVER N V
N Y SHS
904784709
786
19153
SH
DFND
1,2,3
19153
0
0
UNION PACIFIC CORP
COM
907818108
5479
52845
SH
DFND
1,2,3
52845
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5936
54150
SH
DFND
1,2,3
54150
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
1908
29083
SH
DFND
1,2,3
29083
0
0
US BANCORP DEL
COM
902973304
3805
74070
SH
DFND
1,2,3
74070
0
0
US CONCRETE INC
COM
90333L201
16629
253875
SH
DFND
1,2,3
253875
0
0
VALLEY NATL BANCORP
COM
919794107
407
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
8
11912
SH
DFND
1,2,3
11912
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
15355
171027
SH
DFND
1,2,3
171027
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2900
54324
SH
DFND
1,2,3
54324
0
0
VERMILLION INC
COM
92407M206
319
336000
SH
DFND
1,2,3
336000
0
0
VIRNETX HOLDING CORP
COM
92823T108
1767
803400
SH
DFND
1,2,3
803400
0
0
VISA INC
COM CL A
92826C839
4053
51942
SH
DFND
1,2,3
51942
0
0
W.P. CAREY INC
COM
92936U109
2092
35400
SH
DFND
1,2,3
35400
0
0
WAL MART STORES INC
COM
931142103
473
6850
SH
DFND
1,2,3
6850
0
0
WELLS FARGO & CO
COM
949746101
2745
49816
SH
DFND
1,2,3
49816
0
0
WELLTOWER INC
COM
95040Q104
6129
91570
SH
DFND
1,2,3
91570
0
0
WESTROCK CO
COM
96145D105
35955
708191
SH
DFND
1,2,3
708191
0
0
WEYERHAEUSER CO
COM
962166104
4252
141310
SH
DFND
1,2,3
141310
0
0
WHIRLPOOL CORP
COM
963320106
1631
8975
SH
DFND
1,2,3
8975
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
31450
37617
SH
DFND
1,2,3
37617
0
0
WILEY JOHN & SONS INC
CL B
968223305
1093
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN AND SONS INC
CL A
968223206
21679
397771
SH
DFND
1,2,3
397771
0
0
WILLIAMS COMPANIES INC
COM
969457100
1886
60555
SH
DFND
1,2,3
60555
0
0
WORKHORSE GROUP INC
COM
98138J206
6183
875807
SH
DFND
1,2,3
875807
0
0
XENCOR INC
COM
98401F105
6488
246500
SH
DFND
1,2,3
246500
0
0
XPO LOGISTICS INC
COM
983793100
1627
37700
SH
DFND
1,2,3
37700
0
0
XYLEM INC
COM
98419M100
361
7300
SH
DFND
1,2,3
7300
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
47777
462954
SH
DFND
1,2,3
462954
0
0
ISHARES TR
S&P 100 ETF
464287101
440
4427
SH
DFND
1,2,3
4427
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
288
9125
SH
DFND
1,2,3
9125
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
44
42408
SH
DFND
1,2,3
42408
0
0
WORKHORSE GROUP INC
COM
98138J206
900
127500
SH
DFND
1,2,3
127500
0
0
AES TR III
PFD CV 6.75%
00808N202
252
5000
SH
DFND
1,2,3
5000
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
14127
18528
SH
DFND
1,2,3
18528
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
7666
121160
SH
DFND
1,2,3
121160
0
0
GENERAL AMERICAN INVESTORS
COM
368802104
1069
34272
SH
DFND
1,2,3
34272
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
1599
36125
SH
DFND
1,2,3
36125
0
0