Chief Compliance Officer

0000950123-13-009049.txt : 20131112 0000950123-13-009049.hdr.sgml : 20131111 20131112154143 ACCESSION NUMBER: 0000950123-13-009049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 131209967 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000016972 XXXXXXXX 09-30-2013 09-30-2013 Cannell Peter B & Co Inc

545 Madison Avenue 11th Floor New York NY 10022

13F HOLDINGS REPORT 028-01221 28-10208 Richmond Enterprises Inc. 28-10207 New York Community Bank 28-10200 New York Community Bancorp Inc. N Neal Muroff Chief Compliance Officer 212 752 5255 /s/ Neal Muroff New York NY 11-08-2013 3 117 1848778 false 1 28-10208 Richmond Enterprises Inc. 2 28-10207 New York Community Bank 3 28-10200 New York Community Bancorp Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3D SYSTEMS CORP COM 88554D205 8236 152550 SH DFND 1,2,3 152550 0 0 3M COMPANY COM 88579Y101 239 2000 SH DFND 1,2,3 2000 0 0 ACCESS MIDSTREAM PARTNERS LP UNIT 00434L109 20798 430510 SH DFND 1,2,3 430510 0 0 AFLAC INC COM 001055102 5429 87576 SH DFND 1,2,3 87576 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3427 66877 SH DFND 1,2,3 66877 0 0 AGNICO EAGLE MINES LTD COM 008474108 1324 50000 SH DFND 1,2,3 50000 0 0 AIR LEASE CORP CL A 00912X302 9925 358825 SH DFND 1,2,3 358825 0 0 ALTISOURCE PORTFOLIO SOLUTIONS REG SHS L0175J104 60714 433644 SH DFND 1,2,3 433644 0 0 AMERICAN EXPRESS CO COM 025816109 559 7400 SH DFND 1,2,3 7400 0 0 AMGEN INC COM 031162100 1019 9100 SH DFND 1,2,3 9100 0 0 APPLE INC COM 037833100 4762 9989 SH DFND 1,2,3 9989 0 0 ASHLAND INC COM 044209104 1107 11975 SH DFND 1,2,3 11975 0 0 BAXTER INTERNATIONAL INC COM 071813109 2643 40235 SH DFND 1,2,3 40235 0 0 BERKSHIRE HATHAWAY INC. DEL CL B NEW 084670702 324 2850 SH DFND 1,2,3 2850 0 0 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 67264 1798509 SH DFND 1,2,3 1798509 0 0 BROOKFIELD INFRASTRUCTURE PART LP INT UNIT G16252101 28353 745750 SH DFND 1,2,3 745750 0 0 BROOKFIELD PROPERTY PARTNERS LP UNIT LTD PARTN G16249107 2235 115325 SH DFND 1,2,3 115325 0 0 BROOKFIELD RESIDENTIAL PROPERT COM 11283W104 42776 1858215 SH DFND 1,2,3 1858215 0 0 CATERPILLAR INC COM 149123101 2976 35700 SH DFND 1,2,3 35700 0 0 CEDAR FAIR LP DEPOSITRY UNIT 150185106 53282 1222065 SH DFND 1,2,3 1222065 0 0 CELGENE CORP COM 151020104 137689 894492 SH DFND 1,2,3 894492 0 0 CENTRAL FUND OF CANADA LTD CL A 153501101 1210 82300 SH DFND 1,2,3 82300 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 1497 7100 SH DFND 1,2,3 7100 0 0 CHEVRON CORP COM 166764100 872 7180 SH DFND 1,2,3 7180 0 0 CHUBB CORP COM 171232101 241 2700 SH DFND 1,2,3 2700 0 0 CISCO SYSTEMS INC COM 17275R102 5232 223400 SH DFND 1,2,3 223400 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 63524 773545 SH DFND 1,2,3 773545 0 0 COLGATE-PALMOLIVE CO COM 194162103 724 12216 SH DFND 1,2,3 12216 0 0 CONTINENTAL RESOURCES INC COM 212015101 19179 178810 SH DFND 1,2,3 178810 0 0 CROWN HOLDINGS INC COM 228368106 44159 1044445 SH DFND 1,2,3 1044445 0 0 D.R. HORTON INC COM 23331A109 2377 122350 SH DFND 1,2,3 122350 0 0 DEERE & CO COM 244199105 5073 62331 SH DFND 1,2,3 62331 0 0 DELTA AIR LINES INC COM 247361702 52817 2238945 SH DFND 1,2,3 2238945 0 0 DISCOVERY COMMUNICATIONS INC COM SER A 25470F104 606 7180 SH DFND 1,2,3 7180 0 0 DISCOVERY COMMUNICATIONS INC COM SER C 25470F302 561 7180 SH DFND 1,2,3 7180 0 0 DISNEY WALT CO COM DISNEY 254687106 2590 40165 SH DFND 1,2,3 40165 0 0 DOVER CORPORATION COM 260003108 2429 27037 SH DFND 1,2,3 27037 0 0 ELEPHANT TALK COMMUNICATIONS CORP COM 286202205 13 20000 SH DFND 1,2,3 20000 0 0 EMC CORP MASS COM 268648102 4488 175583 SH DFND 1,2,3 175583 0 0 ENDURO ROYALTY TRUST TR UNIT 29269K100 236 18750 SH DFND 1,2,3 18750 0 0 EOG RESOURCES INC COM 26875P101 845 4990 SH DFND 1,2,3 4990 0 0 EQT CORPORATION COM 26884L109 10256 115600 SH DFND 1,2,3 115600 0 0 EXXON MOBIL CORP COM 30231G102 2055 23882 SH DFND 1,2,3 23882 0 0 FRANCO NEV CORP COM 351858105 8685 191900 SH DFND 1,2,3 191900 0 0 GENERAC HOLDINGS INC COM 368736104 14753 345980 SH DFND 1,2,3 345980 0 0 GENERAL ELECTRIC CO COM 369604103 3373 141184 SH DFND 1,2,3 141184 0 0 GENESIS ENERGY LP UNIT LTD PARTN 371927104 46549 929670 SH DFND 1,2,3 929670 0 0 GILEAD SCIENCES INC COM 375558103 14995 238615 SH DFND 1,2,3 238615 0 0 GOLDCORP INC COM 380956409 6672 256500 SH DFND 1,2,3 256500 0 0 H & R BLOCK INC COM 093671105 66420 2491360 SH DFND 1,2,3 2491360 0 0 HAIN CELESTIAL GROUP INC COM 405217100 51139 663113 SH DFND 1,2,3 663113 0 0 HOME LOAN SERVICING SOLUTIONS ORD SHS G6648D109 73928 3358848 SH DFND 1,2,3 3358848 0 0 HOMETRUST BANCSHARES INC COM 437872104 1853 112300 SH DFND 1,2,3 112300 0 0 HORMEL FOODS CORP COM 440452100 1955 46425 SH DFND 1,2,3 46425 0 0 INGREDION INC COM 457187102 465 7025 SH DFND 1,2,3 7025 0 0 INTEL CORP COM 458140100 40170 1752600 SH DFND 1,2,3 1752600 0 0 INTERNATIONAL BUSINESS MACHINES COM 459200101 3557 19210 SH DFND 1,2,3 19210 0 0 INTERNATIONAL PAPER CO COM 460146103 60015 1339611 SH DFND 1,2,3 1339611 0 0 IPG PHOTONICS CORP COM 44980X109 9302 165200 SH DFND 1,2,3 165200 0 0 JM SMUCKER COMPANY COM 832696405 11336 107920 SH DFND 1,2,3 107920 0 0 JOHNSON & JOHNSON CO COM 478160104 6418 74036 SH DFND 1,2,3 74036 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N308 49492 1854345 SH DFND 1,2,3 1854345 0 0 LOEWS CORP COM 540424108 298 6385 SH DFND 1,2,3 6385 0 0 LOWES COMPANIES INC COM 548661107 2078 43650 SH DFND 1,2,3 43650 0 0 LYONDELLBASELL INDUSTRIES NV SHS A N53745100 8491 115950 SH DFND 1,2,3 115950 0 0 MARKWEST ENERGY PARTNERS LP UNIT LTD PARTN 570759100 3612 50000 SH DFND 1,2,3 50000 0 0 MCKESSON CORP COM 58155Q103 64376 501765 SH DFND 1,2,3 501765 0 0 MERCK & CO INC COM 58933Y105 2585 54300 SH DFND 1,2,3 54300 0 0 METLIFE INC COM 59156R108 18789 400200 SH DFND 1,2,3 400200 0 0 MFA FINANCIAL INC COM 55272X102 10922 1466100 SH DFND 1,2,3 1466100 0 0 MICRON TECHNOLOGY INC COM 595112103 52835 3024310 SH DFND 1,2,3 3024310 0 0 MICROSOFT CORP COM 594918104 55209 1657431 SH DFND 1,2,3 1657431 0 0 MOSAIC CO COM 61945C103 42666 991775 SH DFND 1,2,3 991775 0 0 NEWMONT MINING CORPORATION COM 651639106 1494 53150 SH DFND 1,2,3 53150 0 0 NORFOLK SOUTHERN CORP COM 655844108 5546 71700 SH DFND 1,2,3 71700 0 0 NORTHROP GRUMMAN CORP COM 666807102 542 5691 SH DFND 1,2,3 5691 0 0 ORACLE CORP COM 68389X105 265 8000 SH DFND 1,2,3 8000 0 0 ORITANI FINANCIAL CORP DEL COM 68633D103 1007 61150 SH DFND 1,2,3 61150 0 0 PACKAGING CORP OF AMERICA COM 695156109 11592 203055 SH DFND 1,2,3 203055 0 0 PEPSICO INC COM 713448108 376 4733 SH DFND 1,2,3 4733 0 0 PERKINELMER INC COM 714046109 41177 1090790 SH DFND 1,2,3 1090790 0 0 PFIZER INC COM 717081103 12637 440172 SH DFND 1,2,3 440172 0 0 PROCTER & GAMBLE CO COM 742718109 473 6256 SH DFND 1,2,3 6256 0 0 QUIDEL CORP COM 74838J101 7350 258800 SH DFND 1,2,3 258800 0 0 RANGE RESOURCES CORP COM 75281A109 60129 792318 SH DFND 1,2,3 792318 0 0 RAYONIER INC COM 754907103 2656 47719 SH DFND 1,2,3 47719 0 0 RENTRAK CORP COM 760174102 1174 35979 SH DFND 1,2,3 35979 0 0 SCHLUMBERGER LTD COM 806857108 35559 402430 SH DFND 1,2,3 402430 0 0 SEADRILL LTD SHS G7945E105 19724 437525 SH DFND 1,2,3 437525 0 0 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 5622 172200 SH DFND 1,2,3 172200 0 0 SLM CORP COM 78442P106 2418 97125 SH DFND 1,2,3 97125 0 0 SNAP ON INC COM 833034101 398 4000 SH DFND 1,2,3 4000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 12896 354470 SH DFND 1,2,3 354470 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 800 6240 SH DFND 1,2,3 6240 0 0 SPECTRA ENERGY CORP COM 847560109 1461 42684 SH DFND 1,2,3 42684 0 0 ST. JUDE MEDICAL INC COM 790849103 4368 81430 SH DFND 1,2,3 81430 0 0 STANLEY BLACK & DECKER INC COM 854502101 3333 36795 SH DFND 1,2,3 36795 0 0 STERICYCLE INC COM 858912108 8786 76132 SH DFND 1,2,3 76132 0 0 TELEFONICA S.A. SPONSORED ADR 879382208 1293 83500 SH DFND 1,2,3 83500 0 0 TERRITORIAL BANCORP INC COM 88145X108 5124 233225 SH DFND 1,2,3 233225 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 4896 53133 SH DFND 1,2,3 53133 0 0 TUPPERWARE BRANDS CORP COM 899896104 2710 31380 SH DFND 1,2,3 31380 0 0 TWENTY FIRST CENTURY FOX INC CL A 90130A101 7876 235100 SH DFND 1,2,3 235100 0 0 UNILEVER N V N Y SHS 904784709 848 22493 SH DFND 1,2,3 22493 0 0 UNION PACIFIC CORP COM 907818108 924 5950 SH DFND 1,2,3 5950 0 0 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 603 14400 SH DFND 1,2,3 14400 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1322 12670 SH DFND 1,2,3 12670 0 0 VARIAN MEDICAL SYSTEMS INC COM 92220P105 4333 57983 SH DFND 1,2,3 57983 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2350 50365 SH DFND 1,2,3 50365 0 0 VIRNETX HOLDING CORP COM 92823T108 25123 1231516 SH DFND 1,2,3 1231516 0 0 VISA INC COM CL A 92826C839 2962 15500 SH DFND 1,2,3 15500 0 0 W.P. CAREY INC COM 92936U109 61794 955090 SH DFND 1,2,3 955090 0 0 WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT 95825R103 2278 61250 SH DFND 1,2,3 61250 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 8418 194275 SH DFND 1,2,3 194275 0 0 WISDOMTREE INVESTMENTS INC COM 97717P104 1915 164950 SH DFND 1,2,3 164950 0 0 WR GRACE & CO COM 38388F108 62077 710258 SH DFND 1,2,3 710258 0 0 XEROX CORP COM 984121103 1146 111400 SH DFND 1,2,3 111400 0 0