0000950123-11-076006.txt : 20110811 0000950123-11-076006.hdr.sgml : 20110811 20110811125535 ACCESSION NUMBER: 0000950123-11-076006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 111026842 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y05108e13fvhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Keating Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Keating New York, NY 8/1/2011 -------------------------------- ---------------------- ---------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 94 Form 13F Information Table Value Total: 1507866 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc.
Peter B. Cannell & Co., Inc. FORM 13F 30-Jun-11
Voting Authority ----------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- ---------- -------- -------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 847 16095 SH Defined 1,2,3 16095 AFFILIATED MANAGERS GROUP INC COM 008252108 1118 11025 SH Defined 1,2,3 11025 AFLAC INC COM 001055102 3868 82871 SH Defined 1,2,3 82871 AGILENT TECHNOLOGIES INC COM 00846U101 2303 45067 SH Defined 1,2,3 45067 AIR PRODUCTS & CHEMICALS INC COM 009158106 6961 72825 SH Defined 1,2,3 72825 ALLEGHENY TECHNOLOGIES INC COM 01741R102 54011 850970 SH Defined 1,2,3 850970 ALLERGAN INC COM 018490102 595 7150 SH Defined 1,2,3 7150 AMGEN INC COM 031162100 1374 23550 SH Defined 1,2,3 23550 ANALOG DEVICES INC COM 032654105 65589 1675750 SH Defined 1,2,3 1675750 APPLE INC COM 037833100 77189 229955 SH Defined 1,2,3 229955 APPROACH RESOURCES INC COM 03834A103 6223 274500 SH Defined 1,2,3 274500 ASCENA RETAIL GROUP INC COM 04351G101 50889 1494540 SH Defined 1,2,3 1494540 AVNET INC COM 053807103 53371 1674125 SH Defined 1,2,3 1674125 BAXTER INTERNATIONAL INC COM 071813109 2326 38971 SH Defined 1,2,3 38971 BERKSHIRE HATHAWAY INC CL A CL A 084670108 232 2 SH Defined 1,2,3 2 BOEING CO. COM 097023105 30280 409575 SH Defined 1,2,3 409575 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2182 65775 SH Defined 1,2,3 65775 BROOKFIELD INFRASTRUCTURE PTNR LP INT UNIT G16252101 34144 1363025 SH Defined 1,2,3 1363025 CARMAX INC COM 143130102 1149 34750 SH Defined 1,2,3 34750 CATERPILLAR INC COM 149123101 2156 20250 SH Defined 1,2,3 20250 CELGENE CORP COM 151020104 69282 1152951 SH Defined 1,2,3 1152951 CENTURYLINK, INC COM 156700106 10545 260825 SH Defined 1,2,3 260825 CHEVRON CORP COM 166764100 780 7580 SH Defined 1,2,3 7580 CISCO SYSTEMS INC COM 17275R102 3231 206955 SH Defined 1,2,3 206955 COCA COLA CO COM 191216100 336 5000 SH Defined 1,2,3 5000 COLGATE-PALMOLIVE CO COM 194162103 744 8515 SH Defined 1,2,3 8515 CONTINENTAL RESOURCES INC COM 212015101 359 5525 SH Defined 1,2,3 5525 CROWN HOLDINGS INC COM 228368106 52305 1347370 SH Defined 1,2,3 1347370 CSX CORP COM 126408103 68548 2614335 SH Defined 1,2,3 2614335 D.R. HORTON INC COM 23331A109 1674 145300 SH Defined 1,2,3 145300 DEERE & CO COM 244199105 2229 27031 SH Defined 1,2,3 27031 DEVON ENERGY CORP COM 25179M103 59039 749131 SH Defined 1,2,3 749131 DISNEY WALT CO. COM DISNEY 254687106 2485 63650 SH Defined 1,2,3 63650 DOMINION RESOURCES INC. COM 25746u109 638 13222 SH Defined 1,2,3 13222 DOVER CORPORATION COM 260003108 2155 31787 SH Defined 1,2,3 31787 DUKE ENERGY CORP COM 26441C105 757 40200 SH Defined 1,2,3 40200 EMC CORP COM 268648102 4852 176133 SH Defined 1,2,3 176133 ENCANA CORP COM 292505104 5405 175550 SH Defined 1,2,3 175550 EQT CORPORATION COM 26884L109 596 11350 SH Defined 1,2,3 11350 EXXON MOBIL CORP COM 30231G102 1506 18502 SH Defined 1,2,3 18502 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 56615 1070230 SH Defined 1,2,3 1070230 GENERAL ELECTRIC CO COM 369604103 2791 148000 SH Defined 1,2,3 148000 GENESIS ENERGY LP UNIT LTD PARTN 371927104 16363 600250 SH Defined 1,2,3 600250 GENTEX CORP COM 371901109 19659 650300 SH Defined 1,2,3 650300 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1430 90050 SH Defined 1,2,3 90050 HEWLETT PACKARD CO COM 428236103 3466 95233 SH Defined 1,2,3 95233 HOME DEPOT INC COM 437076102 1000 27600 SH Defined 1,2,3 27600 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 1999 87900 SH Defined 1,2,3 87900 IMPERIAL OIL LTD COM NEW 453038408 335 7200 SH Defined 1,2,3 7200 INTERNATIONAL BUSINESS MACHINE COM 459200101 68670 400290 SH Defined 1,2,3 400290 INTERSIL CORP CL A 46069S109 44705 3478950 SH Defined 1,2,3 3478950 JOHNSON & JOHNSON CO COM 478160104 2530 38036 SH Defined 1,2,3 38036 JOHNSON CONTROLS INC COM 478366107 44044 1057225 SH Defined 1,2,3 1057225 MDU RESOURCES GROUP INC COM 552690109 1170 52000 SH Defined 1,2,3 52000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3974 70317 SH Defined 1,2,3 70317 MFA FINANCIAL, INC COM 55272X102 9737 1211100 SH Defined 1,2,3 1211100 MICROSOFT CORP. COM 594918104 4598 176833 SH Defined 1,2,3 176833 MOSAIC CO COM 61945C103 30977 457355 SH Defined 1,2,3 457355 NATURAL RESOURCE PARTNERS LP COM UNIT L P 63900P103 27807 838325 SH Defined 1,2,3 838325 NORTHROP GRUMMAN CORP COM 666807102 1005 14491 SH Defined 1,2,3 14491 ORACLE CORP COM 68389X105 263 8000 SH Defined 1,2,3 8000 ORITANI FINANCIAL CORP COM 68633D103 47450 3709951 SH Defined 1,2,3 3709951 PAYCHEX INC COM 704326107 9439 307250 SH Defined 1,2,3 307250 PEPSICO INC COM 713448108 507 7200 SH Defined 1,2,3 7200 POTLATCH CORP COM 737630103 15746 446450 SH Defined 1,2,3 446450 PROCTER & GAMBLE CO COM 742718109 584 9193 SH Defined 1,2,3 9193 RAYONIER INC COM 754907103 3495 53475 SH Defined 1,2,3 53475 SCOTTS MIRACLE-GRO CO CL A 810186106 46253 901450 SH Defined 1,2,3 901450 SOUTHWESTERN ENERGY CO COM 845467109 67142 1565803 SH Defined 1,2,3 1565803 SPDR GOLD TRUST GOLD SHS 78463V107 1215 8325 SH Defined 1,2,3 8325 SPECTRA ENERGY CORP COM 847560109 1869 68200 SH Defined 1,2,3 68200 ST. JUDE MEDICAL INC COM 790849103 3587 75230 SH Defined 1,2,3 75230 STANLEY BLACK & DECKER INC COM 854502101 3466 48100 SH Defined 1,2,3 48100 STILLWATER MINING CO COM 86074Q102 58421 2654300 SH Defined 1,2,3 2654300 SUNCOR ENERGY INC COM 867224107 301 7700 SH Defined 1,2,3 7700 TELEFONICA S.A. SPONSORED ADR 879382208 2407 98290 SH Defined 1,2,3 98290 TERADATA CORP COM 88076W103 345 5725 SH Defined 1,2,3 5725 TERRITORIAL BANCORP INC COM 88145X108 10735 518100 SH Defined 1,2,3 518100 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 2195 45528 SH Defined 1,2,3 45528 TFS FINANCIAL CORP COM 87240R107 468 48300 SH Defined 1,2,3 48300 THERMO FISHER SCIENTIFIC INC COM 883556102 4537 70467 SH Defined 1,2,3 70467 TIME WARNER INC COM 887317303 61109 1680200 SH Defined 1,2,3 1680200 TUPPERWARE BRANDS CORP COM 899896104 3249 48175 SH Defined 1,2,3 48175 U.S. STEEL CORP COM 912909108 942 20450 SH Defined 1,2,3 20450 UNILEVER N V N Y SHS NEW 904784709 1586 48281 SH Defined 1,2,3 48281 UNION PACIFIC CORP COM 907818108 566 5425 SH Defined 1,2,3 5425 UNITED CONTINENTAL HOLDINGS IN COM 910047109 2423 107050 SH Defined 1,2,3 107050 VANGUARD NATURAL RESOURCES LLC COM UNIT 92205F106 8989 319650 SH Defined 1,2,3 319650 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1876 26790 SH Defined 1,2,3 26790 VIRNETX HOLDING CORP COM 92823T108 41190 1423275 SH Defined 1,2,3 1423275 VISA INC COM CL A 92826C839 4320 51270 SH Defined 1,2,3 51270 WAL MART STORES INC COM 931142103 463 8717 SH Defined 1,2,3 8717 XEROX CORP. COM 984121103 66757 6412800 SH Defined 1,2,3 6412800 TELEFLEX, INC CONV SR SUB NTS NOTE 3.875% 8/0 879369AA4 6823 5920000 PRN Defined 1,2,3 5920000 REPORT SUMMARY 94 DATA RECORDS 1507866 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED