-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wjt2kJJCHb+bw6lt9y0XRbrqGQID35HQ3gL8Rcjx2OjBPmf9vw9ccau7Aqc+ToGW u8a1Eg0JcMCf4RTRbuXe4A== 0000950123-11-009177.txt : 20110204 0000950123-11-009177.hdr.sgml : 20110204 20110204144822 ACCESSION NUMBER: 0000950123-11-009177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 EFFECTIVENESS DATE: 20110204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 11574198 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y04498e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Keating Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Keating New York, NY 1/31/11 - ------------------------------------- ------------- ------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 94 Form 13F Information Table Value Total: 1468673 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- -------------------------------- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. Peter B. Cannell & Co., Inc. FORM 13F 31-Dec-10
Voting Authority Value Shares/ Sh/ Put/ Invstmt Other -------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- -------------- ------------ -------- -------- --- ---- ------- -------- -------- ------ ---- ABBOTT LABORATORIES COM 002824100 843 17595 SH Defined 1,2,3 17595 AFFILIATED MANAGERS GROUP INC COM 008252108 1094 11025 SH Defined 1,2,3 11025 AFLAC INC COM 001055102 3395 60168 SH Defined 1,2,3 60168 AGILENT TECHNOLOGIES INC COM 00846U101 1944 46917 SH Defined 1,2,3 46917 ALLEGHENY TECHNOLOGIES INC COM 01741R102 51554 934295 SH Defined 1,2,3 934295 ALLERGAN INC COM 018490102 2668 38850 SH Defined 1,2,3 38850 AMGEN INC COM 031162100 1403 25550 SH Defined 1,2,3 25550 ANADARKO PETROLEUM CORP COM 032511107 3724 48900 SH Defined 1,2,3 48900 ANALOG DEVICES INC COM 032654105 64552 1713615 SH Defined 1,2,3 1713615 APPLE INC COM 037833100 88467 274265 SH Defined 1,2,3 274265 AVNET INC COM 053807103 37956 1149140 SH Defined 1,2,3 1149140 BAXTER INTERNATIONAL INC COM 071813109 2018 39871 SH Defined 1,2,3 39871 BERKSHIRE HATHAWAY INC CL A CL A 084670108 241 2 SH Defined 1,2,3 2 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4524 135899 SH Defined 1,2,3 135899 BROOKFIELD INFRASTRUCTURE PTNR LP INT UNIT G16252101 25108 1192775 SH Defined 1,2,3 1192775 CAPITOL FEDERAL FINANCIAL INC COM 14057J101 596 50000 SH Defined 1,2,3 50000 CARMAX INC COM 143130102 1108 34750 SH Defined 1,2,3 34750 CATERPILLAR INC COM 149123101 2273 24267 SH Defined 1,2,3 24267 CELGENE CORP COM 151020104 64057 1083140 SH Defined 1,2,3 1083140 CENTURYLINK, INC COM 156700106 10639 230425 SH Defined 1,2,3 230425 CHEVRON CORP COM 166764100 737 8080 SH Defined 1,2,3 8080 CHUBB CORP COM 171232101 227 3800 SH Defined 1,2,3 3800 CISCO SYSTEMS INC COM 17275R102 22604 1117355 SH Defined 1,2,3 1117355 COCA COLA CO COM 191216100 460 7000 SH Defined 1,2,3 7000 COLGATE-PALMOLIVE CO COM 194162103 684 8515 SH Defined 1,2,3 8515 CONTINENTAL RESOURCES INC COM 212015101 35069 595898 SH Defined 1,2,3 595898 CREE, INC COM 225447101 50532 766915 SH Defined 1,2,3 766915 CROWN HOLDINGS INC COM 228368106 50962 1526730 SH Defined 1,2,3 1526730 CSX CORP COM 126408103 60568 937445 SH Defined 1,2,3 937445 DEERE & CO COM 244199105 3046 36681 SH Defined 1,2,3 36681 DEVON ENERGY CORP COM 25179M103 32481 413715 SH Defined 1,2,3 413715 DISNEY WALT CO. COM DISNEY 254687106 2594 69146 SH Defined 1,2,3 69146 DOLLAR THRIFTY AUTO GROUP INC COM 256743105 3582 75800 SH Defined 1,2,3 75800 DOMINION RESOURCES INC. COM 25746u109 868 20322 SH Defined 1,2,3 20322 DOVER CORPORATION COM 260003108 2600 44487 SH Defined 1,2,3 44487 DRESS BARN INC COM 261570105 35076 1327625 SH Defined 1,2,3 1327625 DUKE ENERGY CORP COM 26441C105 777 43600 SH Defined 1,2,3 43600 EMC CORP COM 268648102 4128 180283 SH Defined 1,2,3 180283 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 29250X103 1028 16093 SH Defined 1,2,3 16093 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 8978 143925 SH Defined 1,2,3 143925 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 6880 306200 SH Defined 1,2,3 306200 EQT CORPORATION COM 26884L109 48351 1078290 SH Defined 1,2,3 1078290 EXXON MOBIL CORP COM 30231G102 1353 18502 SH Defined 1,2,3 18502 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 56072 466920 SH Defined 1,2,3 466920
GENERAL ELECTRIC CO COM 369604103 1293 70700 SH Defined 1,2,3 70700 GENESIS ENERGY LP UNIT LTD PARTN 371927104 27783 1052375 SH Defined 1,2,3 1052375 GENTEX CORP COM 371901109 16281 550775 SH Defined 1,2,3 550775 HERTZ GLOBAL HOLDINGS INC COM 42805T105 34003 2346625 SH Defined 1,2,3 2346625 HOME DEPOT INC COM 437076102 929 26500 SH Defined 1,2,3 26500 HUDSON CITY BANCORP INC COM 443683107 2756 216300 SH Defined 1,2,3 216300 INTERNATIONAL BUSINESS MACHINE COM 459200101 61010 415715 SH Defined 1,2,3 415715 ISHARES SILVER TRUST ISHARES 46428Q109 287 9500 SH Defined 1,2,3 9500 JOHNSON & JOHNSON CO COM 478160104 2516 40676 SH Defined 1,2,3 40676 MDU RESOURCES GROUP INC COM 552690109 14904 735250 SH Defined 1,2,3 735250 MEDCO HEALTH SOLUTIONS INC COM 58405U102 53993 881232 SH Defined 1,2,3 881232 MERCK & CO INC COM 58933Y105 3894 108050 SH Defined 1,2,3 108050 METABOLIX INC COM 591018809 515 42300 SH Defined 1,2,3 42300 MFA FINANCIAL, INC COM 55272X102 5513 675600 SH Defined 1,2,3 675600 MICROSOFT CORP. COM 594918104 4745 169936 SH Defined 1,2,3 169936 NATURAL RESOURCE PARTNERS LP COM UNIT L P 63900P103 16976 511325 SH Defined 1,2,3 511325 NORTHROP GRUMMAN CORP COM 666807102 1088 16791 SH Defined 1,2,3 16791 ORACLE CORP COM 68389X105 250 8000 SH Defined 1,2,3 8000 ORITANI FINANCIAL CORP COM 68633D103 26676 2179393 SH Defined 1,2,3 2179393 PALOMAR MEDICAL TECHNOLOGIES I COM 697529303 2471 173900 SH Defined 1,2,3 173900 PAYCHEX INC COM 704326107 9766 315950 SH Defined 1,2,3 315950 PEPSICO INC COM 713448108 470 7200 SH Defined 1,2,3 7200 PETSMART INC COM 716768106 2422 60833 SH Defined 1,2,3 60833 POTLATCH CORP COM 737630103 9293 285510 SH Defined 1,2,3 285510 PROCTER & GAMBLE CO COM 742718109 869 13516 SH Defined 1,2,3 13516 RAYONIER INC COM 754907103 4603 87650 SH Defined 1,2,3 87650 REPUBLIC SERVICES INC COM 760759100 31298 1048165 SH Defined 1,2,3 1048165 ROMA FINANCIAL CORP COM 77581P109 6280 592455 SH Defined 1,2,3 592455 SOUTHWESTERN ENERGY CO COM 845467109 64649 1727208 SH Defined 1,2,3 1727208 SPDR GOLD TRUST GOLD SHS 78463V107 1155 8325 SH Defined 1,2,3 8325 SPECTRA ENERGY CORP COM 847560109 3843 153783 SH Defined 1,2,3 153783 ST. JUDE MEDICAL INC COM 790849103 3250 76030 SH Defined 1,2,3 76030 STANLEY BLACK & DECKER INC COM 854502101 3464 51800 SH Defined 1,2,3 51800 STILLWATER MINING CO COM 86074Q102 42341 1983200 SH Defined 1,2,3 1983200 SUNCOR ENERGY INC COM 867224107 230 6000 SH Defined 1,2,3 6000 TELEFONICA S.A. SPONSORED ADR 879382208 2260 33030 SH Defined 1,2,3 33030 TERADATA CORP COM 88076W103 37294 906065 SH Defined 1,2,3 906065 TERRITORIAL BANCORP INC COM 88145X108 10111 507850 SH Defined 1,2,3 507850 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 2462 47228 SH Defined 1,2,3 47228 THERMO FISHER SCIENTIFIC INC COM 883556102 4095 73967 SH Defined 1,2,3 73967 TUPPERWARE BRANDS CORP COM 899896104 4706 98725 SH Defined 1,2,3 98725 UNILEVER N V N Y SHS NEW 904784709 1634 52031 SH Defined 1,2,3 52031 URBAN OUTFITTERS INC COM 917047102 48706 1360120 SH Defined 1,2,3 1360120 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1891 27290 SH Defined 1,2,3 27290 VIRNETX HOLDING CORP COM 92823T108 22056 1485275 SH Defined 1,2,3 1485275 VISA INC COM CL A 92826C839 2692 38250 SH Defined 1,2,3 38250 WAL MART STORES INC COM 931142103 1233 22867 SH Defined 1,2,3 22867 WHIRLPOOL CORP COM 963320106 57743 650040 SH Defined 1,2,3 650040 WR BERKLEY CORP COM 084423102 965 35250 SH Defined 1,2,3 35250 TELEFLEX, INC CONV SR SUB NTS CONV 879369AA4 11188 10655000 PRN Defined 1,2,3 10655000 REPORT SUMMARY 94 DATA RECORDS 1468673 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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