-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tr8du/NuXn0uQCeFDtMzsCDoQCZ9wKtihfJ+uFjreU+BqcCR63T6nIErOk06ElJS PxNb5jOR3NYcvRCmbwks1g== 0000950123-10-004702.txt : 20100125 0000950123-10-004702.hdr.sgml : 20100125 20100125095620 ACCESSION NUMBER: 0000950123-10-004702 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100125 DATE AS OF CHANGE: 20100125 EFFECTIVENESS DATE: 20100125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 10543475 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y02922e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Keating Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Keating New York, NY 01/22/10 - ----------------------------- ----------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 74 Form 13F Information Table Value Total: 1195453 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name - --- -------------------- -------------------------------- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc.
Peter B. Cannell & Co., Inc. FORM 13F 31-Dec-09
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- -------------- ------------ -------- ------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 962 17818 SH Defined 1,2,3 17818 AFLAC INC COM 001055102 2814 60833 SH Defined 1,2,3 60833 AGILENT TECHNOLOGIES INC COM 00846U101 1402 45117 SH Defined 1,2,3 45117 ALLERGAN INC COM 018490102 32822 520895 SH Defined 1,2,3 520895 AMGEN INC COM 031162100 1324 23400 SH Defined 1,2,3 23400 ANADARKO PETROLEUM CORP COM 032511107 40529 649300 SH Defined 1,2,3 649300 APPLE INC COM 037833100 48712 231015 SH Defined 1,2,3 231015 AVNET INC COM 053807103 36751 1218525 SH Defined 1,2,3 1218525 BAXTER INTERNATIONAL INC COM 071813109 2498 42571 SH Defined 1,2,3 42571 BOARDWALK PIPELINE PTNRS, LP UT LTD PARTNER 096627104 5949 198100 SH Defined 1,2,3 198100 BP PLC ADR SPONSORED ADR 055622104 257 4430 SH Defined 1,2,3 4430 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3086 139149 SH Defined 1,2,3 139149 BROOKFIELD INFRASTRUCTURE PTNR LP INT UNIT G16252101 10794 643625 SH Defined 1,2,3 643625 CATERPILLAR INC COM 149123101 2090 36667 SH Defined 1,2,3 36667 CELGENE CORP COM 151020104 49333 886005 SH Defined 1,2,3 886005 CHEVRON CORP COM 166764100 852 11072 SH Defined 1,2,3 11072 CISCO SYSTEMS INC COM 17275R102 4440 185450 SH Defined 1,2,3 185450 COCA COLA CO COM 191216100 314 5500 SH Defined 1,2,3 5500 COLGATE-PALMOLIVE CO COM 194162103 720 8765 SH Defined 1,2,3 8765 COMMSCOPE INC COM 203372107 52881 1993250 SH Defined 1,2,3 1993250 CONTINENTAL RESOURCES INC COM 212015101 43299 1009530 SH Defined 1,2,3 1009530 CROWN HOLDINGS INC COM 228368106 40032 1564980 SH Defined 1,2,3 1564980 DEERE & CO COM 244199105 3748 69300 SH Defined 1,2,3 69300 DISNEY WALT CO. COM 254687106 2332 72296 SH Defined 1,2,3 72296 DOLLAR THRIFTY AUTO GROUP INC COM 256743105 35667 1392705 SH Defined 1,2,3 1392705 DOMINION RESOURCES INC. COM 25746u109 826 21222 SH Defined 1,2,3 21222 DOVER CORPORATION COM 260003108 2971 71400 SH Defined 1,2,3 71400 DRESS BARN INC COM 261570105 16958 734100 SH Defined 1,2,3 734100 DUKE ENERGY CORP COM 26441C105 750 43600 SH Defined 1,2,3 43600 EMC CORP COM 268648102 3141 179783 SH Defined 1,2,3 179783 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 494 9200 SH Defined 1,2,3 9200 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 9344 471450 SH Defined 1,2,3 471450 EQT CORPORATION COM 26884L109 56232 1280335 SH Defined 1,2,3 1280335 EXXON MOBIL CORP COM 30231G102 1296 19002 SH Defined 1,2,3 19002 FIDELITY NATIONAL FINANCIAL, I COM 31620R105 39600 2942050 SH Defined 1,2,3 2942050 GENESIS ENERGY LP UNIT LTD PARTN 371927104 15859 839100 SH Defined 1,2,3 839100 GENTEX CORP COM 371901109 35557 1991975 SH Defined 1,2,3 1991975 HAWAIIAN ELECTRIC INDS INC COM 419870100 23588 1128600 SH Defined 1,2,3 1128600 HOME DEPOT INC COM 437076102 793 27400 SH Defined 1,2,3 27400 HORMEL FOODS CORP COM 440452100 21125 549420 SH Defined 1,2,3 549420 HUDSON CITY BANCORP INC COM 443683107 7753 564688 SH Defined 1,2,3 564688 INTERNATIONAL BUSINESS MACHINE COM 459200101 54208 414115 SH Defined 1,2,3 414115 JOHNSON & JOHNSON CO COM 478160104 2766 42946 SH Defined 1,2,3 42946 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2561 40067 SH Defined 1,2,3 40067 MEDTRONIC INC COM 585055106 27939 635275 SH Defined 1,2,3 635275 MERCK & COMPANY INC (NEW) COM 58933Y105 333 9100 SH Defined 1,2,3 9100 METABOLIX INC COM 591018809 468 42300 SH Defined 1,2,3 42300 MFA FINANCIAL, INC COM 55272X102 8080 1099300 SH Defined 1,2,3 1099300 MICROSOFT CORP. COM 594918104 4610 151186 SH Defined 1,2,3 151186 NORTHROP GRUMMAN CORP COM 666807102 2115 37861 SH Defined 1,2,3 37861 PEPSICO INC COM 713448108 438 7200 SH Defined 1,2,3 7200 PETSMART INC COM 716768106 3729 139733 SH Defined 1,2,3 139733 POTLATCH CORP COM 737630103 49718 1559545 SH Defined 1,2,3 1559545 PROCTER & GAMBLE CO COM 742718109 565 9316 SH Defined 1,2,3 9316 QUALCOMM INC COM 747525103 50992 1102297 SH Defined 1,2,3 1102297
RAYONIER INC COM 754907103 3737 88650 SH Defined 1,2,3 88650 REPUBLIC SERVICES INC COM 760759100 15763 556790 SH Defined 1,2,3 556790 ROMA FINANCIAL CORP COM 77581P109 14219 1150433 SH Defined 1,2,3 1150433 SOUTHWESTERN ENERGY CO COM 845467109 50795 1053835 SH Defined 1,2,3 1053835 SPDR GOLD TRUST GOLD SHS 78463V107 899 8375 SH Defined 1,2,3 8375 SPECTRA ENERGY CORP COM 847560109 15497 755583 SH Defined 1,2,3 755583 STANLEY WORKS COM 854616109 4873 94612 SH Defined 1,2,3 94612 TERADATA CORP COM 88076W103 29110 926190 SH Defined 1,2,3 926190 TERRITORIAL BANCORP INC COM 88145X108 7008 388250 SH Defined 1,2,3 388250 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 53375 950067 SH Defined 1,2,3 950067 THERMO FISHER SCIENTIFIC INC COM 883556102 3995 83767 SH Defined 1,2,3 83767 UNILEVER N V NY SHS NEW 904784709 1870 57831 SH Defined 1,2,3 57831 URBAN OUTFITTERS INC COM 917047102 31230 892555 SH Defined 1,2,3 892555 VARIAN MEDICAL SYSTEMS INC COM 92220P105 2656 56690 SH Defined 1,2,3 56690 VERIZON COMMUNICATIONS INC COM 92343V104 6178 186475 SH Defined 1,2,3 186475 VERTEX PHARMACEUTICALS INC COM 92532F100 30863 720265 SH Defined 1,2,3 720265 VISA INC COM CL A 92826C839 2080 23785 SH Defined 1,2,3 23785 WAL MART STORES INC COM 931142103 2024 37867 SH Defined 1,2,3 37867 WR BERKLEY CORP COM 084423102 50867 2064425 SH Defined 1,2,3 2064425 REPORT SUMMARY 74 DATA RECORDS 1195453 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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