-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3EGMdjkZemXtHZ6+0IsoSg0XThG1+Zny9FFD43Evb2St+TNH1SeR/DVNlNKJITD rteTjZp5NkH3Lnzky/mhyw== 0000950123-09-024686.txt : 20090723 0000950123-09-024686.hdr.sgml : 20090723 20090723131429 ACCESSION NUMBER: 0000950123-09-024686 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090723 DATE AS OF CHANGE: 20090723 EFFECTIVENESS DATE: 20090723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 09958854 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y01967e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Duffy Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Duffy New York, NY 07/22/09 - ------------------------------------ --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: 932552 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name - --- -------------------- -------------------------------- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc.
Peter B. Cannell & Co., Inc. FORM 13F June 30, 2009
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- -------------- ------------ -------- ------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 970 20618 SH Defined 1,2,3 20618 AFLAC INC COM 001055102 2963 95318 SH Defined 1,2,3 95318 AGILENT TECHNOLOGIES INC COM 00846U101 2213 108967 SH Defined 1,2,3 108967 ALCON INC COM H01301102 41655 358720 SH Defined 1,2,3 358720 ALEXANDER & BALDWIN INC COM 014482103 5957 254130 SH Defined 1,2,3 254130 ALLERGAN INC COM 018490102 34917 733860 SH Defined 1,2,3 733860 AMGEN INC COM 031162100 514 9700 SH Defined 1,2,3 9700 ANADARKO PETROLEUM CORP COM 032511107 576 12700 SH Defined 1,2,3 12700 ANALOG DEVICES INC COM 032654105 5253 212000 SH Defined 1,2,3 212000 APPLE INC COM 037833100 38909 273182 SH Defined 1,2,3 273182 AVNET INC COM 053807103 30599 1455015 SH Defined 1,2,3 1455015 BAXTER INTERNATIONAL INC COM 071813109 1791 33821 SH Defined 1,2,3 33821 BOARDWALK PIPELINE PTNRS, LP UT LTD PARTNER 096627104 25526 1130485 SH Defined 1,2,3 1130485 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 41207 2413979 SH Defined 1,2,3 2413979 BROOKFIELD INFRASTRUCTURE PTNR LP INT PARTNER G16252101 7833 635285 SH Defined 1,2,3 635285 CATERPILLAR INC COM 149123101 1765 53417 SH Defined 1,2,3 53417 CELGENE CORP COM 151020104 40358 843605 SH Defined 1,2,3 843605 CERNER CORP COM 156782104 1652 26525 SH Defined 1,2,3 26525 CHEVRON CORP COM 166764100 734 11072 SH Defined 1,2,3 11072 CISCO SYSTEMS INC COM 17275R102 3741 200700 SH Defined 1,2,3 200700 COLGATE-PALMOLIVE CO COM 194162103 730 10315 SH Defined 1,2,3 10315 COMMSCOPE INC COM 203372107 9509 362100 SH Defined 1,2,3 362100 CONTINENTAL RESOURCES INC COM 212015101 21317 768170 SH Defined 1,2,3 768170 CROWN HOLDINGS INC COM 228368106 34323 1421850 SH Defined 1,2,3 1421850 DEERE & CO COM 244199105 1882 47100 SH Defined 1,2,3 47100 DISH NETWORK CORP CL A 25470M109 509 31400 SH Defined 1,2,3 31400 DISNEY WALT CO. COM 254687106 1885 80796 SH Defined 1,2,3 80796 DOMINION RESOURCES INC. COM 25746u109 709 21222 SH Defined 1,2,3 21222 DOVER CORPORATION COM 260003108 2793 84400 SH Defined 1,2,3 84400 DRESS BARN INC COM 261570105 9291 649700 SH Defined 1,2,3 649700 DUKE ENERGY CORP COM 26441C105 651 44600 SH Defined 1,2,3 44600 EMC CORP COM 268648102 2531 193183 SH Defined 1,2,3 193183 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 355 9200 SH Defined 1,2,3 9200 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 6789 167675 SH Defined 1,2,3 167675 EQT CORPORATION COM 26884L109 39369 1127740 SH Defined 1,2,3 1127740 EXXON MOBIL CORP COM 30231G102 1807 25854 SH Defined 1,2,3 25854 GENERAL CABLE CORP COM 369300108 19975 531540 SH Defined 1,2,3 531540 GENESIS ENERGY LP UNIT LTD PARTN 371927104 13258 1042325 SH Defined 1,2,3 1042325 GRANITE CONSTRUCTION INC COM 387328107 7058 212075 SH Defined 1,2,3 212075 HAWAIIAN ELECTRIC INDS INC COM 419870100 7051 369950 SH Defined 1,2,3 369950 HORMEL FOODS CORP COM 440452100 34300 993040 SH Defined 1,2,3 993040 HUDSON CITY BANCORP INC COM 443683107 9145 688122 SH Defined 1,2,3 688122 INTERNATIONAL BUSINESS MACHINE COM 459200101 39674 379950 SH Defined 1,2,3 379950 JOHNSON & JOHNSON CO COM 478160104 2714 47786 SH Defined 1,2,3 47786 MCCORMICK & CO INC COM NON VTG 579780206 11211 344650 SH Defined 1,2,3 344650 MEDCO HEALTH SOLUTIONS INC COM 58405U102 18097 396777 SH Defined 1,2,3 396777 MERCK & CO INC COM 589331107 1018 36400 SH Defined 1,2,3 36400 METABOLIX INC COM 591018809 348 42300 SH Defined 1,2,3 42300 MFA FINANCIAL, INC COM 55272X102 17935 2591705 SH Defined 1,2,3 2591705 MICROSOFT CORP. COM 594918104 3812 160386 SH Defined 1,2,3 160386 NORTHROP GRUMMAN CORP COM 666807102 1092 23911 SH Defined 1,2,3 23911 PENN VIRGINIA RESOURCE PARTNER COM 707884102 1923 141710 SH Defined 1,2,3 141710 PEPSICO INC COM 713448108 477 8676 SH Defined 1,2,3 8676 PETSMART INC COM 716768106 3208 149483 SH Defined 1,2,3 149483 POTASH CORP OF SASKATCHEWAN IN COM 73755L107 42868 460695 SH Defined 1,2,3 460695 POTLATCH CORP COM 737630103 28018 1153490 SH Defined 1,2,3 1153490 PROCTER & GAMBLE CO COM 742718109 576 11276 SH Defined 1,2,3 11276 RAYONIER INC COM 754907103 2426 66750 SH Defined 1,2,3 66750 REPUBLIC SERVICES INC COM 760759100 43168 1768450 SH Defined 1,2,3 1768450 ROMA FINANCIAL CORP COM 77581P109 15057 1181833 SH Defined 1,2,3 1181833 SOUTHWESTERN ENERGY CO COM 845467109 28568 735330 SH Defined 1,2,3 735330 SPDR GOLD TRUST GOLD SHS 78463V107 481 5275 SH Defined 1,2,3 5275 SPECTRA ENERGY CORP COM 847560109 2956 174733 SH Defined 1,2,3 174733
STANLEY WORKS COM 854616109 3486 103012 SH Defined 1,2,3 103012 TELEFLEX INC COM 879369106 8477 189100 SH Defined 1,2,3 189100 TERADATA CORP COM 88076W103 24936 1064285 SH Defined 1,2,3 1064285 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 2716 55047 SH Defined 1,2,3 55047 THERMO FISHER SCIENTIFIC INC COM 883556102 3972 97417 SH Defined 1,2,3 97417 U.S. STEEL CORP COM 912909108 617 17250 SH Defined 1,2,3 17250 UNILEVER N V NY SHS NEW 904784709 1468 60731 SH Defined 1,2,3 60731 URBAN OUTFITTERS INC COM 917047102 30069 1440785 SH Defined 1,2,3 1440785 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1045 29740 SH Defined 1,2,3 29740 VERTEX PHARMACEUTICALS INC COM 92532F100 35289 990145 SH Defined 1,2,3 990145 VISA INC CL A 92826C839 38396 616710 SH Defined 1,2,3 616710 WAL MART STORES INC COM 931142103 2084 43017 SH Defined 1,2,3 43017 REPORT SUMMARY 75 DATA RECORDS 932552 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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