0001209191-20-009196.txt : 20200213 0001209191-20-009196.hdr.sgml : 20200213 20200213162841 ACCESSION NUMBER: 0001209191-20-009196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burton Karen L CENTRAL INDEX KEY: 0001697095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38848 FILM NUMBER: 20611059 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001757898 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 35312322000 MAIL ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: STERIS Ltd DATE OF NAME CHANGE: 20181101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-11 0 0001757898 STERIS plc STE 0001697095 Burton Karen L C/O 70 SIR JOHN ROGERSON'S QUAY DUBLIN L2 2 IRELAND 0 1 0 0 VP, Controller & CAO Ordinary Shares 2020-02-11 4 M 0 4040 45.34 A 11534 D Ordinary Shares 2020-02-11 4 M 0 3400 53.52 A 14934 D Ordinary Shares 2020-02-11 4 S 0 7440 160.00 D 7494 D Employee Stock Option (right to buy) 45.34 2020-02-11 4 M 0 4040 0.00 D 2023-05-31 Ordinary Shares 4040 0 D Employee Stock Option (right to buy) 53.52 2020-02-11 4 M 0 3400 0.00 D 2024-05-31 Ordinary Shares 3400 0 D 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023. This exercise of stock options and sale of a total of 7,440 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on January 20, 2020. This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2020-02-13