0001209191-19-034744.txt : 20190605 0001209191-19-034744.hdr.sgml : 20190605 20190605162939 ACCESSION NUMBER: 0001209191-19-034744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190604 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burton Karen L CENTRAL INDEX KEY: 0001697095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38848 FILM NUMBER: 19880016 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001757898 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 35312322000 MAIL ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: STERIS Ltd DATE OF NAME CHANGE: 20181101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-04 0 0001757898 STERIS plc STE 0001697095 Burton Karen L C/O 70 SIR JOHN ROGERSON'S QUAY DUBLIN L2 2 IRELAND 0 1 0 0 VP, Controller & CAO Ordinary Shares 2019-06-04 4 M 0 3800 36.09 A 11608 D Ordinary Shares 2019-06-04 4 S 0 3800 135.00 D 7808 D Ordinary Shares 2019-06-04 4 M 0 3700 29.94 A 11508 D Ordinary Shares 2019-06-04 4 S 0 3700 135.00 D 7808 D Employee Stock Option (right to buy) 36.09 2019-06-04 4 M 0 3800 0.00 D 2021-05-31 Ordinary Shares 3800 0 D Employee Stock Option (right to buy) 29.94 2019-06-04 4 M 0 3700 0.00 D 2022-05-30 Ordinary Shares 3700 0 D This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019. This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019. This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. 7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2019-06-05