0001209191-19-034744.txt : 20190605
0001209191-19-034744.hdr.sgml : 20190605
20190605162939
ACCESSION NUMBER: 0001209191-19-034744
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190604
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burton Karen L
CENTRAL INDEX KEY: 0001697095
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38848
FILM NUMBER: 19880016
MAIL ADDRESS:
STREET 1: 5960 HEISLEY ROAD
CITY: MENTOR
STATE: OH
ZIP: 44060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERIS plc
CENTRAL INDEX KEY: 0001757898
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
BUSINESS PHONE: 35312322000
MAIL ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
FORMER COMPANY:
FORMER CONFORMED NAME: STERIS Ltd
DATE OF NAME CHANGE: 20181101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-04
0
0001757898
STERIS plc
STE
0001697095
Burton Karen L
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN
L2
2
IRELAND
0
1
0
0
VP, Controller & CAO
Ordinary Shares
2019-06-04
4
M
0
3800
36.09
A
11608
D
Ordinary Shares
2019-06-04
4
S
0
3800
135.00
D
7808
D
Ordinary Shares
2019-06-04
4
M
0
3700
29.94
A
11508
D
Ordinary Shares
2019-06-04
4
S
0
3700
135.00
D
7808
D
Employee Stock Option (right to buy)
36.09
2019-06-04
4
M
0
3800
0.00
D
2021-05-31
Ordinary Shares
3800
0
D
Employee Stock Option (right to buy)
29.94
2019-06-04
4
M
0
3700
0.00
D
2022-05-30
Ordinary Shares
3700
0
D
This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.
This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.
This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
2019-06-05