0001209191-19-021597.txt : 20190328 0001209191-19-021597.hdr.sgml : 20190328 20190328145755 ACCESSION NUMBER: 0001209191-19-021597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190328 DATE AS OF CHANGE: 20190328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burton Karen L CENTRAL INDEX KEY: 0001697095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38848 FILM NUMBER: 19711536 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS Ltd CENTRAL INDEX KEY: 0001757898 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 35312322454 MAIL ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-28 0 0001757898 STERIS Ltd STE 0001697095 Burton Karen L C/O 70 SIR JOHN ROGERSON'S QUAY DUBLIN L2 2 IRELAND 0 1 0 0 VP, Controller & CAO Ordinary Shares 2019-03-28 4 A 0 8404 A 8404 D Employee Stock Option (right to buy) 36.09 2019-03-28 4 A 0 3800 A 2021-05-31 Ordinary Shares 3800 3800 D Employee Stock Option (right to buy) 29.94 2019-03-28 4 A 0 3700 A 2022-05-30 Ordinary Shares 3700 3700 D Employee Stock Option (right to buy) 45.34 2019-03-28 4 A 0 4040 A 2023-05-31 Ordinary Shares 4040 4040 D Employee Stock Option (right to buy) 53.52 2019-03-28 4 A 0 3400 A 2024-05-30 Ordinary Shares 3400 3400 D Employee Stock Option (right to buy) 66.15 2019-03-28 4 A 0 2852 A 2025-05-28 Ordinary Shares 2852 2852 D Employee Stock Option (right to buy) 69.72 2019-03-28 4 A 0 2600 A 2026-06-01 Ordinary Shares 2600 2600 D Employee Stock Option (right to buy) 77.07 2019-03-28 4 A 0 4000 A 2027-05-30 Ordinary Shares 4000 4000 D Employee Stock Option (right to buy) 114.22 2019-03-28 4 A 0 7900 A 2028-05-31 Ordinary Shares 7900 7900 D 7,016 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022. Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS. This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 2,852 STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option becomes exercisable as follows: 650 on June 1, 2017; 650 on June 1, 2018; 650 on June 3, 2019 and 650 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 2,600 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 4,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option. This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 7.900 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2019-03-28