0001754001-22-000005.txt : 20220516 0001754001-22-000005.hdr.sgml : 20220516 20220516143319 ACCESSION NUMBER: 0001754001-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 22927793 BUSINESS ADDRESS: STREET 1: 2 EXECUTIVE DRIVE, SUITE 515 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 2 EXECUTIVE DRIVE, SUITE 515 CITY: FORT LEE STATE: NJ ZIP: 07024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001696778 XXXXXXXX 03-31-2022 03-31-2022 Worth Venture Partners, LLC

2 EXECUTIVE DRIVE, SUITE 515 FORT LEE NJ 07024

13F HOLDINGS REPORT 028-17947 N Laurence Wiseman 212-558-9017 Laurence Wiseman Fort Lee NJ 05-16-2022 3 148 216503 false 1 0001578299 028-17749 DLD Asset Management, LP 2 0001835943 028-20823 AIGH Capital Management LLC 3 0001910391 028-21878 PB INVESTMENT PARTNERS, L.P. 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RESOURCES INC NOTE 5.250%11/1 039389AB7 5482 1441000 PRN OTR 1 0 1441000 0 ARCUS BIOSCIENCES INC COM 03969F109 249 7900 SH SOLE 7900 0 0 ARCUS BIOSCIENCES INC PUT 03969F959 68 31500 SH Put SOLE 31500 0 0 ARDELYX INC COM 039697107 822 768036 SH OTR 2 0 768036 0 ATLAS CORP PUT Y0436Q959 2 16900 SH Put OTR 1 0 16900 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 109 15900 SH SOLE 15900 0 0 AVADEL PHARMACEUTICALS PLC CALL 05337M904 13 46600 SH Call SOLE 46600 0 0 AVADEL PHARMACEUTICALS PLC PUT 05337M954 4 15900 SH Put SOLE 15900 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 2357 2400000 PRN OTR 1 0 2400000 0 AVAYA HLDGS CORP PUT 05351X951 6 10400 SH Put OTR 1 0 10400 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 3942 705154 SH OTR 2 0 705154 0 AVIAT NETWORKS INC COM NEW 05366Y201 3151 102410 SH OTR 2 0 102410 0 AXSOME THERAPEUTICS INC PUT 05464T954 63 109800 SH Put SOLE 109800 0 0 BANK OF AMERICA CORP COM 060505104 1393 33783 SH OTR 3 0 33783 0 BARCLAYS PLC PUT 06738E954 12 19000 SH 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PRN OTR 1 0 2117000 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 10596 7500000 PRN OTR 1 0 7500000 0 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 1004 509425 SH OTR 2 0 509425 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 3651 1167000 PRN OTR 1 0 1167000 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 2043 1227000 PRN OTR 1 0 1227000 0 MEDICENNA THERAPEUTICS CORP COM 58490H107 727 571489 SH OTR 2 0 571489 0 MICROCHIP TECHNOLOGY INC. 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