0001754001-22-000005.txt : 20220516
0001754001-22-000005.hdr.sgml : 20220516
20220516143319
ACCESSION NUMBER: 0001754001-22-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220516
DATE AS OF CHANGE: 20220516
EFFECTIVENESS DATE: 20220516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Worth Venture Partners, LLC
CENTRAL INDEX KEY: 0001696778
IRS NUMBER: 461377713
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17947
FILM NUMBER: 22927793
BUSINESS ADDRESS:
STREET 1: 2 EXECUTIVE DRIVE, SUITE 515
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 2125589017
MAIL ADDRESS:
STREET 1: 2 EXECUTIVE DRIVE, SUITE 515
CITY: FORT LEE
STATE: NJ
ZIP: 07024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001696778
XXXXXXXX
03-31-2022
03-31-2022
Worth Venture Partners, LLC
2 EXECUTIVE DRIVE, SUITE 515
FORT LEE
NJ
07024
13F HOLDINGS REPORT
028-17947
N
Laurence Wiseman
Chief Compliance Officer
212-558-9017
Laurence Wiseman
Fort Lee
NJ
05-16-2022
3
148
216503
false
1
0001578299
028-17749
DLD Asset Management, LP
2
0001835943
028-20823
AIGH Capital Management LLC
3
0001910391
028-21878
PB INVESTMENT PARTNERS, L.P.
INFORMATION TABLE
2
wvpxmltwo.xml
A10 NETWORKS INC
COM
002121101
1179
84545
SH
SOLE
84545
0
0
ABEONA THERAPEUTICS INC
COM
00289Y107
392
1244774
SH
OTR
2
0
1244774
0
ADTRAN INC
COM
00738A106
4610
249867
SH
OTR
2
0
249867
0
AEROJECT ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
861
546000
PRN
OTR
1
0
546000
0
AKEBIA THERAPEUTICS INC
PUT
00972D955
51
63500
SH
Put
SOLE
63500
0
0
AKEBIA THERAPEUTICS INC
CALL
00972D905
0
15900
SH
Call
SOLE
15900
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
46
63500
SH
SOLE
63500
0
0
ALARM COM HLDGS INCO
NOTE
011642AB1
1003
1171000
PRN
OTR
1
0
1171000
0
ALICO INC
COM
016230104
264
7038
SH
SOLE
7038
0
0
ALLOT LTD
SHS
M0854Q105
829
102375
SH
SOLE
102375
0
0
ALLSCRIPTS HEALTHCARE SOLUTI
NOTE 0.875% 1/0
01988PAF5
2582
1455000
PRN
OTR
1
0
1455000
0
AMERICAN AIRLINES GROUP INC
NOTE 6.500% 7/0
02376RAF9
349
254000
PRN
OTR
1
0
254000
0
AMPLITECH GROUP INC
COM NEW
03211Q200
87
25828
SH
OTR
2
0
25828
0
AMYRIS INC
PUT
03236M950
141
190100
SH
Put
OTR
1
0
190100
0
ARCH RESOURCES INC
NOTE 5.250%11/1
039389AB7
5482
1441000
PRN
OTR
1
0
1441000
0
ARCUS BIOSCIENCES INC
COM
03969F109
249
7900
SH
SOLE
7900
0
0
ARCUS BIOSCIENCES INC
PUT
03969F959
68
31500
SH
Put
SOLE
31500
0
0
ARDELYX INC
COM
039697107
822
768036
SH
OTR
2
0
768036
0
ATLAS CORP
PUT
Y0436Q959
2
16900
SH
Put
OTR
1
0
16900
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
109
15900
SH
SOLE
15900
0
0
AVADEL PHARMACEUTICALS PLC
CALL
05337M904
13
46600
SH
Call
SOLE
46600
0
0
AVADEL PHARMACEUTICALS PLC
PUT
05337M954
4
15900
SH
Put
SOLE
15900
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
2357
2400000
PRN
OTR
1
0
2400000
0
AVAYA HLDGS CORP
PUT
05351X951
6
10400
SH
Put
OTR
1
0
10400
0
AVEO PHARMACEUTICALS INC
COM NEW
053588307
3942
705154
SH
OTR
2
0
705154
0
AVIAT NETWORKS INC
COM NEW
05366Y201
3151
102410
SH
OTR
2
0
102410
0
AXSOME THERAPEUTICS INC
PUT
05464T954
63
109800
SH
Put
SOLE
109800
0
0
BANK OF AMERICA CORP
COM
060505104
1393
33783
SH
OTR
3
0
33783
0
BARCLAYS PLC
PUT
06738E954
12
19000
SH
Put
OTR
1
0
19000
0
BENTLEY SYS INC
NOTE 0.125% 1/1
08265TAB5
194
196000
PRN
OTR
1
0
196000
0
BEYOND MEAT INC
NOTE
08862EAB5
351
574000
PRN
OTR
1
0
574000
0
BIOXCEL THERAPEUTICS INC
PUT
09075P955
45
27600
SH
Put
SOLE
27600
0
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
881
345434
SH
OTR
2
0
345434
0
BLACKLINE INC
NOTE 0.125% 8/0
09239BAB5
934
783000
PRN
OTR
1
0
783000
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
299
9400
SH
SOLE
9400
0
0
BLOOMN BRANDS INC
NOTE 5.000% 5/0
094235AB4
6125
3012000
PRN
OTR
1
0
3012000
0
BOOKING HOLDINGS INC
COM
09857L108
1247
531
SH
OTR
1
0
531
0
BRIDGELINE DIGITAL INC
COM
10807Q700
294
154143
SH
OTR
2
0
154143
0
CALAMP CORP
COM
128126109
3221
440646
SH
OTR
2
0
440646
0
CAMBIUM NETWORKS CORP
SHS
G17766109
793
33540
SH
SOLE
33540
0
0
CARDLYTICS INC
COM
14161W105
1752
31860
SH
OTR
3
0
31860
0
CARNIVAL CORP
NOTE 5.750% 4/0
143658BE1
8063
3835000
PRN
OTR
1
0
3835000
0
CARVANA CO
CL A
146869102
2032
17036
SH
OTR
3
0
17036
0
CEDAR REALTY TRUST INC
COM NEW
150602605
492
17805
SH
SOLE
17805
0
0
CELLECTAR BIOSCIENCES INC
COM PAR
15117F500
315
458245
SH
OTR
2
0
458245
0
CINEMARK HLDGS INC
NOTE 4.500% 8/1
17243VAB8
5350
3619000
PRN
OTR
1
0
3619000
0
CINEMARK HLDGS INC
PUT
17243V952
7
27000
SH
Put
OTR
1
0
27000
0
CITY OFFICE REIT INC
COM
178587101
283
16050
SH
SOLE
16050
0
0
CNX RES CORP
NOTE 2.250% 5/0
12653CAG3
1536
884000
PRN
OTR
1
0
884000
0
COGNITION THERAPEUTICS INC
COM
19243B102
473
175366
SH
OTR
2
0
175366
0
CONTEXT THERAPEUTICS INC
COM
21077P108
689
317729
SH
OTR
2
0
317729
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
2301
2352000
PRN
OTR
1
0
2352000
0
CTO RLTY GROWTH INC NEW
COM
22948Q101
410
6180
SH
SOLE
6180
0
0
CYBEROPTICS CORP
COM
232517102
5173
127466
SH
OTR
2
0
127466
0
CYCLO THERAPEUTICS INC
*W EXP 11/14/202
23254X110
99
74736
SH
OTR
2
0
74736
0
DEXCOM INC
COM
252131107
304
594
SH
OTR
1
0
594
0
DIGITAL TURBINE INC
COM NEW
25400W102
848
19361
SH
SOLE
19361
0
0
DOCEBO INC
COM
25609L105
567
10945
SH
SOLE
10945
0
0
DZS INC
COM
268211109
5354
385979
SH
OTR
2
0
385979
0
EDAP TMS S A
SPONSORED ADR
268311107
975
134432
SH
OTR
2
0
134432
0
ENCORE CAP EUROPE FIN LTD
NOTE 4.500% 9/0
29260UAA5
2511
1670000
PRN
OTR
1
0
1670000
0
ENVESTNET INC
COM
29404K106
2451
32920
SH
OTR
3
0
32920
0
EQUITY COMWLTH
COM SH BEN INT
294628102
298
10553
SH
SOLE
10553
0
0
ESSENTIAL PPTYS RLTY TR INC
COM
297178105
761
12737
SH
SOLE
12737
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
3302
2036000
PRN
OTR
1
0
2036000
0
EURONET WORLDWIDE INC
COM
298736109
270
2078
SH
OTR
1
0
2078
0
EVERSPIN TECHNOLOGIES INC
COM
30041T104
2794
320798
SH
OTR
2
0
320798
0
EVOLUS INC
COM
30052C107
2261
201543
SH
OTR
2
0
201543
0
FISKER INC
PUT
33813J956
9
40000
SH
Put
OTR
1
0
40000
0
FRANKLIN COVEY CO
COM
353469109
2049
45315
SH
SOLE
45315
0
0
FRANKLIN WIRELESS CORP
COM
355184102
394
98826
SH
OTR
2
0
98826
0
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
3033
1909000
PRN
OTR
1
0
1909000
0
GUESS INC
PUT
401617955
3
13800
SH
Put
OTR
1
0
13800
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
1240
1177000
PRN
OTR
1
0
1177000
0
HELIUS MED TECHNOLOGIES INC
COM CL A NEW
42328V603
207
62750
SH
OTR
2
0
62750
0
HIGHWOODS PPTYS INC
COM
431284108
229
5000
SH
SOLE
5000
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
2918
56095
SH
OTR
3
0
56095
0
IDEAL PWR INC
COM NEW
451622203
465
52888
SH
OTR
2
0
52888
0
IMAX CORP
PUT
45245E959
4
26600
SH
Put
OTR
1
0
26600
0
INDEPENDENCE RLTY TR INC
COM
45378A106
431
16314
SH
SOLE
16314
0
0
INTEL CORP
CALL
458140900
620
127600
SH
Call
OTR
2
0
127600
0
ISHARES TR
PUT
464288950
0
15900
SH
Put
SOLE
15900
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
969
15900
SH
SOLE
15900
0
0
ISHARES TR
PUT
464287955
1809
127600
SH
Put
OTR
2
0
127600
0
ITERIS INC NEW
COM
46564T107
488
163905
SH
SOLE
163905
0
0
JBG SMITH PPTYS
COM
46590V100
231
7900
SH
SOLE
7900
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
291
12800
SH
SOLE
12800
0
0
LCI INDS
NOTE 1.125% 5/1
501812AB7
2177
2353000
PRN
OTR
1
0
2353000
0
LIBERTY MEDIA CORP DEL
NOTE 1.000% 1/3
531229AF9
4026
2117000
PRN
OTR
1
0
2117000
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
10596
7500000
PRN
OTR
1
0
7500000
0
LIGHTPATH TECHNOLOGIES INC
COM CL A
532257805
1004
509425
SH
OTR
2
0
509425
0
LIVENT CORP
NOTE 4.125% 7/1
53814LAB4
3651
1167000
PRN
OTR
1
0
1167000
0
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
2043
1227000
PRN
OTR
1
0
1227000
0
MEDICENNA THERAPEUTICS CORP
COM
58490H107
727
571489
SH
OTR
2
0
571489
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
829
11038
SH
OTR
1
0
11038
0
MIDDLEBY CORP
NOTE 1.000% 9/0
596278AB7
588
426000
PRN
OTR
1
0
426000
0
MYOMO INC
COM NEW
62857J201
586
153936
SH
OTR
2
0
153936
0
NATERA INC
NOTE 2.250% 5/0
632307AB0
2556
1907000
PRN
OTR
1
0
1907000
0
NETSTREIT CORP
COM
64119V303
792
35280
SH
SOLE
35280
0
0
NEUBASE THERAPEUTICS INC
COM
64132K102
482
256553
SH
OTR
2
0
256553
0
NLS PHARMACEUTICS LTD
*W EXP 09/25/202
H57830111
74
194560
SH
OTR
2
0
194560
0
OMNICELL COM
NOTE 0.250% 9/1
68213NAD1
2826
1992000
PRN
OTR
1
0
1992000
0
ONEMAIN HLDGS INC
COM
68268W103
2490
52525
SH
OTR
3
0
52525
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
117
13504
SH
OTR
1
0
13504
0
PARABELLUM ACQUISITION CORP
COM CL A
69901P109
193
39221
SH
OTR
2
0
39221
0
PARABELLUM ACQUISITION CORP
*W EXP 99/99/999
69901P117
16
139072
SH
OTR
2
0
139072
0
PARAMOUNT GROUP INC
COM
69924R108
218
20000
SH
SOLE
20000
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
2328
783731
SH
OTR
2
0
783731
0
PARSONS CORP DEL
NOTE 0.250% 8/1
70202LAB8
1350
1274000
PRN
OTR
1
0
1274000
0
PDF SOLUTIONS INC
COM
693282105
6018
215932
SH
OTR
2
0
215932
0
PDS BIOTECHNOLOGY CORP
COM
70465T107
436
70378
SH
OTR
2
0
70378
0
PEABODY ENGR CORP
PUT
704551950
4
16400
SH
Put
OTR
1
0
16400
0
PETVIVO HLDGS INC
*W EXP 08/13/202
716817119
8
22900
SH
OTR
2
0
22900
0
PHOTRONICS INC
COM
719405102
5187
305636
SH
OTR
2
0
305636
0
PIXELWORKS INC
COM NEW
72581M305
659
221985
SH
SOLE
221985
0
0
PROCESSA PHARMACEUTICALS INC
COM NEW
74275C205
214
70954
SH
OTR
2
0
70954
0
PROGRESSIVE CORP
COM
743315103
2259
19817
SH
OTR
3
0
19817
0
RAYMOND JAMES FINL INC
COM
754730109
2650
24115
SH
OTR
3
0
24115
0
REALOGY HLDGS CORP
PUT
75605Y956
4
19800
SH
Put
OTR
1
0
19800
0
REZOLUTE INC
COM NEW
76200L309
354
104709
SH
OTR
2
0
104709
0
RF INDS LTD
COM PAR $0.01
749552105
928
128684
SH
OTR
2
0
128684
0
SCPHARMACEUTICALS INC
COM
810648105
1979
348425
SH
OTR
2
0
348425
0
SCYNEXIS INC
COM NEW
811292200
2192
560517
SH
OTR
2
0
560517
0
SELECT SECTOR SPDR TR
PUT
81369Y959
1
15500
SH
Put
SOLE
15500
0
0
SILICOM LTD
ORD
M84116108
2423
61539
SH
SOLE
61539
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
6252
93572
SH
OTR
2
0
93572
0
SIRIUS XM HOLDINGS INC
COM
82968B103
140
21206
SH
OTR
1
0
21206
0
SOLENO THERAPEUTICS INC
COM NEW
834203200
377
1691840
SH
OTR
2
0
1691840
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
1476
1079000
PRN
OTR
1
0
1079000
0
SPDR SER TR
PUT
78464A950
4
15900
SH
Put
SOLE
15900
0
0
TECHTARGET INC
COM
87874R100
1222
15031
SH
SOLE
15031
0
0
THERATECHNOLOGIES INC
COM
88338H100
1870
755863
SH
OTR
2
0
755863
0
TRANSCODE THERAPEUTICS INC
COM
89357L105
934
324157
SH
OTR
2
0
324157
0
TRANSPHORM INC
COM
89386L100
4307
609170
SH
OTR
2
0
609170
0
UBER TECHNOLOGIES INC
COM
90353T100
283
7943
SH
OTR
1
0
7943
0
UNITED STATES STL CORP
NOTE 5.000%11/0
912909AT5
10509
3579000
PRN
OTR
1
0
3579000
0
UNITED STATES STL CORP
PUT
912909958
12
33400
SH
Put
OTR
1
0
33400
0
VACCINEX INC
COM
918640103
88
66856
SH
OTR
2
0
66856
0
VAIL RESORTS INC
COM
91879Q109
350
1345
SH
OTR
1
0
1345
0
VROOM INC
PUT
92918V959
57
37200
SH
Put
OTR
1
0
37200
0
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
4787
4452000
PRN
OTR
1
0
4452000
0
WELLS FARGO CO NEW
COM
949746101
458
9459
SH
OTR
3
0
9459
0
WHITESTONE REIT
COM
966084204
272
20500
SH
SOLE
20500
0
0
WIRELESS TELECOM GROUP INC
COM
976524108
756
439407
SH
OTR
2
0
439407
0
WORLD WRESTLING ENTMT INC
NOTE 3.375%12/1
98156QAB4
4171
1628000
PRN
OTR
1
0
1628000
0
X4 PHARMACEUTICALS INC
COM
98420X103
438
250144
SH
OTR
2
0
250144
0
YIELD10 BIOSCIENCE INC
COM
98585K862
427
80586
SH
OTR
2
0
80586
0
ZUORA INC
COM CL A
98983V106
816
54457
SH
SOLE
54457
0
0