0001696778-22-000001.txt : 20220214 0001696778-22-000001.hdr.sgml : 20220214 20220214170340 ACCESSION NUMBER: 0001696778-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 22634335 BUSINESS ADDRESS: STREET 1: 295 SUNSET AVENUE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 295 SUNSET AVENUE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001696778 XXXXXXXX 12-31-2021 12-31-2021 Worth Venture Partners, LLC

295 SUNSET AVENUE ENGLEWOOD NJ 07631

13F HOLDINGS REPORT 028-17947 N Laurence Wiseman (212)-558-9017 Laurence Wiseman Englewood NJ 02-14-2022 2 130 201849 false 1 0001578299 028-17749 DLD Asset Management, LP 2 0001835943 028-20823 AIGH Capital Management LLC INFORMATION TABLE 2 worthventurexml.xml A10 NETWORKS INC COM 002121101 1378 83129 SH SOLE 83129 0 0 AMERICAN AIRLS GROUP INC PUT 02376R952 7 30430 SH Put OTR 1 0 30430 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 1045 753000 PRN OTR 1 0 753000 0 ABEONA THERAPEUTICS INC COM 00289Y107 383 1137274 SH OTR 2 0 1137274 0 ADTRAN INC COM 00738A106 4596 201309 SH OTR 2 0 201309 0 AEROJECT ROCETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 327 283000 PRN OTR 1 0 283000 0 ALICO INC COM 016230104 213 5763 SH OTR 1 0 5763 0 ALIMERA SCIENCES INC COM NEW 016259202 636 123947 SH OTR 2 0 123947 0 ALLENA PHARMACEUTICALS COM 018119107 581 980200 SH OTR 2 0 980200 0 ALLOT LTD SHS M0854Q105 1216 102375 SH SOLE 102375 0 0 AMYRIS INC PUT 03236M950 62 78100 SH Put OTR 1 0 78100 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 210 26900 SH OTR 1 0 26900 0 ARCH RESOURCES INC NOTE 5.250%11/1 039389AB7 4445 1679000 PRN OTR 1 0 1679000 0 ARDELYX INC COM 039697107 606 550975 SH OTR 2 0 550975 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 2744 585168 SH OTR 2 0 585168 0 AVIAT NETWORKS INC COM NEW 05366Y201 2923 91110 SH OTR 2 0 91110 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 1297 1211000 PRN OTR 1 0 1211000 0 BK OF AMERICA CORP COM 060505104 1150 25842 SH SOLE 25842 0 0 BARCLAYS PLC PUT 06738E954 4 19000 SH Put OTR 1 0 19000 0 BILL COM HLDGS INC COM 090043100 203 814 SH OTR 1 0 814 0 BK TECHNOLOGIES CORPORATION COM 05587G104 751 311684 SH OTR 2 0 311684 0 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 1661 1102000 PRN OTR 1 0 1102000 0 BLACKSTONE MTG TR INC COM CL A 09257W100 257 8400 SH OTR 1 0 8400 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 5774 2947000 PRN OTR 1 0 2947000 0 BLOOMIN BRANDS INC PUT 094235958 2 21900 SH Put OTR 1 0 21900 0 BOOKING HOLDINGS INC COM 09857L108 1200 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NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 890 529000 PRN OTR 1 0 529000 0 FARO TECHNOLOGIES INC COM 311642102 668 9545 SH SOLE 9545 0 0 FRANKLIN COVEY CO COM 353469109 2094 45176 SH SOLE 45176 0 0 FRANKLIN WIRELESS CORP COM 355184102 432 98826 SH OTR 2 0 98826 0 FISKER INC PUT 33813J956 21 57900 SH Put OTR 1 0 57900 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 1252 725000 PRN OTR 1 0 725000 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 9494 6283000 PRN OTR 1 0 6283000 0 GUESS INC NOTE 2.000 4/1 401617AD7 3789 3252000 PRN OTR 1 0 3252000 0 GUESS INC PUT 401617955 14 37100 SH Put OTR 1 0 37100 0 HELIUS MED TECHNOLOGIES INC COM CL A NEW 42328V603 298 57350 SH OTR 2 0 57350 0 HILTON GRAND VACATIONS INC COM 43283X105 2385 45759 SH SOLE 45759 0 0 HTG MOLECULAR DIAGNOSTICS IN COM NEW 40434H203 776 143135 SH OTR 2 0 143135 0 INTERCEPT PHARMACEUTICALS IN PUT 45845P958 15 38300 SH Put OTR 1 0 38300 0 IDEAL PWR INC COM NEW 451622203 558 46275 SH OTR 2 0 46275 0 IMAX CORP PUT 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