0001225208-22-012290.txt : 20221205 0001225208-22-012290.hdr.sgml : 20221205 20221205160744 ACCESSION NUMBER: 0001225208-22-012290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goris Patrick P. CENTRAL INDEX KEY: 0001696060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 221445004 MAIL ADDRESS: STREET 1: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0306 4 2022-12-01 0001783180 CARRIER GLOBAL Corp CARR 0001696060 Goris Patrick P. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Senior Vice President & CFO Common Stock 2022-12-01 4 M 0 18162.0000 0 A 29556.0000 D Common Stock 2022-12-01 4 F 0 7147.0000 44.9300 D 22409.0000 D Restricted Stock Unit RSU 2022-12-01 4 M 0 18162.0000 0.0000 D 2022-12-01 Common Stock 18162.0000 0.0000 D Restricted stock units convert into common stock on a one-for-one basis. Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. /s/ William Langston as Attorney-in-Fact 2022-12-02