0001783879-21-000098.txt : 20211203 0001783879-21-000098.hdr.sgml : 20211203 20211203204156 ACCESSION NUMBER: 0001783879-21-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zoellick Robert B. CENTRAL INDEX KEY: 0001696042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 211471711 MAIL ADDRESS: STREET 1: 627 CHAIN BRIDGE ROAD CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_163858210203170.xml FORM 4 X0306 4 2021-12-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001696042 Zoellick Robert B. C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 1 0 0 0 Class A Common Stock 2021-12-01 4 M 0 2264 A 4527 D Restricted Stock Units 2021-12-01 4 M 0 2264 0 D 2028-05-28 Class A Common Stock 2264.0 31696 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On May 28, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Christina Lai, attorney-in-fact for Robert Zoellick 2021-12-03