0001104659-21-143955.txt : 20211126 0001104659-21-143955.hdr.sgml : 20211126 20211126160134 ACCESSION NUMBER: 0001104659-21-143955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211123 FILED AS OF DATE: 20211126 DATE AS OF CHANGE: 20211126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puttagunta Chetan CENTRAL INDEX KEY: 0001695859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 211451805 MAIL ADDRESS: STREET 1: 2855 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 tm2133999-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-23 0 0001699838 Confluent, Inc. CFLT 0001695859 Puttagunta Chetan 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 Class A Common Stock 2021-11-23 4 S 0 31826 75.0827 D 181905 I See footnote Class A Common Stock 2021-11-23 4 S 0 100 75.64 D 181805 I See footnote Class A Common Stock 135919 I See footnote Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 23, 2021. The actual sale prices ranged from a low of $74.61 to a high of $75.6, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. Shares are held by Chetan Puttagunta's trust entity. Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"). The Reporting Person is a managing member of BCMC VIII, and may be deemed to share voting and investment power over the securities held by such entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest in such securities. /s/ An-Yen Hu, by power of attorney for Chetan Puttagunta 2021-11-26