0001104659-21-143955.txt : 20211126
0001104659-21-143955.hdr.sgml : 20211126
20211126160134
ACCESSION NUMBER: 0001104659-21-143955
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211123
FILED AS OF DATE: 20211126
DATE AS OF CHANGE: 20211126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puttagunta Chetan
CENTRAL INDEX KEY: 0001695859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 211451805
MAIL ADDRESS:
STREET 1: 2855 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
tm2133999-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-11-23
0
0001699838
Confluent, Inc.
CFLT
0001695859
Puttagunta Chetan
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
Class A Common Stock
2021-11-23
4
S
0
31826
75.0827
D
181905
I
See footnote
Class A Common Stock
2021-11-23
4
S
0
100
75.64
D
181805
I
See footnote
Class A Common Stock
135919
I
See footnote
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 23, 2021. The actual sale prices ranged from a low of $74.61 to a high of $75.6, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held by Chetan Puttagunta's trust entity.
Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"). The Reporting Person is a managing member of BCMC VIII, and may be deemed to share voting and investment power over the securities held by such entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest in such securities.
/s/ An-Yen Hu, by power of attorney for Chetan Puttagunta
2021-11-26