President

0000950123-17-007165.txt : 20170810 0000950123-17-007165.hdr.sgml : 20170810 20170810150128 ACCESSION NUMBER: 0000950123-17-007165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERISCOPE CAPITAL INC. CENTRAL INDEX KEY: 0001695320 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17747 FILM NUMBER: 171021128 BUSINESS ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 416-365-2785 MAIL ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001695320 XXXXXXXX 06-30-2017 06-30-2017 Periscope Capital Inc.

333 Bay Street, Suite 1240 Bay Adelaide Centre Toronto A6 M5H 2R2

13F HOLDINGS REPORT 028-17747 N James Wise President 416-365-2785 James Wise Toronto A6 08-10-2017 0 82 268964 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ANDINA ACQUISITION CORP II SHS G0441P104 715 70700 SH SOLE 70700 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 7739 3000000 PRN SOLE 0 0 3000000 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/9999 G0726L117 109 242400 SH SOLE 0 0 242400 AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 3000 304599 SH SOLE 304599 0 0 AVISTA HEALTHCARE PUB ACQ CO UNIT G0726L109 2131 206500 SH SOLE 206500 0 0 AXAR ACQUISITION CORP COM 05455L102 1512 152000 SH SOLE 152000 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 2089 204000 SH SOLE 204000 0 0 BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 1667 163500 SH SOLE 163500 0 0 BOULEVARD ACQUISITION CL A 10157Q102 7840 782458 SH SOLE 782458 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 400 38667 SH SOLE 38667 0 0 BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 29 40400 SH SOLE 0 0 40400 CENTRAL FD CDA LTD CL A 153501101 7643 619838 SH SOLE 619838 0 0 CF CORP SHS CL A G20307107 571 50700 SH SOLE 50700 0 0 CONSTELLATION ALPHA CAPITAL UNIT 99/99/9999 G2379F124 4097 404000 SH SOLE 404000 0 0 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 1414 1000000 PRN SOLE 0 0 1000000 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 2283 30000 SH SOLE 30000 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 8080 808000 SH SOLE 808000 0 0 EASTERLY ACQUISITION CORP COM 27616L102 9053 900804 SH SOLE 900804 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 9172 909000 SH SOLE 909000 0 0 FINTECH ACQUISITION CORP II COM 31810G109 4157 424200 SH SOLE 424200 0 0 FINTECH ACQUISITION CORP II UNIT 99/99/9999 31810G208 779 75000 SH SOLE 75000 0 0 FINTECH ACQUISITION CORP II *W EXP 01/19/202 31810G117 44 32000 SH SOLE 0 0 32000 FORUM MERGER CORP *W EXP 06/01/202 34985B111 27 80800 SH SOLE 0 0 80800 FORUM MERGER CORP COM CL A 34985B103 2942 303000 SH SOLE 303000 0 0 FORUM MERGER CORP RIGHT 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CORP *W EXP 10/10/202 55378T112 91 202000 SH SOLE 0 0 202000 M III ACQUISITION CORP COM 55378T104 7424 757500 SH SOLE 757500 0 0 MATLIN & PARTNERS ACQUISITIO CL A 57682V106 6182 639000 SH SOLE 639000 0 0 MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 4694 468000 SH SOLE 468000 0 0 MATLIN & PARTNERS ACQUISITIO *W EXP 03/15/202 57682V114 215 489000 SH SOLE 0 0 489000 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 4051 2000000 PRN SOLE 0 0 2000000 MODERN MEDIA ACQUISITION UNIT 99/99/9999 60765P202 4648 453000 SH SOLE 453000 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 6994 4000000 PRN SOLE 0 0 4000000 NATIONAL ENERGY SERVICES REU SHS G6375R107 965 101000 SH SOLE 101000 0 0 NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 54 101000 SH SOLE 0 0 101000 PACIFIC SPL ACQUISITION CORP *W EXP 10/20/202 G68588121 52 100000 SH SOLE 0 0 100000 PACIFIC SPL ACQUISITION CORP SHS G68588105 2832 277000 SH SOLE 277000 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 16774 8500000 PRN SOLE 0 0 8500000 QUINPARIO ACQUISITION CORP 2 COM 74874U101 6736 679000 SH SOLE 679000 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 5629 5225000 PRN SOLE 0 0 5225000 SABAN CAP ACQUISITION CORP COM CL A 78516C106 504 50000 SH SOLE 50000 0 0 SILVER RUN ACQUISITION COM CL A 82812A103 6230 615000 SH SOLE 615000 0 0 SILVER RUN ACQUISITION UNIT 99/99/9999 82812A202 2147 201000 SH SOLE 201000 0 0 SILVER RUN ACQUISITION *W EXP 03/28/202 82812A111 179 100000 SH SOLE 0 0 100000 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 3916 4030000 PRN SOLE 0 0 4030000 SPANSION LLC NOTE 2.000% 9/0 84649PAL9 4012 1500000 PRN SOLE 0 0 1500000 STELLAR ACQUISITION III INC COM Y8172W107 2911 287900 SH SOLE 287900 0 0 STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 84 262600 SH SOLE 0 0 262600 TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 2106 202000 SH SOLE 202000 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 1036 101000 SH SOLE 101000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 1880 1000000 PRN SOLE 0 0 1000000 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 5883 603400 SH SOLE 603400 0 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 194 155300 SH SOLE 0 0 155300 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 5116 505000 SH SOLE 505000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 6812 2500000 PRN SOLE 0 0 2500000 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 3833 2000000 PRN SOLE 0 0 2000000