0001062993-23-003428.txt : 20230214 0001062993-23-003428.hdr.sgml : 20230214 20230214163746 ACCESSION NUMBER: 0001062993-23-003428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230212 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mallard Lawrence B CENTRAL INDEX KEY: 0001695315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38366 FILM NUMBER: 23630474 MAIL ADDRESS: STREET 1: C/O GATES INDUSTRIAL CORPORATION PLC STREET 2: 1144 FIFTEENTH STREET, SUITE 1400 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Industrial Corp plc CENTRAL INDEX KEY: 0001718512 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-744-4876 MAIL ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-12 0001718512 Gates Industrial Corp plc GTES 0001695315 Mallard Lawrence B C/O GATES INDUSTRIAL CORPORATION PLC 1144 FIFTEENTH STREET, SUITE 1400 DENVER CO 80202 0 1 0 0 Chief Financial Officer Ordinary Shares 2023-02-12 4 M 0 12689 0.00 A 31959 D Ordinary Shares 2023-02-12 4 F 0 3742 13.87 D 28217 D Performance-Based Restricted Stock Units (PBRSU) 2023-02-12 4 M 0 12689 0.00 D Ordinary Shares 12689 17523 D Performance-Based Restricted Stock Units (PBRSU) 2023-02-12 4 D 0 17523 0.00 D Ordinary Shares 17523 0 D Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 24, 2020 and reported on the Form 4 filed with the Securities and Exchange Commission on February 26, 2020, following the Compensation Committee's certification on February 12, 2023 of the Company's achievement of 42% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital. Represents ordinary shares withheld to satisfy certain tax and par value withholdings in connection with the vesting of the PBRSUs. Each PBRSU represents a contingent right to receive one ordinary share. Represents the portion of the PBRSU award granted on February 24, 2020 that did not vest and was forfeited in connection with the certification described above. /s/ Hillary Barrett-Osborne 2023-02-14