0001062993-22-006190.txt : 20220301
0001062993-22-006190.hdr.sgml : 20220301
20220301181515
ACCESSION NUMBER: 0001062993-22-006190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220225
FILED AS OF DATE: 20220301
DATE AS OF CHANGE: 20220301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mallard Lawrence B
CENTRAL INDEX KEY: 0001695315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38366
FILM NUMBER: 22700272
MAIL ADDRESS:
STREET 1: C/O GATES INDUSTRIAL CORPORATION PLC
STREET 2: 1144 FIFTEENTH STREET, SUITE 1400
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gates Industrial Corp plc
CENTRAL INDEX KEY: 0001718512
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 1144 FIFTEENTH STREET
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-744-4876
MAIL ADDRESS:
STREET 1: 1144 FIFTEENTH STREET
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-02-25
0001718512
Gates Industrial Corp plc
GTES
0001695315
Mallard Lawrence B
C/O GATES INDUSTRIAL CORPORATION PLC
1144 FIFTEENTH STREET, SUITE 1400
DENVER
CO
80202
0
1
0
0
Chief Financial Officer
Ordinary Shares
2022-02-28
4
M
0
7854
0
A
21544
D
Ordinary Shares
2022-02-28
4
F
0
2274
15.76
D
19270
D
Performance-Based Restricted Stock Units
2022-02-25
4
A
0
40376
0.00
A
Ordinary Shares
40376
40376
D
Time-Based Restricted Stock Units
2022-02-25
4
A
0
40376
0.00
A
Ordinary Shares
40376
73715
D
Time-Based Restricted Stock Units
2022-02-28
4
M
0
7854
0.00
D
Ordinary Shares
7854
65861
D
Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.
Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.
Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.
This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.
Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).
The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.
/s/ Hillary Barrett-Osborne
2022-03-01