0001062993-21-002034.txt : 20210226 0001062993-21-002034.hdr.sgml : 20210226 20210226174307 ACCESSION NUMBER: 0001062993-21-002034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mallard Lawrence B CENTRAL INDEX KEY: 0001695315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38366 FILM NUMBER: 21691807 MAIL ADDRESS: STREET 1: C/O GATES INDUSTRIAL CORPORATION PLC STREET 2: 1144 FIFTEENTH STREET, SUITE 1400 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Industrial Corp plc CENTRAL INDEX KEY: 0001718512 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-744-4876 MAIL ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-02-24 0001718512 Gates Industrial Corp plc GTES 0001695315 Mallard Lawrence B 1144 15TH ST. SUITE 1400 DENVER CO 80202 0 1 0 0 Chief Financial Officer Ordinary Shares 2021-02-24 4 M 0 9774 0.00 A 9775 D Ordinary Shares 2021-02-24 4 F 0 3004 17.87 D 6771 D Time-Based Restricted Stock Units 2021-02-24 4 M 0 9774 0.00 D Ordinary Shares 9774 19549 D Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. /s/ Hillary Barrett-Osborne 2021-02-26