The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Bankwell Financial Group Inc | Equity | 06654A103 | 4,786 | 139,359 | SH | SOLE | 0 | 139,359 | 0 | 0 | |
Carolina Financial Corp | Equity | 143873107 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | |
Comerica Inc | Equity | 200340107 | 6,858 | 79,000 | SH | SOLE | 0 | 79,000 | 0 | 0 | |
Central Valley Community Banco | Equity | 155685100 | 956 | 47,364 | SH | SOLE | 0 | 47,364 | 0 | 0 | |
Community West Bancshares | Equity | 204157101 | 3,281 | 308,058 | SH | SOLE | 0 | 308,058 | 0 | 0 | |
Citizens First Corp | Equity | 17462Q107 | 4,096 | 170,677 | SH | SOLE | 0 | 170,677 | 0 | 0 | |
First Bancshares Inc/The | Equity | 318916103 | 1,927 | 56,338 | SH | SOLE | 0 | 56,338 | 0 | 0 | |
1st Constitution Bancorp | Equity | 31986N102 | 2,291 | 125,198 | SH | SOLE | 0 | 125,198 | 0 | 0 | |
First Citizens BancShares Inc/ | Equity | 31946M103 | 3,744 | 9,290 | SH | SOLE | 0 | 9,290 | 0 | 0 | |
First Mid-Illinois Bancshares | Equity | 320866106 | 2,172 | 56,369 | SH | SOLE | 0 | 56,369 | 0 | 0 | |
Howard Bancorp Inc | Equity | 442496105 | 1,607 | 73,057 | SH | SOLE | 0 | 73,057 | 0 | 0 | |
Horizon Bancorp/IN | Equity | 440407104 | 560 | 20,151 | SH | SOLE | 0 | 20,151 | 0 | 0 | |
Fidelity Southern Corp | Equity | 316394105 | 5,976 | 274,141 | SH | SOLE | 0 | 274,141 | 0 | 0 | |
Middlefield Banc Corp | Equity | 596304204 | 3,615 | 75,000 | SH | SOLE | 0 | 75,000 | 0 | 0 | |
NI Holdings Inc | Equity | 65342T106 | 967 | 56,971 | SH | SOLE | 0 | 56,971 | 0 | 0 | |
Norwood Financial Corp | Equity | 669549107 | 1,075 | 32,561 | SH | SOLE | 0 | 32,561 | 0 | 0 | |
Oak Valley Bancorp | Equity | 671807105 | 5,771 | 295,362 | SH | SOLE | 0 | 295,362 | 0 | 0 | |
Paragon Commercial Corp | Equity | 69911U403 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | |
Peapack Gladstone Financial Co | Equity | 704699107 | 5,323 | 152,009 | SH | SOLE | 0 | 152,009 | 0 | 0 | |
Plumas Bancorp | Equity | 729273102 | 8,184 | 352,747 | SH | SOLE | 0 | 352,747 | 0 | 0 | |
QCR Holdings Inc | Equity | 74727A104 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | |
Regions Financial Corp | Equity | 7591EP100 | 7,921 | 458,383 | SH | SOLE | 0 | 458,383 | 0 | 0 | |
Southern Missouri Bancorp Inc | Equity | 843380106 | 2,597 | 69,094 | SH | SOLE | 0 | 69,094 | 0 | 0 | |
SmartFinancial Inc | Equity | 83190L208 | 550 | 25,350 | SH | SOLE | 0 | 25,350 | 0 | 0 | |
Community Financial Corp/The | Equity | 20368X101 | 2,273 | 59,347 | SH | SOLE | 0 | 59,347 | 0 | 0 | |
Timberland Bancorp Inc/WA | Equity | 887098101 | 9,980 | 375,899 | SH | SOLE | 0 | 375,899 | 0 | 0 | |
Wellesley Bank | Equity | 949485106 | 947 | 31,874 | SH | SOLE | 0 | 31,874 | 0 | 0 | |
Zions Bancorporation | Equity | 989701107 | 7,015 | 138,000 | SH | SOLE | 0 | 138,000 | 0 | 0 | |
ZIONS BANCORPORATION | Warrant | 989701115 | 1,034 | 55,000 | SH | SOLE | 0 | 55,000 | 0 | 0 |