144: Filer Information
Filer CIK | 0001694780 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001694780 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | P10, Inc. |
SEC File Number | 001-40937 |
Address of Issuer | 4514 COLE AVENUE, SUITE 1600 DALLAS TEXAS 75205 |
Phone | (214) 999-6063 |
Name of Person for Whose Account the Securities are To Be Sold | 210 Capital, LLC |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | 10% Stockholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Class A Common Stock | Clear Street LLC 150 Greenwich St Fl 45 New York NY 10007 | 1509675 | 16530941.25 | 53971647 | 10/29/2024 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Class A Common Stock | 10/20/2021 | Class A shares received upon conversion of an equivalent number of Class B shares that were originally acquired on October 20, 2021 as part of a reorganization and share exchange effected by the issuer's predecessor in connection with the issuer's IPO. | P10, Inc. | 1509675 | 10/20/2021 | Share exchange |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 09/13/2024 | 33110 | 348913.00 |
210 Capital, LLC (1) 4514 COLE AVENUE, SUITE 1600 SUITE 1600 Dallas TX 75205 | Class A Common Stock | 09/16/2024 | 129462 | 1362989.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 09/17/2024 | 106623 | 1136889.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 09/18/2024 | 13262 | 142590.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 09/19/2024 | 217543 | 2354055.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 09/26/2024 | 2576 | 28336.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 10/04/2024 | 247424 | 2734456.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 10/15/2024 | 15094 | 169869.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 10/16/2024 | 119906 | 1360504.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 10/17/2024 | 46554 | 524540.00 |
210 Capital, LLC (1) 4514 COLE AVENUE SUITE 1600 DALLAS TX 75205 | Class A Common Stock | 10/18/2024 | 68446 | 772655.00 |
Remarks | (1) This Form 144 is being filed by 210 Capital, LLC, in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of the shares reported herein. (2) Aggregate market value based on the closing price per share reported for October 25, 2024. |
Date of Notice | 10/29/2024 |
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 | 12/10/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ C. Clark Webb |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |