0001162677-20-000031.txt : 20200706
0001162677-20-000031.hdr.sgml : 20200706
20200706162005
ACCESSION NUMBER: 0001162677-20-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200702
FILED AS OF DATE: 20200706
DATE AS OF CHANGE: 20200706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kerns Karen
CENTRAL INDEX KEY: 0001793931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55912
FILM NUMBER: 201013733
MAIL ADDRESS:
STREET 1: 1870 CORDELL COURT, SUITE 210
CITY: EL CAJON
STATE: CA
ZIP: 92020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Royale Energy, Inc.
CENTRAL INDEX KEY: 0001694617
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 814596368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1870 CORDELL COURT, SUITE 210
CITY: EL CAJON
STATE: CA
ZIP: 92020
BUSINESS PHONE: 6193836600
MAIL ADDRESS:
STREET 1: 1870 CORDELL COURT, SUITE 210
CITY: EL CAJON
STATE: CA
ZIP: 92020
FORMER COMPANY:
FORMER CONFORMED NAME: Royale Energy Holdings, Inc.
DATE OF NAME CHANGE: 20170112
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-07-02
0
0001694617
Royale Energy, Inc.
ROYL
0001793931
Kerns Karen
1870 CORDELL COURT, SUITE 210
EL CAJON
CA
92020
1
0
1
0
Common Stock
2020-07-02
4
A
0
57143
0.14
A
202598
D
Common Stock
8294633
I
By family partnership
Series B Convertible Preferred Stock
2019-03-08
Common Stock
8917540
891754
I
By family partnership
Shares issued to Ms. Kerns as compensation for services pursuant to Rule 16(b)-3(d). Share price based on the closing stock price of $0.14 per share on July 1, 2020.
Ms. Kerns indirectly owns 891,754 shares of Series B Convertible Preferred Stock which is convertible into Common Stock at 10 shares of Common Stock for each share of Convertible Preferred Stock subject to adjustment for corporate dividends, splits and reorganizations.
The Series B Convertible Preferred Stock has no expiration date.
Karen Kerns, by Debra Hatter, Attorney-in-fact
2020-07-06