0001162677-20-000015.txt : 20200422 0001162677-20-000015.hdr.sgml : 20200422 20200422180054 ACCESSION NUMBER: 0001162677-20-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200422 FILED AS OF DATE: 20200422 DATE AS OF CHANGE: 20200422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kerns Karen CENTRAL INDEX KEY: 0001793931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55912 FILM NUMBER: 20808739 MAIL ADDRESS: STREET 1: 1870 CORDELL COURT, SUITE 210 CITY: EL CAJON STATE: CA ZIP: 92020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Royale Energy, Inc. CENTRAL INDEX KEY: 0001694617 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 814596368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1870 CORDELL COURT, SUITE 210 CITY: EL CAJON STATE: CA ZIP: 92020 BUSINESS PHONE: 6193836600 MAIL ADDRESS: STREET 1: 1870 CORDELL COURT, SUITE 210 CITY: EL CAJON STATE: CA ZIP: 92020 FORMER COMPANY: FORMER CONFORMED NAME: Royale Energy Holdings, Inc. DATE OF NAME CHANGE: 20170112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-04-22 0 0001694617 Royale Energy, Inc. ROYL 0001793931 Kerns Karen 1870 CORDELL COURT, SUITE 210 EL CAJON CA 92020 1 0 1 0 Common Stock 2020-04-22 4 A 0 145455 0.11 A 145455 D Common Stock 8294633 I By family partnership Series B Convertible Preferred Stock 2019-03-08 Common Stock 8917540 891754 I By family partnership Shares issued to Ms. Kerns as compensation for services pursuant to Rule 16(b)-3(d). Share price based on the closing stock price of $0.11 per share on April 21, 2020. Ms. Kerns owns 891,754 shares of Series B Convertible Preferred Stock which is convertible into Common Stock at 10 shares of Common Stock for each share of Convertible Preferred Stock subject to adjustment for corporate dividends, splits and reorganizations. The Series B Convertible Preferred Stock has no expiration date. Karen Kerns, by Debra Hatter, Attorney-in-fact 2020-04-22